Change Requests

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Rule 17f-1(g), 17 CFR 240.17f-1(g): Recordkeeping Requirements for the Lost & Stolen Securities Program

Key Information

Abstract

Rule 17f-1(g), 17 CFR 240.17f-1(g), requires that all reporting institutions (i.e., every national securities exchange, member thereof, registered securities association, broker, dealer, municipal securities dealer, registered transfer agent, registered clearing agency, participant therein, member of the Federal Reserve System, and bank insured by the FDIC) maintain and preserve a number of documents related to their participation in the Lost and Stolen Securities Program under Rule 17f-1.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78q(f)	View Law

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Office of Special Counsel for Immigration-Related Unfair Employment Practices Charge Form

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Abstract

Under 8 U.S.C. § 1324b of the Immigration and Nationality Act, the United States Department of Justice, Civil Rights Division, Office of Special Counsel for Immigration-Related Unfair Employment Practices (OSC) requires information on citizenship status, immigration status, national origin, and the nature, timing, and specifics of the alleged discriminatory acts from charging parties alleging discrimination in order to determine jurisdiction over the allegation of employment discrimination and to initiate an investigation based on the allegation.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

8 USC 13224b	View Law

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Rule 13e-1

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Section 13(e) of the Securities Exchange Act of 1934 (the “Act”) makes it unlawful for an issuer to purchase its own equity securities unless the purchase is in compliance with such rules and regulations as set forth by the Commission for protection of public interest or for the protection of the investors. In order to facilitate compliance with Section 13(e), the Commission adopted Rule 13e-1 (17 CFR 240.13e-1). Rule 13e-1 states that an issuer that has received notice that it is the subject of a tender offer made under Section 14(d)(1) of the Act, that has commenced under Rule 14d-2, cannot purchase any of its equity securities during the tender offer unless the issuer first files a statement with the Commission containing the required information under Rule 13e-1. This rule is in keeping with the Commission’s statutory responsibility to prescribe rules and regulations that are necessary for the protection of investors. A principal function of the Federal securities laws’ disclosure provisions is to make information available to the securities markets. The Commission uses very little of the collected information for itself, except on an occasional basis in the enforcement of the securities laws. The information required by the Commission assures the public availability and dissemination of such information.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78c, 78l, 78m, 78n, 78o(d)	View Law

15 USC 78w(a), 89ll	View Law

15 USC 80a-8, 80a-24, 80a-29, 80a37	View Law

15 USC 77g, 77j, 77s(a)	View Law

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Request for Casket/Urn Allowance

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The Department of Veterans Affairs (VA) National Cemetery Administration (NCA) has established VA regulations to implement statutory authority for NCA to provide allowance for the purchase of caskets and urns for the interment of the remains of Veterans without next of kin (NOK) and sufficient resource available for burial.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

38 USC 2306	View Law

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Application for Accreditation as Service Organization Representative

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Abstract

Application For Accreditation - representatives of service organizations use this form to apply for VA accreditation to represent claimants for benefits before VA.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

38 USC 5902	View Law

38 USC 5904	View Law

38 USC 5901	View Law

38 USC 5903	View Law

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VA-Guaranteed Home Loan Cash-out Refinance Loan Comparison Disclosure

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Section 309 of the Economic Growth, Regulatory Relief, and Consumer Protection Act (the Act), Public Law 115-174 requires VA to promulgate regulations for cash-out refinance home loans within 180 days after the date of the enactment of the Act. Section 309 of the Act was codified at 38 U.S.C. 3709. VA’s regulation governing refinancing cash-out loans is found at 38 CFR 36.4306. Section 309 requires that a refinanced VA home loan may not be guaranteed by the Department of Veterans Affairs, unless, a specified minimum time period has passed between the original loan and the refinancing loan; and the lender complies with provisions related to fee recoupment, mortgage interest rates, and net tangible benefit tests. These provisions ensure that the refinancing loan is in the financial interest of the Veteran.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 115 - 174 309	View Law

38 USC 3709	View Law

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Request for Certificate of Veteran Status (VA Form 26-8261a)

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This form is used to determine an applicant's eligibility for a possible reduced down payment when obtaining a loan insured by FHA under the provisions of Section 203(b)(2) or 220(d)(a) of the National Housing Act as amended.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 84 - 345 203(b)(2) and 220(d)(a)	View Law

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Legal Services for Homeless Veterans and Veterans At-Risk for Homelessness (LSV-H) Grant Program

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Public Law 116-315, Johnny Isakson and David P. Roe, M.D. Veterans Health Care and Benefits Improvement Act of 2020, provided authority for VA's Homeless Programs Office (HPO) to grant funding to eligible organizations that will coordinate or provide legal services to Veterans who are homeless or at risk of homelessness. Several sections, including section 4202, of the Act were created to better serve veterans who are struggling with homelessness or housing insecurity. Requests for funding by applicants are likely to exceed the amount of funding appropriated to the VA for these grants. The VA must collect data to prioritize applicants for funding. The legal authority for this data collection is found under 38 USC, Part I, Chapter 5, Section 527 that authorizes the collection of data that will allow measurement and evaluation of the Department of Veterans Affairs Programs, the goal of which is to improve health care and services for Veterans. This information collection includes grant eligibility criteria, application requirements, scoring criteria, constraints on the allocation and use of the funds, and other requirements necessary to implement this grant program. HPO will use information collected to determine if an applicant is eligible to receive grant funding. HPO will also obtain information necessary to ensure that federal funds are awarded to applicants who are financially stable and have the capacity to conduct the program for which a grant is awarded.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 116 - 315 4202	View Law

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Financial Statement (VA Form 26-6807)

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VA Form 26-6807 is used to determine a borrower's financial condition in connection with efforts to reinstate a seriously defaulted, guaranteed, insured, or portfolio loan. In addition, the form is used in determining the financial feasibility of a veteran or service member to obtain a home with the assistance of a Specially Adapted Housing Grant under 38 U.S.C., Chapter 21.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

38 USC 3702(b)(2)	View Law

38 USC 3714	View Law

Pub.L. 89 - 754 1013	View Law

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Annual Manufacturing Energy Consumption Survey

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EIA has administered Form EIA-846, Manufacturing Energy Consumption Survey, as a quadrennial product since 1988. Given the rapidly evolving energy-intensive economic landscape, EIA is initiating a narrower but more frequent data collection, the Annual Manufacturing Energy Consumption Survey, Form EIA-847. This new form would supplement the quadrennial collection with a subset of data covering the intervening years. Form EIA-847, consisting of approximately 60 questions pulled from more than 250 questions in Form EIA-846, will ask about energy purchases, expenditures, transfers in and shipments out, onsite produced, fuel, and non fuel use of 5 widely used energy sources in the U.S. manufacturing sector.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 764	View Law

15 USC 790(a)	View Law

15 USC 772(b)	View Law

42 USC 7135	View Law

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Application for Annual Clothing Allowance (VA Form 10-8678)

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The Department of Veterans Affairs (VA) through its Veterans Health Administration (VHA) administers an integrated program of benefits and services, established by law, for veterans, service personnel, and their dependents and/or beneficiaries. Authorization for this information collection is found in 38 U.S.C., Section 1162, Clothing Allowance, which provides authority for the Secretary to pay a clothing allowance to veterans who, because of a service-connected disability, wear or use a prosthetic or orthopedic appliance (including a wheelchair) which tends to wear out or tear clothing or uses medication that causes irreparable damage to the outer garments. Entitlement to this benefit is granted by 38 CFR 3.810, Clothing Allowance, upon application by the eligible individual. VA Form 10-8678 is used to collect the necessary information to determine if the veteran has established entitlement to a clothing allowance payment.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

38 USC Part IV, Chpt. 57, Section 57	View Law

Pub.L. 107 - 247 2	View Law

38 USC Section 1162	View Law

38 USC Part V, Chpt. 73, Section 7332	View Law

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FERC-725B, RM24-8 Final Rule, Mandatory Reliability Standards for Critical Infrastructure Protection (CIP)

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For Final Rule RM24-8 - Reliability Standards CIP 003-10, CIP-004-8, CIP-005-8, CIP-006-7.1, CIP-007-7.1, CIP-008-7.1, CIP 009 7.1, CIP-010-5, CIP-011-4.1, and CIP-013-3 were updated. According to NERC, the Reliability Standards would allow responsible entities to fully implement virtualization and address risks associated with virtualized environments, such as “side channel” attacks where virtual systems executing on the same hardware could affect one another. NERC also states that the use of security objectives within the CIP Reliability Standards establishes a framework adaptable to newer technologies. NERC explains that its revisions would: (1) support different security models by adjusting language around perimeter-based models to accommodate other security models; (2) recognize “virtualization infrastructure and virtual machines through new and revised terms in the NERC Glossary;” (3) broaden “change management approaches beyond a baseline-only configuration to recognize the dynamic nature of virtualized technologies,” e.g., where such virtualized systems are no longer installed on specific servers; and (4) manage “accessibility and attack surfaces of a virtualized configuration.” In addition to the changes to facilitate virtualization, the proposed Reliability Standards incorporate clarifications found during the implementation of prior versions of the CIP Standards.

Federal Register Notices

60-Day FRN	View Notice

Authorizing Statutes

16 USC 824s-1	View Law

16 USC 824d	View Law

16 USC 824o	View Law

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Establishing Property Suitability for VA Specially Adapted Housing (VA Forms 26-1858a, 26-1858b, 26-1858c, 26-1858d)

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The information collected is used to assess the suitability and condition of properties under the VA’s Specially Adapted Housing (SAH) program. It is used to assist Veterans who are entitled to adapted housing grants itemized under 38 U.S.C. Chapter 21 §2101 (a) who may use their benefit to “acquire a suitable housing unit” that will provide a barrier-free living space based on “the nature of the Veteran’s disability”.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

38 USC Chapter 21 §2101	View Law

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Administration for Children and Families Generic for Information Collections related to Gatherings

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Abstract

This request is to establish a new umbrella generic clearance for the Administration for Children and Families (ACF) to request information from potential participants at ACF gatherings, such as meetings or conferences. This may include large scale conferences, meetings for grantees or contractors, workshops, trainings, poster sessions, and other in-person and virtual gatherings for individuals with interest in ACF programs (clients, researchers, policymakers, etc.), among others. To ensure ACF has adequate information to plan these activities, the Agency must often collect information from potential participants such as basic contact information, preferences for attendance (mode, special requests, etc.), organizational affiliation, feedback about meeting content, etc. Additionally, some activities require ACF to have additional information to have the means to select the most appropriate participants for attendance according to the type or purpose of a given activity, or to group participants into the most appropriate category or activity during an event. This may include information about poster presentations, speaking panels, training courses, professional perspectives or experiences, etc. In addition, attendees may be asked to submit an application or abstract for prescreening to be selected for attendance. The planning for meetings is most often on a quick timeline and the standard timeline to comply with a full request under the Paperwork Reduction Act would inhibit the ability to collect information to inform these activities. Therefore, an umbrella generic is necessary to allow for quick turnaround requests for similar information collections related to these activities. As part of this generic, ACF requests OMB provide a response on individual generic information collections within 5 business days. If no response is received and the request meets the purposes, uses and scope outlined in this document, ACF may move forward with the proposed information collection.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 1310	View Law

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Health Education Assistance Loan (HEAL) Program Regs.

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This is a request for an extension of OMB approval of information collection requirements associated with the Health Education Assistance Loan (HEAL) Program regulations for reporting, recordkeeping and notifications, currently approved under OMB No. 1845-0125. There has been no change to the regulatory language.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 705	View Law

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Rule 302 (17 CFR 242.302) Recordkeeping Requirements for Alternative Trading Systems

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Rule 302 provides that, as a condition of operating as a broker- dealer, alternative trading systems must keep certain records regarding subscribers to their system, daily trading summaries and time-sequenced records of order information in the alternative trading systems.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78a	View Law

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Partnerships for Climate-Smart Commodities

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Abstract

The purpose of the Partnerships for Climate-Smart Commodities is to support the production and marketing of climate-smart commodities through a set of pilot projects that provide voluntary incentives through partners to producers and landowners, including early adopters, to implement climate-smart conservation practices, activities, and systems on working lands; measure and quantify, monitor and verify the carbon and greenhouse gas (GHG) benefits associated with those practices; and develop markets and promote the resulting climate-smart commodities.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

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Special Use Administration

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This information collection is used by the Forest Service to evaluate and ensure that authorized uses of National Forest System (NFS) lands are in the public interest and are compatible with the Agency's mission. The information helps the agency identify environmental and social impacts of special uses for purposes of compliance with the National Environmental Policy Act (NEPA) and program administration.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

16 USC 497	View Law

16 USC 497b	View Law

43 USC 1761-1771	View Law

16 USC 551	View Law

30 USC 185	View Law

16 USC 532-538	View Law

16 USC 460l-6d	View Law

16 USC 6801-6814	View Law

16 USC 1b	View Law

43 USC 931c, 931d	View Law

16 USC 480d	View Law

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Formative Data Collections for ACF Program Support

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Abstract

The Formative Data Collections for Administration for Children and Families (ACF) Program Support generic was created to allow ACF program offices to learn more about program-related services, including processes and needs of funded programs or grant recipients, those served by ACF programs, or others experienced with or interested in ACF programs. The goal is to improve ACF decision-making, program support, and support for or relationships with those with interest in ACF programs. The generic was approved as a new overarching generic in July 2019. The Formative Data Collections for ACF Program Support generic has proved very useful for program offices to collect formative information to support programs, such as information about what programs and grant recipients are doing in response to unexpected events, what needs programs or grant recipients may have so ACF can provide appropriate support, to gather feedback on performance measures for funding recipients, etc. This current request is to extend approval of the Formative Data Collections for ACF Program Support for an additional three years. The proposed types of generic information collections (GenICs), the purpose of the GenICs, and the general uses of information collected remain the same, but we have made minor revisions to the supporting statements for clarification and to align with current administration priorities. Burden estimates have been adjusted by estimated response per type of collection, but the overall estimate for new burden hours remains consistent. Burden for ongoing GenICs is included with this request.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 1310	View Law

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Rule 15Fi-2 Trade Acknowledgment and Verification of Security-Based Swap Transactions

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Abstract

Rule 15Fi-2, 17 CFR 240.15Fi-2, prescribes documentation standards for the timely and accurate acknowledgment and verification of SBS transactions by SBS Entities. The rule contains seven paragraphs: (a) the trade acknowledgment obligations of specific SBS Entities; (b) the prescribed time frames under which a trade acknowledgment must be provided; (c) the form and content requirements of the trade acknowledgment; (d) SBS Entities’ verification obligations; (e) a limited exception from the requirement to provide a clearing agency a trade acknowledgment in a clearing transaction; (f) a limited exception from the requirement to provide a trade acknowledgment for certain transactions executed on a security-based swap execution facility or a national securities exchange or accepted for clearing by a clearing agency; and (g) a limited exemption from the requirements of Exchange Act Rule 10b-10 for a broker-dealer acting as principal for its own account in a security-based swap transaction.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78o-8(i)	View Law

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Rule 3a71-3 Cross Border Security-Based Swap Dealing Activity

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Abstract

Rule 3a71-3 under the Securities Exchange Act of 1934, 17 CFR 240.3a71-3, is designed to give effect to provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act that, among other things, would mitigate the operational difficulties that could arise in connection with investigating the activities of a counterparty to ensure compliance with the rules.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78a et seq.	View Law

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Fiscal Operations Report for 2025-2026 and Application to Participate 2027-2028 (FISAP) and Reallocation Form

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Abstract

The Higher Education Act of 1965, as amended, requires participating Title IV institutions to apply for funds and report expenditures for the Federal Perkins Loan (Perkins), the Federal Supplemental Educational Opportunity Grant (FSEOG) and the Federal Work-Study (FWS) Programs on an annual basis. The data submitted electronically in the Fiscal Operations Report and Application to Participate (FISAP) is used by the Department of Education to determine the institution’s funding need for the award year and monitor program effectiveness and accountability of fund expenditures. The data is used in conjunction with institutional program reviews to assess the administrative capability and compliance of the applicant. There are no other resources for collecting this data. The HEA requires that if an institution anticipates not using all of its allocated funds for the FWS, and FSEOG programs by the end of an award year, it must specify the anticipated remaining unused amount to the Secretary, who reduces the institution’s allocation accordingly.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

20 USC 1087b	View Law

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Rule 19b-1 (17 CFR 270.19b-1) under the Investment Company Act of 1940 - Frequency of Distribution of Capital Gains

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Abstract

Section 19(b) of the Investment Company Act of 1940 authorizes the Commission to regulate registered investment company (“fund”) distributions of long-term capital gains made more frequently than once every twelve months. Accordingly, rule 19b-1(e) permits a fund to apply to the Commission for permission to distribute long-term capital gains that would otherwise be prohibited by the rule if the fund did not foresee the circumstances that created the need for the distribution. The application must set forth the pertinent facts and explain the circumstances that justify the distribution. An application that meets those requirements is deemed to be granted unless the Commission denies the request within 15 days after the Commission receives the application. Rule 19b-1(e) allows a fund, in unforeseen circumstances, to request timely authorization to make a distribution that would not otherwise be permitted by the rule. The Commission uses the information required by paragraph (e) to determine whether a request should be granted under this paragraph.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 80a	View Law

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Dissemination of Quotations -- Rule 602 of Regulation NMS

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Abstract

Section 11A(a)(2) of the Securities Exchange Act of 1934 (“Exchange Act”) directs the Securities and Exchange Commission (“Commission”) to use its authority under the Exchange Act to facilitate the establishment of a national market system in which, among other things, brokers, dealers, and investors have access to information on securities quotations and transactions. Moreover, the Commission is authorized, under Sections 11A(c)(1)(B) and (F) of the Exchange Act, to assure the prompt, accurate and reliable distribution of quotation information and to assure the fairness and usefulness of the form and content of such information. To achieve these statutory objectives, the Commission promulgated Rule 11Ac1-1, designated as Rule 602 of Regulation NMS, 17 CFR 242.602. Rule 602 contains two related collections of information. The first collection of information is found in Rule 602(a). This requirement obligates each national securities exchange and national securities association to make available to quotation vendors for dissemination to the public the best bid, best offer, and aggregate quotation size for each “subject security,” as defined under the Rule. The second collection of information is found in Rule 602(b). This requirement obligates each exchange member and over-the-counter (“OTC”) market maker that is a “responsible broker or dealer,” as defined under the Rule, to communicate to an exchange or association its best bids, best offers, and quotation sizes for subject securities.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78a	View Law

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Foreign Graduate Medical School Consumer Information Reporting Form

Key Information

Abstract

This is a request for an extension without change of the information collection to obtain consumer information from foreign graduate medical institutions that participate in the William D. Ford Federal Direct Loan Program (Direct Loan Program) as authorized under Title IV of the Higher Education Act of 1963, as amended, (HEA). The form is used for reporting specific graduation information to the Department of Education (the Department) with a certification signed by the institution’s President/CEO/Chancellor.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

20 USC 1091	View Law

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