Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

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Showing 25 of 15563 results

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

EIB 99-14 Trade Reference Form

Reference Number:

202506-3048-001

Omb Control Number:

3048-0042

Agency:

EXIMBANK

Received:

2025-06-25

Concluded:

2025-08-08

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
EIB 99-14 Trade Reference Form

Key Information

Abstract

EIB 99-14 Trade Reference Form provides essential credit information used by EXIM Bank credit officers when analyzing requests for export credit insurance/financing support, both short-term (360 days & less) & medium-term (longer than 360 days), for the export of their US goods and services. Additionally, this form is an integral part of the short-term Multi-Buyer export credit insurance policy for those policyholders granted foreign buyer discretionary credit limit authority (DCL). Multi-Buyer policy holders given DCL authority may use this form as the sole source or one piece among several sources of credit information for their internal foreign buyer credit decision in which, in turn, commits EXIM's guarantee. When developed in conjunction with the Bank's Short Term and Medium-Term Credit Standards (STCS/MTCS) the Trade Reference Form was meant to be a guideline for the type of information needed by either an EXIM loan officer or Multi-Buyer policyholder when making a foreign buyer credit decision. Ideally a supplier providing the trade reference would submit this information in a letter/memorandum on their company letter. Over time it has become common practice for Exporters to complete this form, thereby making it a regularly-used document in particular by Multi-Buyer policyholders. EXIM Bank and its Multi-Buyer policyholders use the Trade Reference Form approximately 6,500 times annually. Thus the Trade Reference Form is critical to EXIM Bank and in particular to over 2,300 Multi-Buyer policyholders during their foreign buyer credit review process.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

12 USC 635
View Law

Presidential Action:

-

Title:

Section 73.1680, Emergency Antennas

Reference Number:

202506-3060-008

Omb Control Number:

3060-0341

Agency:

FCC

Received:

2025-06-25

Concluded:

2025-06-25

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Section 73.1680, Emergency Antennas

Key Information

Abstract

47 CFR Section 73.1680 requires that licensees of AM, FM or TV stations submit an informal request to the FCC (within 24 hours of commencement of use) to continue operation with an emergency antenna. An emergency antenna is one that is erected for temporary use after the authorized main and auxiliary antennas are damaged and cannot be used.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

47 USC 154
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Presidential Action:

-

Title:

The Impact and Potential of “Co-Production” in Addressing Climate Adaptation across the Pacific Islands

Reference Number:

202410-1028-002

Omb Control Number:

1028-0151

Agency:

DOI/GS

Received:

2025-06-25

Concluded:

2025-09-29

Action:

Approved with change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
The Impact and Potential of “Co-Production” in Addressing Climate Adaptation across the Pacific Islands

Key Information

Abstract

The Pacific Islands Climate Adaptation Science Center is one of nine regional centers created by the U.S. Department of the Interior, under the USGS National Climate Change and Wildlife Science Center, to help meet the changing needs of land and resource managers. These partnership-driven centers connect teams of scientists, natural and cultural resource managers, and local communities to develop the latest data, tools, and knowledge on the impacts of and adaptation to climate change to support management decisions.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 110 - 161 684
View Law

Presidential Action:

-

Title:

[NCCDPHP] Well-Integrated Screening and Evaluation for Women Across the Nation (WISEWOMAN) Reporting System

Reference Number:

202502-0920-014

Omb Control Number:

0920-0612

Agency:

HHS/CDC

Received:

2025-06-25

Concluded:

2025-08-08

Action:

Approved without change

Status:

Active

Request Type:

Reinstatement with change of a previously approved collection
[NCCDPHP] Well-Integrated Screening and Evaluation for Women Across the Nation (WISEWOMAN) Reporting System

Key Information

Abstract

The WISEWOMAN program focuses on reducing risk factors for cardiovascular disease (CVD) among at-risk participants. Addressing risk factors such as high blood pressure, elevated blood cholesterol, obesity, sedentary lifestyle, diabetes, and smoking, reduces a woman’s risk of CVD-related illness and death. CVD, is a primary contributor to mortality, morbidity, and decreased quality of life, especially among older participants. Health United States (2019) reported that CVD was the leading cause of death for women in the United States. Participants in lower income brackets, or without health insurance have an increased risk of CVD morbidity and mortality, because they have limited access to health services such as screenings, medications, healthy behavior support services to manage their risk factors. State, and tribal organizations awarded with WISEWOMAN grants are expected to report information pertaining to the aforementioned factors for the purposes of program evaluation. The WISEWOMAN program shares 8 data elements with the National Breast and Cervical Cancer Early Detection Program (NBCCEDP) so the burden of collecting additional information by awardees (see Attachment 3) is minimized. Overall, there are no changes to the number of awardees (respondents), the information collection requirements, the estimated burden per response, or the total estimated annualized burden hours. This Revision request for WISEWOMAN Program replaces the current race MDE with OMB 2024 Statistical Policy Directive-15 Standard (Figure 2). Two additional questions from the PRAPARE Screening Tool will be added for program fidelity and data quality.

SPD-15 Implementation

Yes

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

42 USC 241
View Law
Pub.L. 101 - 354 300
View Law

Presidential Action:

-

Title:

Supplement To Claim of Person Outside the United States

Reference Number:

202502-0960-012

Omb Control Number:

0960-0051

Agency:

SSA

Received:

2025-06-25

Concluded:

2025-07-31

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Supplement To Claim of Person Outside the United States

Key Information

Abstract

Claimants or beneficiaries, both United States (U.S.) citizens and aliens entitled to benefits, living outside the U.S. complete Form SSA-21 as a supplement to an application for benefits. SSA collects the information to determine eligibility for U.S. Social Security benefits for those months an alien beneficiary or claimant is outside the U.S., and to determine if tax withholding applies. In addition, SSA uses the information to: (1) allow beneficiaries or claimants to request a special payment exception in an SSA Restricted country; (2) terminate Supplemental Medical Insurance coverage for recipients who request it, because they are, or will be, out of the U.S.; and (3) allow claimants to collect a lump sum death benefit if the number holder died outside the U.S. and we do not have information to determine the whether the lump sum death is payable under the Social Security Act. The respondents are Social Security claimants, or individuals entitled to Social Security benefits, who are, will be, or have been residing outside the U.S. for three months or longer.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 98 - 21 121(c)
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42 USC 402.27 (c)
View Law

Presidential Action:

-

Title:

Supplemental Security Income-Quality Review Case Analysis

Reference Number:

202502-0960-002

Omb Control Number:

0960-0133

Agency:

SSA

Received:

2025-06-25

Concluded:

2025-07-31

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Supplemental Security Income-Quality Review Case Analysis

Key Information

Abstract

To assess the Supplemental Security Income (SSI) program and ensure the accuracy of its payments, SSA conducts legally mandated periodic SSI case analysis quality reviews. SSA uses Form SSA-8508 to conduct these reviews, collecting information on operating efficiency; the quality of underlying policies; and the effect of incorrect payments. SSA also uses the data to determine SSI program payment accuracy rates, which is a performance measure for the agency's service delivery goals. The respondents are recipients of SSI payments selected for the quality reviews.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

42 USC 405
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42 USC 1383
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42 USC 1382
View Law

Presidential Action:

-

Title:

Request for Business Entity Taxpayer Information

Reference Number:

202502-0960-013

Omb Control Number:

0960-0731

Agency:

SSA

Received:

2025-06-25

Concluded:

2025-07-31

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Request for Business Entity Taxpayer Information

Key Information

Abstract

The SSA uses Form SSA-1694 to collect information from law firms or other business entities that have partners or employees to whom SSA pays fees that SSA has authorized as compensation for the representation of claimants before SSA. SSA uses the information to meet Form 1099-MISC requirements for issuance. The respondents are law firms or other business entities with partners or employees who are attorneys or other qualified individuals who represent claimants before SSA.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

42 USC 406
View Law
42 USC 1383
View Law

Presidential Action:

-

Title:

Statement of Employer

Reference Number:

202505-0960-001

Omb Control Number:

0960-0030

Agency:

SSA

Received:

2025-06-25

Concluded:

2025-07-31

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Statement of Employer

Key Information

Abstract

When workers report they were paid wages, but cannot provide proof of those earnings, and the wages do not appear in SSA’s records of earnings, SSA uses Form SSA-7011-F4 to document the alleged wages. Specifically, the agency uses the form to resolve discrepancies in the individual’s Social Security earnings record, and to process claims for Social Security benefits. We only send Form SSA-7011-F4 to employers if we are unable able to locate the earnings information within our own records. The respondents are employers who can verify wage allegations made by wage earners.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

42 USC 405
View Law

Presidential Action:

-

Title:

Schools and Libraries Cybersecurity Pilot Program

Reference Number:

202505-3060-027

Omb Control Number:

3060-1323

Agency:

FCC

Received:

2025-06-24

Concluded:

2025-09-08

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Schools and Libraries Cybersecurity Pilot Program

Key Information

Abstract

The Commission established a three-year Cybersecurity Pilot Program to ascertain whether supporting cybersecurity and advanced firewall services with universal service support could advance the key universal service principles of providing quality Internet and broadband services to K-12 schools and libraries at just, reasonable, and affordable rates; and to ensure schools' and libraries' access to advanced telecommunications provided by Congress in the Telecommunications Act of 1996.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

47 USC 1-4, 201-202, 254, 303(r), 403
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47 USC 151-154
View Law

Presidential Action:

-

Title:

Form 18 - Registration Form

Reference Number:

202502-3235-012

Omb Control Number:

3235-0121

Agency:

SEC

Received:

2025-06-24

Concluded:

2025-09-17

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form 18 - Registration Form

Key Information

Abstract

Form 18 (17 CFR 249.218) is a registration form that can be used by a foreign government or a political subdivision thereof to register securities for listing on a U.S. exchange. Form 18 requires the disclosure of information concerning, among other things, the securities being listed, the external and internal funded debt of the registrant, and the receipts and expenditures of the registrant. The registrant is also required to provide, among other things, a copy of its last annual budget as an exhibit. The principal function of the Securities and Exchange Commission’s (the “Commission”) forms and rules under the securities laws disclosure provisions is to make information available to investors. The information required to be filed with the Commission permits verification of compliance with securities law requirements and assures the public availability and dissemination of such information. Security holders, investors, broker-dealers, investment banking firms, professional security analysts, and others may use the Form 18 information in evaluating securities and making investment decisions with respect to such securities. In addition, all investors may benefit indirectly from submissions on Form 18, as direct users generally effect transactions in securities on the basis of current information included in such filings, thereby causing the market prices of the securities to reflect such information.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

15 USC 78l(b), 78l(c), 78w(a)
View Law

Presidential Action:

-

Title:

Arbitrator's Report and Fee Statement (FMCS Form R-19)

Reference Number:

202505-3076-003

Omb Control Number:

3076-0003

Agency:

FMCS

Received:

2025-06-24

Concluded:

2025-07-28

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Arbitrator's Report and Fee Statement (FMCS Form R-19)

Key Information

Abstract

Arbitrator's Report and Fee Statement (FMCS Form R-19) is used by FMCS to monitor the performance of the arbitrators on its roster. The form is filed by the arbitrator each time the arbitrator renders a decision.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

29 USC 172
View Law
29 USC 171 (b)
View Law

Presidential Action:

-

Title:

Leveraged Lending

Reference Number:

202505-1557-001

Omb Control Number:

1557-0315

Agency:

TREAS/OCC

Received:

2025-06-24

Concluded:

2025-09-15

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Leveraged Lending

Key Information

Abstract

The OCC, FRB, and FDIC issued guidance on leveraged lending, setting forth high-level principles related to safe and sound leveraged lending activities, including underwriting considerations, assessing and documenting enterprise value, risk management expectations for credits awaiting distribution, stress testing expectations and portfolio management, and risk management expectations. All financial institutions should have the capacity to properly evaluate and monitor underwritten credit risks, to understand the effect of changes in borrowers' enterprise values upon credit portfolio quality, and to assess the sensitivity of future credit losses to changes in enterprise values. Under the guidance, institutions should have: (i) underwriting policies for leveraged lending, including stress-testing procedures for leveraged credits; (ii) risk management policies, including stress testing procedures for pipeline exposures; and (iii) policies and procedures for incorporating the results of leveraged credit and pipeline stress tests into the firm's overall stress-testing framework.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

12 USC 1 et seq.
View Law

Presidential Action:

-

Title:

Form F-80 - Canadian Securities

Reference Number:

202502-3235-013

Omb Control Number:

3235-0404

Agency:

SEC

Received:

2025-06-24

Concluded:

2025-09-17

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form F-80 - Canadian Securities

Key Information

Abstract

The Securities Act of 1933 (the “Securities Act”) was enacted to provide full and fair disclosure with respect to publicly offered securities and to prevent fraud in connection with such offerings. The Securities Act carries out this purpose by requiring the filing of a registration statement in connection with public distributions of securities and containing remedial provisions for fraud. Schedule A of the Securities Act specifies the general types of information that must be disclosed in registration statements filed with the Securities and Exchange Commission (the “Commission”). Form F-80 (17 CFR 239.41) is a Securities Act registration form pertaining to Canadian foreign private issuers under the multijurisdictional disclosure system with Canada. Form F-80 may be used for the registration of securities to be issued in an exchange offer by a registrant that, among other criteria: (1) is a Canadian foreign private issuer; (2) has had a class of securities listed on a designated Canadian securities exchange for at least 12 calendar months and meets certain Canadian continuous disclosure requirements; and (3) has an aggregate market value of its outstanding equity shares held by non-affiliates (“public float”) of at least C$75 million. Form F-80 may also be used by certain Canadian foreign private issuers to register securities issued in connection with business combinations, provided that certain participants meet similar listing history, public float, and other criteria. Form F-80, along with the other forms and schedules adopted by the Commission, is designed to facilitate cross-border offerings by eligible Canadian foreign private issuers. Although Form F-80 creates burden hours, its cost should be considered in the context of the overall savings resulting from the multijurisdictional disclosure system. The principal function of the Commission’s forms, schedules, and rules under the Securities Act’s disclosure provisions is to make information available to investors. The information required to be filed with the Commission permits verification of compliance with securities law requirements and assures the public availability and dissemination of such information. Security holders, investors, broker-dealers, investment banking firms, professional securities analysts, and others may use the Form F-80 information in evaluating securities and making investment decisions with respect to such securities. In addition, all investors may benefit indirectly from submissions on Form F-80, as direct users generally effect transactions in securities on the basis of current information about the issuer included in such filings, thereby causing the market prices of the securities to reflect such information.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

15 USC 78w(a)
View Law
15 USC 78m
View Law

Presidential Action:

-

Title:

Interactive Data

Reference Number:

202502-3235-014

Omb Control Number:

3235-0645

Agency:

SEC

Received:

2025-06-24

Concluded:

2025-09-17

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Interactive Data

Key Information

Abstract

The Securities Act of 1933 (“Securities Act”) and Securities Exchange Act of 1934 (“Exchange Act”), in general, require companies to file financial information with the Securities and Exchange Commission (“Commission”) in registration statements when they publicly offer securities and in reports when they have securities publicly held, respectively. The “Interactive Data” collection of information requires issuers filing these registration statements and reports to submit specified financial information to the Commission in interactive data format using eXtensible Business Reporting Language (XBRL). This collection of information is located primarily in: • registration statement and report exhibit provisions, which require interactive data; and • Rule 405 of Regulation S-T (17 CFR 232.405), which specifies how to submit interactive data. The exhibit provisions are in Item 601(b)(101) of Regulation S-K (17 CFR 229.601(b)(101)), Form F-10 under the Securities Act (17 CFR 239.40), and Forms 20-F, 40-F, and 6-K under the Exchange Act (17 CFR 249.220f, 17 CFR 249.240f, and 17 CFR 249.306). In interactive data format, financial information can be downloaded directly into spreedsheets and analyzed in a variety of ways using commercial off-the-shelf software. The specified financial information already is and will continue to be required to be submitted to the Commission in traditional format (i.e., HyperText Markup Language (HTML)) under existing requirements. The purpose of the interactive data requirement is to make financial information easier for investors to analyze and assist issuers in automating regulatory filings and business information processing. The interactive data can be used by investors and others interested in such information.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 107 - 204 3(a)
View Law
15 USC 77g, 77j, 77s(a)
View Law
15 USC 78c, 78l, 78m, 78o(d), 78w(a)
View Law

Presidential Action:

-

Title:

Refugee Assistance Program Estimates: Cash and Medical Assistance (CMA) – ORR-1

Reference Number:

202506-0970-018

Omb Control Number:

0970-0030

Agency:

HHS/ACF

Received:

2025-06-24

Concluded:

2025-08-11

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Refugee Assistance Program Estimates: Cash and Medical Assistance (CMA) – ORR-1

Key Information

Abstract

As mandated by Office of Refugee Resettlement (ORR) regulations at 45 CFR § 400.11(b), recipients must submit annual estimates for reimbursable costs under the Cash and Medical Assistance (CMA) programs, categorized by expense type, along with a justification statement in support of the estimates. To meet this requirement, recipients must submit the ORR-1 CMA Program Estimates form annually as part their application for the CMA program, which funds cash assistance, medical assistance, services to unaccompanied refugee minors, and related administrative costs. A budget justification in support of the CMA estimates must be submitted along with the ORR-1 form. However, ORR does not currently provide a standardized budget justification template. As a result, submissions vary widely in format, content, and level of detail, making it challenging to extract and standardize information. This increases the burden on both ORR reviewers and recipients. This request is to extend approval of the ORR-1 with revisions to include a standardized format for submission of the budget justification. This new process will require States and Replacement Designees (RD) to submit budget justifications in a standardized format via a Microsoft Excel workbook (ORR-1 Instructions and Budget Workbook) with each tab of the justification in alignment with a specific line on the ORR-1. The ORR-1 form has been updated with minor revisions, including updated column and line titles that reflect current terminology, and a simplified structure that replaces unit cost estimates with total cost estimates. These revisions are a result of the standardization of the budget justification. The revised instructions, which are now embedded within the standardized budget justification, provide guidance to recipients on how to fill out each section of the standardized budget justification.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 96 - 212 412
View Law

Presidential Action:

-

Title:

Crisis Assistance Request Form - (Dept. of State)

Reference Number:

202506-1405-002

Omb Control Number:

1405-0259

Agency:

STATE/AFA

Received:

2025-06-24

Concluded:

2025-06-24

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Crisis Assistance Request Form - (Dept. of State)

Key Information

Abstract

The purpose of the collection is to enable the Department of State to better identify and communicate with U.S. citizens and Lawful Permanent Residents (LPRs) who may need consular assistance during a crisis overseas.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Presidential Action:

-

Title:

Form T-1 - Statement of eligibility and qualification under the Trust Indenture Act of 1939 of a Corporation designated to act as a Trustee

Reference Number:

202502-3235-010

Omb Control Number:

3235-0110

Agency:

SEC

Received:

2025-06-24

Concluded:

2025-09-17

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form T-1 - Statement of eligibility and qualification under the Trust Indenture Act of 1939 of a Corporation designated to act as a Trustee

Key Information

Abstract

A corporation proposing to serve as trustee under an indenture to be qualified under the Trust Indenture Act of 1939 (“Act”) must state its eligibility and qualification on a Form T-1 (17 CFR 269.1) filed with the Securities and Exchange Commission (“Commission”). The information called for relates to a potential trustee’s eligibility to serve. The form requires the potential trustee to show that it has the authority to exercise trust powers and to include a copy of a call sheet filed with the banking authorities disclosing summary financial information. Other information discloses possible conflicts of interest, which would disqualify the trustee from serving. An independent trustee is necessary to protect the debt holders and to enforce the terms of the indenture. This information relates to affiliations with the issuer and its underwriters, the amount of voting securities of the trustee, outstanding trusteeships under other indentures of the same issuer, interlocking directorates and similar relationships with the issuer or its underwriters, voting securities of the trustee owned by the issuer or its officials, voting securities of the trustee owned by underwriters of the issuer, securities of the issuer owned or held by the trustee, securities of underwriters owned or held by the trustee ownership or holdings by the trustee of voting securities of affiliates of the issuer and ownership by the trustee of any person owning 50% or more of the voting securities of the issuer. Form T-1 is reviewed by the staff in deciding whether to qualify an indenture relating to debt securities offered to the public in an offering registered with the Commission under the Securities Act of 1933 or, if the offering is not registered, upon application for qualification under the Form T-3 pursuant to the Act. The information in the Form T-1 provides a basis for deciding that the corporate trustee is qualified. If the information contained in Form T-1 was not collected, the basis for that decision would be unavailable.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 77aaa et seq.
View Law

Presidential Action:

-

Title:

Form T-2, Statement of Eligibility under the Trust Indenture Act of 1939 of an Individual Designated to Act as a Trustee

Reference Number:

202502-3235-007

Omb Control Number:

3235-0111

Agency:

SEC

Received:

2025-06-24

Concluded:

2025-09-17

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form T-2, Statement of Eligibility under the Trust Indenture Act of 1939 of an Individual Designated to Act as a Trustee

Key Information

Abstract

An individual proposing to serve as a trustee under an indenture to be qualified under the Trust Indenture Act of 1939 (“Act”) must state his eligibility and qualification on a Form T-2 (17 CFR 269.2) filed with the Securities and Exchange Commission (“Commission”). Form T-2 requires a potential trustee to disclose affiliations with the issuer and its underwriters, trusteeships under other indentures of the same issuer, certain relationships between the trustee and the issuer or an underwriter for the issuer including a directorship, partnership, office holding or employment, the amount of securities of the issuer or any of its underwriters held by the trustee, and holdings by the trustee of any securities of a person owning 50% or more of the voting securities of the issuer. Form T-2 is reviewed by the staff in deciding whether to qualify an indenture relating to securities offered to the public in an offering registered with the Commission under the Securities Act of 1933 or, if the offering is not registered, upon application for qualification under the Form T-3 pursuant to the Act. The information in the Form T-2 provides a basis for deciding that the individual trustee is qualified. The basis for that decision would be unavailable without the information disclosed in Form T-2.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 77ddd
View Law
15 USC 77eee
View Law
15 USC 77ggg
View Law
15 USC 77hhh
View Law

Presidential Action:

-

Title:

Improving Customer Experience (OMB Circular A-11, Section 280 Implementation)

Reference Number:

202506-2105-001

Omb Control Number:

2105-0583

Agency:

DOT/OST

Received:

2025-06-24

Concluded:

2025-09-08

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Improving Customer Experience (OMB Circular A-11, Section 280 Implementation)

Key Information

Abstract

A modern, streamlined and responsive customer experience means: raising government-wide customer experience to the average of the private sector service industry; developing indicators for high-impact Federal programs to monitor progress towards excellent customer experience and mature digital services; and providing the structure (including increasing transparency) and resources to ensure customer experience is a focal point for agency leadership. To support this, OMB Circular A-11 Section 280 established government-wide standards for mature customer experience organizations in government and measurement. To enable Federal programs to deliver the experience taxpayers deserve, they must undertake three general categories of activities: conduct ongoing customer research, gather and share customer feedback, and test services and digital products.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Presidential Action:

-

Title:

Conditions of Participation for Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICFs-IID) (CMS-10777)

Reference Number:

202506-0938-010

Omb Control Number:

0938-1402

Agency:

HHS/CMS

Received:

2025-06-24

Concluded:

2025-12-03

Action:

Approved without change

Status:

Active

Request Type:

Reinstatement with change of a previously approved collection
Conditions of Participation for Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICFs-IID) (CMS-10777)

Key Information

Abstract

During the COVID-19 Public Health Emergency (PHE), individuals residing in congregate settings, such as ICFs-IID and Long-Term Care (LTC) facilities were at greater risk of acquiring COVID-19 infections and once infected, were at greater risk of severe illness or death. As a result, the Centers for Medicare and Medicaid Services (CMS) revised the Conditions of Participation (CoPs) for many of CMS’ certified providers including hospitals and institutional care settings in order to reduce the risk of exposure to and the severity from contracting the COVID-19 virus for medical and non-medical staff and patients. In addition to the CoPs, health care facilities were obligated to establish an infection control program that would protect the health and safety of residents, personnel, and the general public under Sections 1819(d)(3)(B) and 1919(d)(3) of the Act. Individuals housed at ICFs-IID facilities are mentally and intellectually impaired, receive Medicaid assistance, and live in congregate settings. ICF-IID clients may also have other underlying medical conditions such as visual or hearing impairments, or seizure disorder. Based on their living situation and underlying health conditions, these clients were at higher risk of exposure and severe consequences from COVID-19 and continue to be at higher risk due to new variants of COVID-19 and other similar acute respiratory illnesses.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

42 USC 1396d
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Presidential Action:

-

Title:

Request for Employment Information

Reference Number:

202504-1240-001

Omb Control Number:

1240-0047

Agency:

DOL/OWCP

Received:

2025-06-24

Concluded:

2025-07-28

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Request for Employment Information

Key Information

Abstract

This information collection is used to collect information about a claimant's employment. It is necessary to determine continued eligibility for compensation payments under the Federal Employees' Compensation Act.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

5 USC 8106
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Presidential Action:

-

Title:

Form 8-A

Reference Number:

202502-3235-004

Omb Control Number:

3235-0056

Agency:

SEC

Received:

2025-06-24

Concluded:

2025-09-17

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form 8-A

Key Information

Abstract

Form 8-A (17 CFR 249.208a) is a registration statement used to register a class of securities under Section 12(b) or Section 12(g) of the Securities Exchange Act of 1934 (“Exchange Act”). Section 12(a) of the Exchange Act makes it unlawful for any member, broker, or dealer to effect any transaction in any security (other than an exempted security) on a national securities exchange unless such security has been registered under the Exchange Act. Exchange Act Section 12(b) establishes the registration procedures. Section 12(g) of the Exchange Act requires an issuer that is not a bank or bank holding company to register a class of equity securities (other than exempted securities) within 120 days after its fiscal year end if, on the last day of its fiscal year, the issuer has total assets of more than $10 million and such class of equity securities is “held of record” by either (i) 2,000 persons, or (ii) 500 persons who are not accredited investors. An issuer that is a bank or a bank holding company, must register a class of equity securities (other than exempted securities) within 120 days after the last day of its first fiscal year ended after the effective date of the JOBS Act if, on the last day of its fiscal year, the issuer has total assets of more than $10 million and such class of equity securities is “held of record” by 2,000 or more persons. The form requires disclosure of information concerning the class of securities being registered (such as dividend and voting rights in connection with common stock). This information may be provided by incorporation by reference to a comparable description contained in any other filing with the Commission. Form 8-A is the special form for the registration of additional classes or series of securities by an issuer that is required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. Form 8-A does not require as detailed disclosure as Form 10 (17 CFR 249.210) concerning the issuer’s business because the use of Form 8-A by an issuer presupposes that more detailed information is or will be available through periodic reports pursuant to Section 13 or 15(d). The form requires disclosure of information concerning the particular class of securities being registered (such as dividend and voting rights in connection with common stock). This information may be provided by incorporation by reference to a comparable description contained in any other filing with the Commission. The Commission believes that this information is essential to a determination by an investor of the merits of the security. Form 8-A is used by an issuer to register a class of securities under the Exchange Act at the same time it is registering the securities under the Securities Act. By extending Section 12’s registration and related disclosure requirements in this manner, Congress reaffirmed the importance of disclosure by issuers to the protection of investors. The information provided by Form 8-A is reproduced by private contractors directly from the Commission’s public files. The Commission provides this information to security holders, investors, brokers, dealers, investment banking firms, professional securities analysts and others in evaluating securities and making investment and voting decisions with respect to them. In addition, all investors benefit indirectly from the information filed on Form 8-A, as direct users effect transactions in securities on the basis of the current information included in such filings, thereby causing the market prices of the securities to reflect such information.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 78l(b)
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15 USC 78l(g)
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15 USC 78m
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15 USC 78o(d)
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15 USC 78w(a)
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Presidential Action:

-

Title:

Form T-3 - Application for Qualification of an Indenture under the Trust Indenture Act of 1939

Reference Number:

202502-3235-006

Omb Control Number:

3235-0105

Agency:

SEC

Received:

2025-06-24

Concluded:

2025-09-17

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form T-3 - Application for Qualification of an Indenture under the Trust Indenture Act of 1939

Key Information

Abstract

An issuer of debt securities to be offered to the public in an offering that is not registered under the Securities Act of 1933 must qualify the indenture under the Trust Indenture Act of 1939 (“Act”) by filing a Form T-3 (17 CFR 269.3) application with the Securities and Exchange Commission (“Commission”). Qualification of the indenture extends the protection of the Act to debt holders in offerings that are exempt from Securities Act registration but deemed by Congress to merit the protections afforded by an indenture qualified under the Act. The form includes general information about the issuer of the debt securities to be offered, the basis for the exemption from Securities Act registration, a list of affiliates of the applicant, a list of underwriters for the issuer, a list of its principal security holders, summary capitalization information, and a description of the indenture to be qualified. Form T-3 is reviewed by the staff in deciding whether to qualify an indenture relating to securities offered to the public in an offering exempt from registration under the Securities Act of 1933.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 77aaa et seq.
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Presidential Action:

-

Title:

Form T-6

Reference Number:

202502-3235-011

Omb Control Number:

3235-0391

Agency:

SEC

Received:

2025-06-24

Concluded:

2025-09-17

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form T-6

Key Information

Abstract

Under the Trust Indenture Act of 1939 (“Act”) a corporation or other person organized under the laws of a foreign government proposing to serve as trustee under a qualified indenture must apply for a determination of eligibility to serve as trustee on Form T-6 (17 CFR 269.9) that is filed with the Securities and Exchange Commission (“Commission”). As required by Section 310(a)(1) of the Act, the foreign trustee must provide evidence that it is authorized to exercise corporate trust powers, and it is subject to supervision or examination by authority of the foreign government or a political subdivision thereof substantially equivalent to supervision or examination applicable to U.S. institutional trustees. In addition, the form requires the foreign trustee to file a report of condition and a written consent to service of process. Additional information required by the form regards possible conflicts of interest, which would disqualify the trustee from serving. This information relates to affiliations with the issuer or its underwriters, any outstanding trusteeships under other indentures of the same issuer, interlocking directorates and similar relationships with the issuer or its underwriters, voting securities of the trustee owned by the issuer or its officials, voting securities of the trustee owned by underwriters of the issuer, securities of the issuer owned or held by the trustee, securities of the underwriters owned or held by the trustee, ownership or holdings by the trustee of voting securities of affiliates of the issuer, and ownership or holdings by the trustee of any securities of a person owning 50% or more of the voting securities of the issuer. The information in the Form T-6 provides a basis for deciding that a foreign trustee is eligible to serve as trustee under an indenture qualified under the Act. If the information contained in the Form T-6 were not collected, the basis for that decision would be unavailable.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 77eee(b)(2)
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15 USC 77iii(b)
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15 USC 77jjj
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15 USC 77sss(a)
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Presidential Action:

-

Title:

Alternative Dispute Resolution Form Requests, FCC Form 5628

Reference Number:

202506-3060-007

Omb Control Number:

3060-1258

Agency:

FCC

Received:

2025-06-24

Concluded:

2025-06-24

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Alternative Dispute Resolution Form Requests, FCC Form 5628

Key Information

Abstract

This information will be utilized by the Equal Employment Director to pursue the resolution of general workplace disputes, encompassing both informal and formal EEO complaints, and to facilitate the Commission's Alternative Dispute Resolution process. The Commission is submitting this collection to the Office of Management and Budget for review and approval.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

5 USC 571
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Presidential Action:

-
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