An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

Federal agencies are required to submit an ICR whenever they create, renew, modify, or discontinue an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

Showing 20 of 14051 results

Reference Number
Title
Agency
Received
Status
Request Type
Presidential Action
202509-7100-003 Senior Loan Officer Opinion Survey on Bank Lending Practices FRS 2025-09-08 Active
No material or nonsubstantive change to a currently approved collection
Senior Loan Officer Opinion Survey on Bank Lending Practices

Key Information

Received

2025-09-08
Concluded

2025-09-08
Expires

2027-05-31
Action

Approved without change
OMB Control #
7100-0058
Previous ICR

202505-7100-009

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

12 USC 248(a)(2) (View Law)

12 USC 602 (View Law)

12 USC 263 (View Law)

12 USC 604(a) (View Law)

12 USC 615 (View Law)

12 USC 625 (View Law)

12 USC 3105(c)(2) (View Law)

12 USC 225a (View Law)

Abstract

A senior loan officer at each respondent bank completes this voluntary survey through an electronic submission, up to six times a year. Consistent with the Senior Financial Officer Survey (FR 2023; OMB No. 7100-0223), senior staff at the Reserve Banks with knowledge of bank lending practices serve as the main contacts for Senior Loan Officer Opinion Survey on Bank Lending Practices (SLOOS) respondents in their district and help administer the survey. The current reporting panel consists of up to 80 large domestically chartered commercial banks and up to 24 large U.S. branches and agencies of foreign banks. The purpose of the survey is to provide qualitative and limited quantitative information on credit availability and demand, as well as on evolving developments and lending practices in the U.S. loan markets. A portion of each survey typically covers special topics of timely interest. Although the Board has the authority to conduct the survey up to six times a year, the survey has typically been conducted only four times a year since 1992. Consistent with the FR 2023, other types of respondents, such as other depository institutions, bank holding companies, or other financial entities, may be surveyed, if appropriate. The respondents’ answers provide information that is critical to the Federal Reserve System’s monitoring of bank lending practices and credit markets. The Federal Reserve relies on the regular opportunity to solicit information from banks within the framework of the survey. Aggregated survey results from 1997 to present are available to the public on the Board’s website.

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202410-7100-011 Notice of Proposed Stock Redemption FRS 2025-09-08 Active
No material or nonsubstantive change to a currently approved collection
Notice of Proposed Stock Redemption

Key Information

Received

2025-09-08
Concluded

2025-09-08
Expires

2026-03-31
Action

Approved without change
OMB Control #
7100-0131
Previous ICR

202208-7100-006

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

12 USC 1844(b) (View Law)

12 USC 1844 (c) (View Law)

Abstract

The Bank Holding Company Act of 1956 (BHC Act) and Board’s Regulation Y - Bank Holding Companies and Change in Bank Control (12 CFR 225) require a bank holding company (BHC) to seek the prior approval of the Board before purchasing or redeeming its equity securities in certain circumstances. Due to the limited information that a BHC must provide in connection with any such request, there is no required reporting form, and each request for prior approval is generally filed 30 days before the proposed stock purchase or redemption as a notification with the Reserve Bank that has direct supervisory responsibility for the requesting BHC. The Federal Reserve uses the information provided in the redemption notice to supervise BHCs.

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202506-3235-007 Rule 17Ad-17, Transfer Agents' Obligation to Search for Lost Securityholders SEC 2025-09-08 Received in OIRA
Extension without change of a currently approved collection
Rule 17Ad-17, Transfer Agents' Obligation to Search for Lost Securityholders

Key Information

Received

2025-09-08
OMB Control #
3235-0469
Previous ICR

202204-3235-013

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

Pub.L. 111 - 203 929W (View Law)

15 USC 78q-1 (View Law)

Abstract

The purpose of Rule 17Ad-17 (17 CFR 240.17Ad-7) is to reduce the number of lost securityholders by requiring transfer agents, brokers, dealers, and paying agents (collectively, "covered entities") to conduct two database searches for correct addresses for the lost securityholders. Rule 17Ad-17 requires a mandatory "collection of information" that requires covered entities to maintain records in order to comply with and to demonstrate compliance with the rule, which includes written procedures that describe the transfer agent's, broker's, dealer's, or paying agent's methodology for complying with the rule. Such records must be maintained for a period of not less than three years with the first year in an easily accessible place. The Commission reviews this information to test for compliance. The collection of information is necessary to enable covered entities, as custodians of records that determine the ownership of securities and the entitlement to corporate distributions, to reduce the number of lost and missing securityholders. The Dodd-Frank Act required certain changes to this rule.

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202410-7100-009 Investment in Bank Premises Notification FRS 2025-09-08 Active
No material or nonsubstantive change to a currently approved collection
Investment in Bank Premises Notification

Key Information

Received

2025-09-08
Concluded

2025-09-08
Expires

2026-03-31
Action

Approved without change
OMB Control #
7100-0139
Previous ICR

202209-7100-010

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

12 USC 371d(a) (View Law)

12 USC 248(a)(1) (View Law)

Abstract

The Federal Reserve Act (FRA) requires a state member bank to seek prior approval of the Board before making an investment in bank premises or the securities of a corporation holding its bank premises in certain circumstances. The Board has implemented this requirement in its Regulation H - Membership of State Banking Institutions in the Federal Reserve System (12 CFR Part 208), which requires a state member bank seeking to make such an investment to provide prior notice to the appropriate Federal Reserve Bank. The Federal Reserve uses the information provided in the notice to determine whether to object to the proposed investment.

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202509-3135-001 NEA Funding Reporting Requirements - 2025 Final Descriptive Report Update NEA 2025-09-08 Received in OIRA
Revision of a currently approved collection
NEA Funding Reporting Requirements - 2025 Final Descriptive Report Update

Key Information

Received

2025-09-08
OMB Control #
3135-0140
Previous ICR

202208-3135-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

20 USC 954 (View Law)

Abstract

Final Descriptive Reports (FDR) elicit relevant information from individuals, nonprofit organizations, and government arts agencies that receive funding from the National Endowment for the Arts. Reporting requirements are necessary to ascertain that grant projects have been completed and all terms and conditions are met.

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202509-7100-004 Recordkeeping Provisions Associated with the Interagency Statement on Complex Structured Finance Activities FRS 2025-09-08 Active
No material or nonsubstantive change to a currently approved collection
Recordkeeping Provisions Associated with the Interagency Statement on Complex Structured Finance Activities

Key Information

Received

2025-09-08
Concluded

2025-09-08
Expires

2026-03-31
Action

Approved without change
OMB Control #
7100-0311
Previous ICR

202209-7100-008

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

12 USC 248(a) (View Law)

12 USC 1844(c) (View Law)

12 USC 1467a(b) (View Law)

12 USC 1467a(g) (View Law)

12 USC 3105(c) (View Law)

12 USC 3108(a) (View Law)

Abstract

This interagency guidance states that certain financial institutions should establish and maintain written policies and procedures for identifying, evaluating, assessing, documenting, and controlling risks associated with complex structured finance transactions (CSFTs) and should retain certain documents related to elevated risk CSFTs, which are a subcategory of CSFTs. The FR 4022 covers these information collections for financial institutions that are subject to the Statement and that are supervised by the Board, which are state member banks, bank holding companies (other than foreign banking organizations), savings and loan holding companies (SLHCs), and U.S. branches and agencies of foreign banks.

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202509-2577-003CF Opfund Shortfall HUD/PIH 2025-09-08 Active
RCF New
Opfund Shortfall

Key Information

Received

2025-09-08
Concluded

2025-09-14
Action

Approved without change
OMB Control #
4040-0014
-
202509-2137-001 Rail Carrier and Tank Car Tanks Requirements, Rail Tank Car Tanks - Transportation of Hazardous Materials by Rail DOT/PHMSA 2025-09-08 Received in OIRA
Revision of a currently approved collection
Rail Carrier and Tank Car Tanks Requirements, Rail Tank Car Tanks - Transportation of Hazardous Materials by Rail

Key Information

Received

2025-09-08
OMB Control #
2137-0559
Previous ICR

202406-2137-002

Federal Register Notices

60-Day FRN View Notice

Authorizing Statutes

49 USC 5101-5127 (View Law)

Abstract

This is to request the Office of Management and Budget’s (OMB) three-year renewal with change of the information collection titled, “Rail Carrier and Tank Car Tanks Requirements, Rail Tank Car Tanks – Transportation of Hazardous Materials by Rail” under OMB Control No. 2137-0559, which is currently due to expire on November 30, 2026. The Department of Transportation (DOT) has collected information related to transportation by rail car since the creation of the DOT in 1967. This OMB control number was first approved on March 7, 1984, and was initiated as a result of an information collection for the approval of tank cars for Hyrdocyancic Acid Service. This OMB Control Number was broadened on January 17, 1986, to include rail carrier and tank car requirements that contained information collections. The requested change stems from a final rule published on June 24, 2024, titled “Hazardous Materials: FAST Act Requirements for Real-Time Train Consist Information” [HM-263; 89 FR 52956], which require all railroads to generate in electronic form, maintain, and provide to first responders, emergency response officials, and law enforcement personnel, certain information regarding hazardous materials in rail transportation to enhance emergency response and investigative efforts.

-
202508-7100-005 Domestic Finance Company Report of Consolidated Assets and Liabilities FRS 2025-09-08 Active
No material or nonsubstantive change to a currently approved collection
Domestic Finance Company Report of Consolidated Assets and Liabilities

Key Information

Received

2025-09-08
Concluded

2025-09-08
Expires

2027-05-31
Action

Approved without change
OMB Control #
7100-0005
Previous ICR

202503-7100-010

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

12 USC 263(b) (View Law)

12 USC 263(c) (View Law)

12 USC 225a (View Law)

Abstract

The voluntary FR 2248 is collected monthly as of the last calendar day of the month from a stratified sample of finance companies. Each monthly report collects balance sheet data on major categories of consumer and business credit receivables and on major short-term liabilities. For quarter-end months (March, June, September, and December), additional asset and liability items are collected to provide a full balance sheet. A supplemental section collects data on securitized assets. Board staff may ask either quantitative or qualitative questions through the use of a special addendum section no more than twice per year. The data are used to construct universe estimates of finance company holdings, which are published in the monthly statistical releases Finance Companies (G.20) and Consumer Credit (G.19), and in the quarterly statistical release Financial Accounts of the United States (Z.1).

-
202509-7100-005 Notice of Proposed Declaration of Dividend FRS 2025-09-08 Active
No material or nonsubstantive change to a currently approved collection
Notice of Proposed Declaration of Dividend

Key Information

Received

2025-09-08
Concluded

2025-09-08
Expires

2026-03-31
Action

Approved without change
OMB Control #
7100-0339
Previous ICR

202209-7100-006

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

12 USC 1467a(f) (View Law)

12 USC 1467a(b) (View Law)

Abstract

The FR 1583 is used to collect information on the proposed declaration of any dividend by a subsidiary savings association of a savings and loan holding company (SLHC).

-
202505-3235-016 Rule 15Ba2-4, Registration of successor to registered municipal securities dealer SEC 2025-09-08 Received in OIRA
Reinstatement with change of a previously approved collection
Rule 15Ba2-4, Registration of successor to registered municipal securities dealer

Key Information

Received

2025-09-08
OMB Control #
3235-0089
Previous ICR

199101-3235-017

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

15 USC 78o-4 (View Law)

Abstract

Subject to OMB approval, the Commission intends to consolidate this information collection into revised OMB Control No. 3235-0083 and ultimately discontinue this control number. Rule 15Ba2-4 (17 CFR 240.15Ba2-4) permits the successor to a registered municipal securities dealer to assume immediate responsibility for the operation of the predecessor’s business provided certain requirements are met, including the filing of a successor application on Form MSD. The Commission uses the information obtained from Form MSD filings to, among other things, determine whether bank municipal securities dealers and their Rule 15Ba2-4 successors meet the standards for registration set forth in the Exchange Act. Certain provisions of Rule 15Ba2-4 apply to non-bank municipal securities dealers which make registration filings on the standard forms for brokers and dealers (Form BD instead of Form MSD, and Form BDW instead of Form MSDW). Burden estimates for such non-bank municipal securities dealers are accounted for in the Supporting Statements for Form BD (OMB Control No. 3235-0012) and Form BDW (OMB Control No. 3235-0018) and are not included herein.

-
202505-3235-015 Rule 15Ba2-5, Registration of fiduciaries SEC 2025-09-08 Received in OIRA
Revision of a currently approved collection
Rule 15Ba2-5, Registration of fiduciaries

Key Information

Received

2025-09-08
OMB Control #
3235-0088
Previous ICR

202205-3235-033

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

15 USC 78o-4 (View Law)

Abstract

Subject to OMB approval, the Commission intends to consolidate this information collection into revised OMB Control No. 3235-0083 and ultimately discontinue this control number. Rule 15Ba2-5 (17 CFR 240.15Ba2-5) permits a duly appointed (or duly qualified) fiduciary to assume immediate responsibility for the operation of a registered municipal securities dealer’s business. Without the rule, the fiduciary would not be able to assume operation until it registered as a municipal securities dealer. Under the rule, the registration of a municipal securities dealer is deemed to be the registration of any executor, administrator, guardian, conservator, assignee for the benefit of creditors, receiver, trustee in insolvency or bankruptcy, or other fiduciary, appointed or qualified by order, judgment, or decree of a court of competent jurisdiction to continue the business of such municipal securities dealer, provided that such fiduciary files with the Commission, within 30 days after entering upon the performance of his duties, a statement setting forth as to such fiduciary substantially the same information required by Form MSD or Form BD (“Rule 15Ba2-5 Statement”). The Commission uses the information obtained from Rule 15Ba2-5 Statements to, among other things, determine whether the fiduciary meets the standards for registration set forth in the Exchange Act.

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202509-1124-003 Data Security Executive Order DOJ/NSD 2025-09-08 Historical Inactive
New collection (Request for a new OMB Control Number)
Data Security Executive Order

Key Information

Received

2025-09-08
Concluded

2025-09-11
Action

Improperly submitted

Federal Register Notices

60-Day FRN View Notice

Abstract

On February 28, 2024, the President issued Executive Order 14117 (Preventing Access to Americans’ Bulk Sensitive Personal Data and United States Government-Related Data by Countries of Concern) (the Order) pursuant to his authority under the Constitution and laws of the United States, including the International Emergency Economic Powers Act (50 U.S.C. 1701 et seq.) (IEEPA), the National Emergencies Act (50 U.S.C. 1601 et seq.) (NEA), and 301 of title 3, United States Code). The Order directs the Attorney General to issue regulations that prohibit or otherwise restrict United States persons from engaging in any acquisition, holding, use, transfer, transportation, or exportation of, or dealing in, any property in which a foreign country or national thereof has any interest (transaction), where the transaction: involves bulk U.S. sensitive personal data (SPD) or U.S. Government related data, as defined by final rules implementing the Order; falls within a class of transactions that has been determined by the Attorney General to pose an unacceptable risk to the national security of the United States because it may enable access by countries of concern or covered persons to Americans’ bulk SPD or U.S. government-related data; and meets other criteria specified by the Order. On March 5, 2025, the Department of Justice (Department or DOJ), through the National Security Division, issued an Advance Notice of Proposed Rulemakin

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202507-1670-003 Cybersecurity Education & Awareness Office (CE&A) National Initiative for Cybersecurity Careers and Studies (NICCS) Cybersecurity Training and Education Catalog DHS/CISA 2025-09-08 Received in OIRA
Reinstatement without change of a previously approved collection
Cybersecurity Education & Awareness Office (CE&A) National Initiative for Cybersecurity Careers and Studies (NICCS) Cybersecurity Training and Education Catalog

Key Information

Received

2025-09-08
OMB Control #
1670-0030
Previous ICR

202008-1670-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

6 USC 121 (View Law)

44 USC 3546 (View Law)

Abstract

DHS CE&A request this information in order to support the NICCS Cybersecurity Training and Education Catalog. The Training Catalog is intended to be a repository of cybersecurity training and education course information to be used by government departments and agencies, academic institutions, and cybersecurity training providers.

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202506-3235-006 Rule 14f-1 - Change in Majority of Directors SEC 2025-09-05 Received in OIRA
Revision of a currently approved collection
Rule 14f-1 - Change in Majority of Directors

Key Information

Received

2025-09-05
OMB Control #
3235-0108
Previous ICR

202208-3235-020

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

15 USC 78m(d) (View Law)

15 USC 78m(e) (View Law)

15 USC 78n(d) (View Law)

15 USC 78n(f) (View Law)

Abstract

Section 14(f) of the Securities Exchange Act of 1934 (the “Exchange Act”) relates to the replacement of a majority of the directors of an issuer in connection with an acquisition subject to Sections 13(d) or 14(d) of such Act. Section 14(f) requires the issuer to provide all holders of record of securities of the issuer who would be entitled to vote at a meeting for election of directors and the Commission, in accordance with the rules and regulations prescribed by the Commission, information concerning the replacement of directors that is substantially equivalent to that information which would be required by Section 14(a) or Section 14(c) if such persons were nominees for election as directors at a meeting of security holders. In order to facilitate compliance with Section 14(f), the Commission adopted Rule 14f-1 (17 CFR 240.14f-1), pursuant to Sections 13(d) and 13(e) as well as Sections 14(d) and 14(f). The rule requires that, not less than 10 days prior to the time the persons elected or designated as directors of the issuer take office, or such shorter period as the Commission may authorize, the issuer shall file with the Commission and transmit to all holders of record of securities of the issuer, information required by certain items of the Commission’s proxy rules. The rule is needed by the Commission to fulfill its statutory responsibility to prescribe the necessary rules and regulations for the protection of investors by requiring an issuer to apprise its security holders of record and the Commission of a prospective change in the majority of the board of directors of the company where such change is to be effected other than at a meeting of security holders and of information about the issuer’s prospective new directors. The information filed with the Commission assures the public availability and dissemination of such information. Private contractors reproduce much of the filed information and provide it to private parties. Many other persons obtain information directly from the Commission’s Electronic Data Gathering, Analysis, and Retrieval (“EDGAR”) system, through which filings under the rule are made. This information is needed by security holders, investors, brokers, dealers, investment banking firms, professional securities analysts, and others in evaluating securities and making investment and voting decisions. If the information were not collected, the information the Commission deems necessary for the protection of investors regarding a prospective change in directors would not be available to the investing public prior to the time the change was actually effected.

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202508-2590-001 Minimum Requirements for Appraisal Management Companies FHFA 2025-09-05 Received in OIRA
Reinstatement with change of a previously approved collection
Minimum Requirements for Appraisal Management Companies

Key Information

Received

2025-09-05
OMB Control #
2590-0013
Previous ICR

202111-2590-001

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

Pub.L. 111 - 203 1473 (View Law)

Abstract

The Federal Housing Finance Agency (FHFA), along with the Office of the Comptroller of the Currency (OCC), Board of Governors of the Federal Reserve System (Board), Federal Deposit Insurance Corporation (FDIC), National Credit Union Administration (NCUA), Bureau of Consumer Financial Protection (Bureau) (collectively, the Agencies) in 2015 adopted joint regulations to implement statutory requirements to be applied by States in the registration and supervision of appraisal management companies (AMCs). An AMC is an entity that serves as an intermediary for, and provides certain services to, appraisers and lenders. The regulations also implement the statutory requirement that States report to the Appraisal Subcommittee (ASC) of the Federal Financial Institutions Examination Council (FFIEC) the information required by the ASC to administer a national registry of AMCs (AMC National Registry or Registry). FHFA, the OCC, the Board, and the FDIC have agreed to share responsibility for the PRA clearance of the collections of the information under the joint regulations. OMB has assigned FHFA’s portion of the information collection OMB Control Number 2590-0013.

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202505-3235-019 Rule 701-Exemption for offers and sales of securities pursuant to certain compensatory benefit plans and contracts relating to compensation SEC 2025-09-05 Received in OIRA
Extension without change of a currently approved collection
Rule 701-Exemption for offers and sales of securities pursuant to certain compensatory benefit plans and contracts relating to compensation

Key Information

Received

2025-09-05
OMB Control #
3235-0522
Previous ICR

202208-3235-024

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

15 USC 77e (View Law)

15 USC 77f (View Law)

15 USC 77c (View Law)

15 USC 77g (View Law)

15 USC 77s(a) (View Law)

15 USC 77z-3 (View Law)

15 USC 77aa (View Law)

Pub.L. 115 - 174 507 (View Law)

Abstract

Absent an available exemption, the Securities Act of 1933 (“Securities Act”) requires that a registration statement be filed with the Commission disclosing prescribed categories of information before securities may be offered for sale. Where a registration statement is required, securities may not be sold to the public until the registration statement becomes effective. Congress recognized that in some situations there may not be a need for registration in connection with offers and sales of securities; it provided a number of exemptions from Securities Act registration and provided the Commission with authority to adopt exemptions from Securities Act registration. Rule 701 (17 CFR 230.701) provides an exemption from Securities Act registration for an issuer that is not subject to the reporting requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934 (“non-reporting issuer”) for offers and sales of securities under a written compensatory benefit plan or written compensation contract established by the issuer (or its parents, its majority-owned subsidiaries, or majority-owned subsidiaries of the issuer’s parent) for the participation of their employees, directors, general partners, trustees, officers, or consultants and advisors, and their family members who acquire such securities from such persons through gifts or domestic relations orders. The total sales price or maximum amount of securities that may be sold under Rule 701 during any consecutive 12-month period must not exceed the greatest of: (1) $1 million, (2) 15% of the total assets of the issuer (or its parent company if the issuer is a wholly-owned subsidiary, subject to certain conditions), or (3) 15% of the outstanding amount of the class of securities being offered and sold in reliance on Rule 701. All issuers relying on Rule 701 must deliver to investors a copy of the compensatory benefit plan or contract. In addition, if the total sales price or amount of securities sold during any consecutive 12-month period exceeds $10 million, the issuer must deliver the following additional disclosure to investors a reasonable period before the date of sale (or, for derivative securities, including options, the date of exercise or conversion, or, for deferred compensation or similar plans, the date the irrevocable election to defer is made): (1) a copy of the summary plan description required by the Employee Retirement Income Security Act of 1974 (“ERISA”) or, if the plan is not subject to ERISA, a summary of the material terms of the plan, (2) information about risks associated with investment in the securities, (3) the financial statements required to be furnished by Part F/S of Form 1-A under Regulation A, and (4) parent financial statements (where the issuer uses its parent’s total assets to determine the amount of securities that may be sold). The purpose of Rule 701 is to enable non-reporting issuers to compensate employees and others without registering an offer and sale of securities under the Securities Act, while requiring issuers, as a condition of reliance on the rule, to provide investors with certain information that is important to investment decision making.

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202509-3150-005 Information Collections Burden for 10 CFR Parts 30, Alternatives to the Use of Credit Ratings Final Rule NRC 2025-09-05 Received in OIRA
New collection (Request for a new OMB Control Number)
Information Collections Burden for 10 CFR Parts 30, Alternatives to the Use of Credit Ratings Final Rule

Key Information

Received

2025-09-05

Authorizing Statutes

Pub.L. 83 - 703 1-311 (View Law)

Abstract

FINAL RULE - Alternatives to the Use of Credit Ratings The U.S. Nuclear Regulatory Commission (NRC) is amending its regulations for approved financial assurance mechanisms for decommissioning, specifically for parent-company and self-guarantees that previously required bond ratings issued by credit rating agencies and now is replaced with a demonstration of a creditworthiness criterion. This final rule implements the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 that directed agencies to amend their regulations to remove any reference to or requirement of reliance on credit ratings. This final rule affects applicants and licensees who are required to provide decommissioning financial assurance. The information collections associated with the final rule have been submitted under the following clearance numbers: 3150-XXXX Burden for 10 CFR Part 30, Rules of General Applicability to Domestic Licensing of Byproduct Material (this is a temporary clearance number, 3150-0017 is currently unavailable for submissions due to the Regulatory Framework for Fusion Machines proposed rule) 3150-0011 - 10 CFR Part 50, Domestic Licensing of Production and Utilization Facilities 3150-0009 - 10 CFR Part 70, Domestic Licensing of Special Nuclear Material 3150-0029 - 10 CFR Part 40, Domestic Licensing of Source Material

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202504-3235-024 Rule 17a-25, Electronic Submission of Securities Trading Data by Exchange Members, Brokers, and Dealers SEC 2025-09-05 Received in OIRA
Extension without change of a currently approved collection
Rule 17a-25, Electronic Submission of Securities Trading Data by Exchange Members, Brokers, and Dealers

Key Information

Received

2025-09-05
OMB Control #
3235-0540
Previous ICR

202205-3235-014

Federal Register Notices

60-Day FRN View Notice
30-Day FRN View Notice

Authorizing Statutes

15 USC 78a et. seq. (View Law)

Abstract

Rule 17a-25(a)(1) requires broker-dealers registered with the Commission to electronically submit securities transaction information, including identifiers for prime brokerage arrangements, average price accounts, and depository institutions, in a standardized format when requested by the Commission staff. In addition, Rule 17a-25(c) requires broker-dealers to submit, and keep current, contact person information for electronic blue sheets requests. The Commission uses the information for enforcement inquiries or investigations and trading reconstructions, as well as for inspections and examinations. Therefore, Rule 17a-25 (17 CFR 240.17a-25) is a reporting requirement.

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202509-3150-001 10 CFR Part 40 - Domestic Licensing of Source Material NRC 2025-09-05 Received in OIRA
Revision of a currently approved collection
10 CFR Part 40 - Domestic Licensing of Source Material

Key Information

Received

2025-09-05
OMB Control #
3150-0020
Previous ICR

202205-3150-004

Authorizing Statutes

Pub.L. 83 - 703 1-311 (View Law)

Abstract

FINAL RULE- Alternatives to the Use of Credit Ratings The U.S. Nuclear Regulatory Commission (NRC) is amending its regulations for approved financial assurance mechanisms for decommissioning in 10 CFR Parts 30, 40, 50, and 70, specifically for parent-company and self-guarantees that previously required bond ratings issued by credit rating agencies and now is replaced with a demonstration of a creditworthiness criterion. This final rule implements the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 that directed agencies to amend their regulations to remove any reference to or requirement of reliance on credit ratings. This final rule affects applicants and licensees who are required to provide decommissioning financial assurance. The information collections associated with the final rule have been submitted under the following clearance numbers: 3150-XXXX Burden for 10 CFR Part 30, Rules of General Applicability to Domestic Licensing of Byproduct Material (this is a temporary clearance number, 3150-0017 is currently unavailable for submissions due to the Regulatory Framework for Fusion Machines proposed rule) 3150-0011 - 10 CFR Part 50, Domestic Licensing of Production and Utilization Facilities 3150-0009 - 10 CFR Part 70, Domestic Licensing of Special Nuclear Material 3150-0029 - 10 CFR Part 40, Domestic Licensing of Source Material The U.S. Nuclear Regulatory Commission (NRC) regulations in Part 40 of Title 10 of the Code of Federal Regulations establish procedures and criteria for the issuance of licenses to receive title to, receive, possess, use, transfer, or deliver source and byproduct material. The application, reporting, recordkeeping, and third party notification requirements are necessary to permit the NRC to make a determination as to whether the possession, use, and transfer of source and byproduct material is in conformance with the Commission’s regulations for protection of public health and safety.

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