Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

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Showing 25 of 15626 results

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

U.S. National arboretum Use of the Grounds and Facilities as well as Commercial Photography and Cinematography

Reference Number:

202408-0518-004

Omb Control Number:

0518-0024

Agency:

USDA/ARS

Received:

2024-11-20

Concluded:

2024-12-23

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
U.S. National arboretum Use of the Grounds and Facilities as well as Commercial Photography and Cinematography

Key Information

Abstract

USNA requires this information to determine if the requestor's needs can be met and if consistent with the mission of the USNA

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 104 - 127 890
View Law

Presidential Action:

-

Title:

Third-Party Submissions and Protests

Reference Number:

202410-0651-016

Omb Control Number:

0651-0062

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Third-Party Submissions and Protests

Key Information

Abstract

The United States Patent and Trademark Office (USPTO) is authorized by the Leahy-Smith America Invents Act P.L. 112-29 and 35 U.S.C. § 131 et seq., to examine an application for patent and, when appropriate, issue a patent. The provisions of 35 U.S.C. §§ 122(c), 122(e), 131, and 151, as well as 37 CFR 1.290 and 1.291, limit the ability of a third-party to have information entered and considered in a patent application or to protest a patent application pending before the Office. 37 CFR 1.290 provides a mechanism for third-parties to submit to the USPTO, for consideration and inclusion in the record of a patent application, any patents, published patent applications, or other patent publications of potential relevance to the examination of the application. A preissuance submission under 37 CFR 1.290 may be made in any nonprovisional utility, design, and plant application, as well as in any continuing application. A preissuance submission under 37 CFR 1.290 must include a concise description of the asserted relevance of each document submitted and must be submitted within a certain statutory specific time period. 37 CFR 1.291 permits a member of the public to file a protest against a pending application. Protests pursuant to 37 CFR 1.921 are supported by a separate statutory provision from third-party submissions under 37 CFR 1.290 (35 U.S.C. 122(c) v. 35 U.S.C. 122(e)). The information collected via third-party submissions under 37 CFR 1.290 and via protests under 37 CFR 1.291 is necessary so that the public may contribute to the quality of issued patents. The USPTO will use this information, as appropriate, during the patent examination process to assist in evaluating the patent application.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 112 - 29 Section 8
View Law

Presidential Action:

-

Title:

Secrecy and License to Export

Reference Number:

202410-0651-009

Omb Control Number:

0651-0034

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Secrecy and License to Export

Key Information

Abstract

In the interest of national security, patent laws and rules place certain limitations on the disclosure of information contained in patents and patent applications and on the filing of applications in foreign countries. In particular, whenever the publication or disclosure of an invention by the publication of an application or by the granting of a patent is, in the opinion of the head of an interested Government agency, determined to be detrimental to national security, the Commissioner for Patents of the USPTO must issue a secrecy order and withhold the publication of a patent application and the grant of a patent for such period as the national interest requires. The USPTO collects information to determine whether the patent laws and rules have been compiled with and to grant or revoke licenses to file abroad when appropriate. This collection is required by 35 U.S.C. 181-188 and administered through 37 CFR 5.1-5.33. Affected public includes private sector and individuals and households.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 112 - 29 33
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Pub.L. 106 - 113 4701
View Law

Presidential Action:

-

Title:

Exempt Chemical Preparations Under the Controlled Substances Act

Reference Number:

202407-1117-002

Omb Control Number:

1117-0058

Agency:

DOJ/DEA

Received:

2024-11-20

Concluded:

2025-01-14

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Exempt Chemical Preparations Under the Controlled Substances Act

Key Information

Abstract

Pursuant to 21 U.S.C. 811(g)(3)(B), DEA may exempt from specific provisions of the Controlled Substances Act any compound, mixture, or preparation containing any controlled substance, which is not for administration to a human being or animal, and which is packaged in a certain manner, so that as packaged it does not present any significant potential for abuse. In accordance with 21 CFR 1308.23(f), the Administrator (or the Deputy Assistant Administrator), at any time, may: revoke or modify any exemption granted pursuant to 21 CFR 1308.23; modify or revoke the criteria by which exemptions are granted; and modify the scope of exemptions. This application will provide a uniform way for registrants to request the exemptions.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

21 USC 811
View Law

Presidential Action:

-

Title:

OPRE Descriptive Study - Sexual Risk Avoidance Education Program Performance Analysis Study (SRAE PAS) [Descriptive Study - Performance Measures]

Reference Number:

202411-0970-007

Omb Control Number:

0970-0536

Agency:

HHS/ACF

Received:

2024-11-20

Concluded:

2024-12-23

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
OPRE Descriptive Study - Sexual Risk Avoidance Education Program Performance Analysis Study (SRAE PAS) [Descriptive Study - Performance Measures]

Key Information

Abstract

The goal of the SRAE PAS is to collect performance measures data from SRAE grant recipients and their program participants ages 10–20 on: the characteristics of youth involved in programming; youth sexual behavior, sexual behavior intentions, and behaviors relevant to the success sequence; the range of services youth receive; program structure, cost, and support for implementation; program attendance, reach, and dosage; how programs addressed the A–F topics; and youth outcomes at program exit. The performance measures have and will continue to allow both the Administration for Children and Families (ACF) program office and grant recipients to monitor and report on progress in implementing SRAE programs and informs technical assistance. ACF was planning to submit a request to update sexual orientation and gender identity (SOGI) items once additional guidance was available and measures for youth-serving programs had been tested (see “Previous Terms of Clearance” below). This work is still in progress so at this time ACF is requesting an additional extension without change to allow grant recipients to continue collecting and submitting data as they provide programming to additional cohorts of youth while work continues on SOGI items. ACF requests approval of the extension before the current approval expires in January 2025 so that grant recipients only have to update the expiration date once, as the process to update the expiration date more than once is confusing and costly.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

42 USC 710
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42 USC 1310
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Pub.L. 111 - 352 1115
View Law

Presidential Action:

-

Title:

Guaranteed or Insured Loan Reporting Requirements

Reference Number:

202411-2900-004

Omb Control Number:

2900-0909

Agency:

VA

Received:

2024-11-20

Concluded:

2025-05-02

Action:

Comment filed on proposed rule and continue

Status:

Historical Inactive

Request Type:

Revision of a currently approved collection
Guaranteed or Insured Loan Reporting Requirements

Key Information

Abstract

This information collection package seeks OMB approval of information collection requirements currently found in VA regulations, but that do not appear to have previously been approved by OMB. VA statute requires lenders to report a guaranteed or insured loan to VA in such detail as the Secretary may prescribe. 38 U.S.C. 3702(c). In cases where the loan is guaranteed, the Secretary shall provide the lender with a loan guaranty certificate or other evidence of the guaranty. Regulations codified at 38 CFR 36.4303 detail the requirements of lenders to report loans to VA in order to obtain evidence of the guaranty.

Federal Register Notices

60-Day FRN
View Notice

Authorizing Statutes

38 USC 3702(C)
View Law

Presidential Action:

-

Title:

Patent Processing

Reference Number:

202411-0651-011

Omb Control Number:

0651-0031

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Patent Processing

Key Information

Abstract

The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. § 131 to examine an application for patent and, when appropriate, issue a patent. Also, the USPTO is required to publish patent applications, with certain exceptions, promptly after the expiration of a period of 18 months from the earliest filing date for which a benefit is sought under Title 35, United States Code ("eighteen-month publication"). Certain situations may arise which require that additional information be supplied in order for the USPTO to further process the patent or application. The USPTO administers the statutes through various sections of the rules of practice in 37 CFR Part 1. During the processing of an application for a patent, the applicant or applicant’s representative may be required to submit additional information to the USPTO concerning the examination of a specific application. The specific information required to be submitted includes: requests for extension of time, abandonment of applications and the revival of abandoned applications, disclaimers, appeals, petitions, expedited examination of design applications, requests for continued examinations, request to inspect, copy, and access patent applications, and transmittal forms. The information in this collection can be used by the USPTO to continue the processing of the patent or application to ensure that applicants are complying with the patent regulations and to aid in the prosecution of the application.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 112 - 29 1
View Law

Presidential Action:

-

Title:

Patent Petitions Related to Application and Reexamination Processing Fees

Reference Number:

202410-0651-015

Omb Control Number:

0651-0059

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Patent Petitions Related to Application and Reexamination Processing Fees

Key Information

Abstract

The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. § 131 et seq. to examine an application for patent and, when appropriate, issue a patent. The USPTO also is required to publish patent applications, with certain exceptions, promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under Title 35, United States Code. Many actions taken by the USPTO during its examination of an application for patent or for reissue of a patent, or during its reexamination of a patent, are subject to review by an appeal to the Patent Trial and Appeal Board (PTAB); appeals to PTAB are covered in other OMB approved information collections (0651-0063 and 0651-0069). For other USPTO actions, review is in the form of administrative review obtained via submission of a petition to the USPTO. USPTO petitions practice also provides an opportunity for a patent applicant or owner to supply additional information that may be required in order for the USPTO to further process an application or patent. This information collection covers petitions filed in patent applications and reexamination proceedings that, when submitted to the USPTO, must be accompanied by the fee set forth in 37 CFR 1.17(f), (g), or (h). This information collection also covers the transmittals for the petitions fees.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

35 USC 2(b)(2)
View Law

Presidential Action:

-

Title:

Annual Representations and Certifications

Reference Number:

202411-3037-002

Omb Control Number:

3037-0013

Agency:

CPBSD

Received:

2024-11-20

Concluded:

2025-03-20

Action:

Approved with change

Status:

Active

Request Type:

Reinstatement with change of a previously approved collection
Annual Representations and Certifications

Key Information

Abstract

The data is integral to the Commission’s ability to ensure the integrity of the AbilityOne Program, which allows qualified NPAs employing people who are blind or have significant disabilities to collectively deliver $4 billion worth of products and services to the U.S. Government each year. The JWOD Act requires the Commission to monitor and validate several NPA performance outcomes. Additional data is needed to validate the effect and effectiveness of the AbilityOne Program in creating employment opportunities for people with disabilities and providing those individuals with the significant job supports and accommodations necessary for them to be successful.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

41 USC Chapter 85
View Law

Presidential Action:

-

Title:

Financial Report Form ETA-9130

Reference Number:

202410-1205-007

Omb Control Number:

1205-0461

Agency:

DOL/ETA

Received:

2024-11-20

Concluded:

2025-07-23

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Financial Report Form ETA-9130

Key Information

Abstract

ETA utilizes the e-Grants Federal Reporting System, an online 9130 reporting system for recipients to enter and certify quarterly financial data. The data collected is used to assess the effectiveness of ETA programs and to monitor and analyze the financial activity of its recipients. This data collection format permits ETA to evaluate program effectiveness, monitor compliance with statutory limitations, and analyze financial activity, while complying with OMB efforts to streamline Federal financial reporting.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

29 USC 3245
View Law
Pub.L. 106 - 107 8
View Law
29 USC 3244(c) and (d)
View Law

Presidential Action:

-

Title:

Transportation Entry and Manifest of Goods Subject to CBP Inspection and Permit

Reference Number:

202410-1651-004

Omb Control Number:

1651-0003

Agency:

DHS/USCBP

Received:

2024-11-20

Concluded:

2025-01-17

Action:

Approved without change

Status:

Active

Request Type:

Reinstatement without change of a previously approved collection
Transportation Entry and Manifest of Goods Subject to CBP Inspection and Permit

Key Information

Abstract

19 U.S.C. 1552-1554 authorizes the movement of imported merchandise from the port of importation to another Customs and Border Protection (CBP) port prior to release of the merchandise from CBP custody. Forms 7512, “Transportation Entry and Manifest of Goods Subject to CBP Inspection and Permit” and 7512A, “Continuation Sheet,” allow CBP to exercise control over merchandise moving in-bond (merchandise that has not entered the commerce of the United States). Forms 7512 and 7512A are filed by importers, brokers or carriers, and they collect information such as the names of the importer and consignee, a description of the imported merchandise, and the ports of lading and unlading. Use of these forms is provided for by various provisions in 19 CFR to include 19 CFR 10.60, 19 CFR 10.61 19 CFR 123.41, 19 CFR 123.42 19 CFR 122.92 and 19 CFR Part 18. These forms are accessible at: http://www.cbp.gov/xp/cgov/toolbox/forms/.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

19 USC 1553
View Law
19 USC 1554
View Law
19 USC 1552
View Law

Presidential Action:

-

Title:

Tangible Personal Property Report; Standard Forms 428, 428(a), 428(b), 428(C), and 428(S)

Reference Number:

202407-4040-001

Omb Control Number:

4040-0018

Agency:

EGOV

Received:

2024-11-20

Concluded:

2024-12-23

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Tangible Personal Property Report; Standard Forms 428, 428(a), 428(b), 428(C), and 428(S)

Key Information

Abstract

The Tangible Personal Property Report (SF-428) is a standard form designed to assist recipients when they are required to provide a Federal agency with information related to federally owned property, or equipment and supplies (tangible personal property) acquired with federal assistance award funds. The information collected is used by the awarding agencies to determine appropriate disposition for federally owned property and equipment and supplies acquired with grant funds when the federal government has retained an interest in the property. For example, upon completion of an award, a recipient must report federally owned property to the awarding agency for further agency reutilization.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 109 - 282 2590
View Law
Pub.L. 106 - 107 468
View Law

Presidential Action:

-

Title:

Vulnerability to Water Insecurity, Hazards Planning and Response

Reference Number:

202411-1028-002

Omb Control Number:

1028-0144

Agency:

DOI/GS

Received:

2024-11-20

Concluded:

2024-11-20

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Vulnerability to Water Insecurity, Hazards Planning and Response

Key Information

Abstract

The United States is facing growing challenges related to the availability and quality of water due to shifting demographics, aging water delivery infrastructure, the impacts of climate change, and increasing hazard risk, such as floods and drought. Working with incomplete knowledge, managers must consider the needs of various demographic groups and economic sectors when making management decisions as well as when responding to emergencies. To improve delivery of effective science to support decision-making, the USGS must adapt to meet the evolving needs of stakeholders in the water-hazard space. We will collect information regarding the decision-making process, data, and data format needs to support daily, long term, and emergency management decision-making. Information will also be sought on gaps in data delivery and coverage. A lack of decision-support data within water institutions can lead to poor decision-making and outcomes that produce conflict between water-use sectors, states, or communities and ultimately may led to a crisis. This information will support the delivery of appropriate data, in appropriate formats, at the right time for decision-making and emergency management. The information will guide USGS support of water-resource institutions, enhancing resilience in the face of the many water resource challenges the nation currently faces.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

43 USC 31
View Law
42 USC 109B
View Law

Presidential Action:

-

Title:

Research Experiences and Mentoring Supplement

Reference Number:

202411-3145-004

Omb Control Number:

3145-0261

Agency:

NSF

Received:

2024-11-20

Concluded:

2025-01-14

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Research Experiences and Mentoring Supplement

Key Information

Abstract

The National Science Foundation (NSF) requests that the Office of Management and Budget (OMB) approve, under the Paperwork Reduction Act of 1995, a one-time clearance to evaluate the Research Experiences and Mentoring (REM) supplement. The REM supplement is available to active NSF Emerging Frontiers in Research and Innovation (EFRI) research awards and active Engineering Research Center (ERC) awards.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

42 USC 1861
View Law

Presidential Action:

-

Title:

Representative and Address Provisions

Reference Number:

202410-0651-013

Omb Control Number:

0651-0035

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Representative and Address Provisions

Key Information

Abstract

This information collection includes the information necessary to submit a request to grant or revoke power of attorney for an application, patent, or reexamination proceeding, and for a registered practitioner to withdraw as attorney or agent of record. This also includes the information necessary to change the correspondence address for an application, patent, or reexamination proceeding, to request a Customer Number and manage the correspondence address and list of practitioners associated with a Customer Number, and to designate or change the correspondence address or fee address for one or more patents or applications by using a Customer Number. Under 35 U.S.C. 2 and 37 CFR 1.31-1.32, power of attorney may be granted to one or more joint inventors or a person who is registered to practice before the USPTO to act in an application or a patent. In particular, for an application filed before September 16, 2012, or for a patent which issued from an application filed before September 16, 2012, power of attorney may be granted by the applicant for patent (as set forth in 37 CFR 1.41(b) (pre-AIA)) or the assignee of the entire interest of the applicant. For an application filed on or after September 16, 2012, or for a patent which issued from an application filed on or after September 16, 2012, power of attorney may be granted by the applicant for patent (as set forth in 37 CFR 1.42) or the patent owner. The USPTO provides two different versions of the forms for establishing power of attorney based upon whether the application filing date is before or after September 16, 2012, to thereby reduce applicants' burden in having to determine the appropriate power of attorney requirements for a given application. The USPTO's Customer Number practice permits applicants, patent owners, assignees, and practitioners of record, or the representatives of record for a number of applications or patents, to change the correspondence address of a patent application or patent with one change request instead of filing separate requests for each patent or application. Start Printed Page 50087Any changes to the address or practitioner information associated with a Customer Number will be applied to all patents and applications associated with said Customer Number. The Customer Number practice is optional, in that changes of correspondence address or power of attorney may be filed separately for each patent or application without using a Customer Number. However, a Customer Number associated with the correspondence address for a patent application is required in order to access private information about the application using the Patent Application Information Retrieval (PAIR) system, which is available through the USPTO website. The use of a Customer Number is also required in order to grant power of attorney to more than ten practitioners or to establish a separate “fee address” for maintenance fee purposes that is different from the correspondence address for a patent or application. 37 CFR 1.36 provides for the revocation of a power of attorney at any stage in the proceedings of a case. 37 CFR 1.36 also provides a path by which a registered patent attorney or patent agent who has been given a power of attorney may withdraw as attorney or agent of record.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 112 - 29 1
View Law

Presidential Action:

-

Title:

Request for Certification of Military or Naval Service

Reference Number:

202410-1615-004

Omb Control Number:

1615-0053

Agency:

DHS/USCIS

Received:

2024-11-20

Concluded:

2026-03-13

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Request for Certification of Military or Naval Service

Key Information

Abstract

This form is used by the USCIS to request a verification of the military or naval service claim by an applicant filing for naturalization on the basis of honorable service in the U.S. armed forces.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

8 USC 1439
View Law
8 USC 1440
View Law

Presidential Action:

-

Title:

Patent Cooperation Treaty

Reference Number:

202410-0651-019

Omb Control Number:

0651-0021

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Patent Cooperation Treaty

Key Information

Abstract

This collection of information is required by the provisions of the Patent Cooperation Treaty (PCT), which became operational in June 1978 and is administered by the International Bureau (IB) of the World Intellectual Property Organization (WIPO) in Geneva, Switzerland. The provisions of the PCT have been implemented by the United States in Part IV of Title 35 of the U.S. Code (Chapters 35-37) and Subpart C of Title 37 of the Code of Federal Regulations (37 CFR 1.401-1.499). The purpose of the PCT is to provide a standardized filing format and procedure that allows an applicant to seek protection for an invention in several countries by filing one international application in one location, in one language, and paying one initial set of fees. The information in this collection is used by the public to submit a patent application under the PCT and by the United States Patent and Trademark Office (USPTO) to fulfill its obligation to process, search, and examine the application as directed by the treaty. The filing, search, written opinion, and publication procedures are provided for in Chapter I of the PCT. Additional procedures for a preliminary examination of PCT international applications are provided for in optional PCT Chapter II. Under Chapter I, an applicant can file an international application in the national or home office (Receiving Office (RO)) or the IB. The USPTO acts as the United States Receiving Office (RO/US) for international applications filed by residents and nationals of the United States. These applicants send most of their correspondence directly to the USPTO, but they may also file certain documents directly with the IB. The USPTO serves as an International Searching Authority (ISA) to perform searches and issues an international search report (ISR) and a written opinion on international applications. The USPTO also issues an international preliminary report on patentability (IPRP Chapter II) when acting as an International Preliminary Examining Authority (IPEA). The RO reviews the application and, if it contains all of the necessary information, assigns a filing date to the application. The RO maintains the home copy of the international application and forwards the record copy of the application to the IB and the search copy to the ISA. The IB maintains the record copy of all international applications and publishes them 18 months after the earliest priority date, which is the earliest date for which a benefit is claimed. The ISA performs a search to determine whether there is any prior art relevant to the claims of the international application and will issue an international search report and written opinion as to whether each claim is novel, involves an inventive step, and is industrially applicable. The ISA then forwards the international search report and written opinion to the applicant and the IB. The IB will normally publish the application and search report 18 months after the priority date, unless early publication is requested by the applicant. Until international publication, no third person or national or regional office is allowed access to the international patent application unless so requested or authorized by the applicant. If the applicant wishes to withdraw the application (and does so before international publication), international publication does not take place. Under Chapter II of the Treaty, an applicant who has filed an international application in an RO can demand an international preliminary examination of the application by an IPEA, such as the USPTO. The Demand is made separately from the international application and contains prescribed particulars, language, and form. The International preliminary examination is a second evaluation of the potential patentability of the claimed invention, using the same standards on which the written opinion of the ISA was based. A copy of the examination report is sent to the applicant and to the IB.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 94 - 131 351
View Law

Presidential Action:

-

Title:

Admission to Practice and Roster of Registered Patent Attorneys and Agents Admitted to Practice Before the United States Patent and Trademark Office

Reference Number:

202411-0651-007

Omb Control Number:

0651-0012

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Admission to Practice and Roster of Registered Patent Attorneys and Agents Admitted to Practice Before the United States Patent and Trademark Office

Key Information

Abstract

This collection of information is required by 35 U.S.C. 2(b)(2)(D), which permits the United States Patent and Trademark Office (USPTO) to establish regulations governing the recognition and conduct of agents, attorneys, or other persons representing applicants or other parties before the USPTO. This statute also permits the USPTO to require information from applicants that shows that they are of good moral character and reputation and have the necessary qualifications to assist applicants with the patent process and to represent them before the USPTO. This information collection addresses submissions required by the regulations at 37 CFR 1.21, 10.14, and 11.5-11.11, which set forth the requirements to apply for the examination for registration and to demonstrate eligibility to be a registered attorney or agent before the USPTO, including the fee requirements. The Office of Enrollment and Discipline (OED) collects this information to determine the qualifications of individuals entitled to represent applicants before the USPTO in the preparation and prosecution of applications for a patent. The OED also collects this information to administer and maintain the public roster of attorneys and agents registered to practice before the USPTO, which is accessible through the USPTO website. The information in this information collection is used by the USPTO to review applications for the examination for registration and to determine whether an applicant may be added to, or an existing practitioner may remain on, the Register of Patent Attorneys and Agents.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

35 USC 2(b)(2)(D)
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Presidential Action:

-

Title:

Rule 17f-6 [17 CFR 270.17f-6], "Custody of Investment Company Assets with Futures Commission Merchants and Commodity Clearing Organizations."

Reference Number:

202408-3235-030

Omb Control Number:

3235-0447

Agency:

SEC

Received:

2024-11-20

Concluded:

2025-01-06

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 17f-6 [17 CFR 270.17f-6], "Custody of Investment Company Assets with Futures Commission Merchants and Commodity Clearing Organizations."

Key Information

Abstract

Rule 17f-6 (17 CFR 270.17f-6) under the Investment Company Act of 1940 permits the custody of investment company assets with futures commission merchants in connection with commodity transactions on both domestic and foreign exchanges.

Federal Register Notices

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Authorizing Statutes

15 USC 80a-17(f)
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Presidential Action:

-

Title:

Patent Review and Derivation Proceedings

Reference Number:

202411-0651-008

Omb Control Number:

0651-0069

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Patent Review and Derivation Proceedings

Key Information

Abstract

The Leahy-Smith America Invents Act, which was enacted into law on September 16, 2011, provided for many changes to the procedures of the Patent Trial and Appeal Board (“PTAB” or “Board,” formerly the Board of Patent Appeals and Interferences) procedures. These changes included the introduction of inter partes review, post-grant review, derivation proceedings, and the transitional program for covered business method patents. Under these administrative trial proceedings, third parties may file a petition with the PTAB challenging the validity of issued patents, with each proceeding having different requirements regarding timing restrictions, grounds for challenging validity, and who may request review. Inter partes review is a trial proceeding conducted at the Board to review the patentability of one or more claims in a patent only on a ground that could be raised under §§ 102 or 103, and only on the basis of prior art consisting of patents or printed publications. Post grant review is a trial proceeding conducted at the Board to review the patentability of one or more claims in a patent on any ground that could be raised under § 282(b)(2) or (3). A derivation proceeding is a trial proceeding conducted at the Board to determine whether (1) an inventor named in an earlier application derived the claimed invention from an inventor named in the petitioner’s application, and (2) the earlier application claiming such invention was filed without authorization. The transitional program for covered business method patents is a trial proceeding conducted at the Board to review the patentability of one or more claims in a covered business method patent. The covered business method program expired on September 16, 2020 and the Board no longer accepts new petitions related to this program, but continues to accept papers in previously-instituted proceedings. This information collection covers information submitted by the public to petition the Board to initiate an inter partes review, post-grant review, derivation proceeding, and the transitional program for covered business method patents, as well as any responses to such petitions, and the filing of any motions, replies, oppositions, and other actions, after a review/proceeding has been instituted.

Federal Register Notices

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Authorizing Statutes

35 USC 6
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35 USC 134
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Presidential Action:

-

Title:

Requirements for Patent Applications Containing Nucleotide Sequence and/or Amino Acid Sequence Disclosures

Reference Number:

202411-0651-005

Omb Control Number:

0651-0024

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Requirements for Patent Applications Containing Nucleotide Sequence and/or Amino Acid Sequence Disclosures

Key Information

Abstract

Patent applications that contain nucleotide and/or amino acid sequence disclosures must include a copy of the sequence listing in accordance with the requirements in 37 CFR 1.821-1.825. Applicants submit copies of sequence listings for both U.S. and international biotechnology patent applications. The USPTO uses the sequence listings during the examination process to determine the patentability of the associated patent application. The USPTO also uses the sequence listings to support publication of patent applications and issued patents. Sequence listings are searchable after publication. This information collection covers the submission of the sequence listing information itself. Information pertaining to the filing of the initial U.S. patent application is collected under OMB Control Number 0651-0032, and information pertaining to the filing of the initial international application is collected under OMB Control Number 0651-0021. In particular, this information collection accounts for sequence listings submitted on paper, compact disc (CD), or through EFS-Web, the USPTO’s online filing system. Sequence listings may be submitted via EFS-Web as an ASCII text file or in Portable Document Format (PDF). For U.S. applications, § 1.821(c) permits all modes of submission: paper, CD, or EFS-Web. Sequence listings for international applications may be submitted on paper or through EFS-Web only, though sequence listings that are too large to be filed electronically though EFS-Web may be submitted on CD. This information collection also accounts for the requirement under § 1.821(e) that a copy of the sequence listing required by § 1.821(c) be submitted in computer readable form (CRF) in accordance with the requirements of § 1.824. Under §§ 1.821(e)–(f), applicants who submit their sequence listings on paper, CD, or as a PDF via EFS-Web must submit a copy of the sequence listing in CRF with a statement indicating that the CRF copy of the sequence listing is identical to the paper, CD, or PDF copy provided under § 1.821(c). Applicants may submit the CRF copy of the sequence listing to the USPTO on CD or other acceptable media as provided in § 1.824. If a new application is filed via EFS-Web with an ASCII text file sequence listing that complies with the requirements of §§ 1.824(a)(2)–(6) and (b), and applicant has not filed a sequence listing on paper, CD or as a PDF file, the text file will serve as both the copy required by § 1.821(c) and the CRF required by § 1.821(e). Moreover, the associated statement of identity would not be required. This information collection also covers the mechanism in § 1.821(e) where an applicant may request, in limited circumstances, a transfer of the CRF from the application already on file to the new application, if the CRF sequence listing in a new application is identical to the CRF sequence listing of another application that the applicant already has on file at the USPTO. In such a case, the applicant may submit a letter identifying the application and CRF sequence listing that is already on file and stating that the sequence listing submitted in the new application is identical to the CRF copy already filed with the previous application. The USPTO provides a form, Request for Transfer of a Computer Readable Form Under 37 CFR 1.821(e) (PTO/SB/93), in order to assist customers in submitting this statement.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

35 USC 22
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Presidential Action:

-

Title:

Rules for Patent Maintenance Fees

Reference Number:

202411-0651-004

Omb Control Number:

0651-0016

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Rules for Patent Maintenance Fees

Key Information

Abstract

Under 35 U.S.C. § 41 and 37 CFR 1.20(e)-(h), 1.362, 1.366, 1.377, and 1.378, the United States Patent and Trademark Office (USPTO) charges fees for maintaining in force all utility patents based on applications filed on or after December 12, 1980. Payment of these maintenance fees is due at 3-1/2, 7-1/2, and 11-1/2 years after the date the patent was granted. If the USPTO does not receive payment of the appropriate maintenance fee and any applicable surcharge within a grace period of 6 months following each of the above due dates (at 4, 8, or 12 years after the date of grant), the patent will expire at that time. After a patent expires, it is no longer enforceable. Maintenance fees are not required for design or plant patents or for reissue patents if the patent being reissued did not require maintenance fees. The USPTO must maintain accurate payment records in order to provide the public with information as to which patents have expired and which patents remain in force.

Federal Register Notices

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30-Day FRN
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Authorizing Statutes

Pub.L. 112 - 29 8
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Presidential Action:

-

Title:

Post Allowance and Refiling

Reference Number:

202411-0651-001

Omb Control Number:

0651-0033

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Post Allowance and Refiling

Key Information

Abstract

The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. 131 and 151 to examine applications and, when appropriate, allow applications and issue them as patents. When an application for a patent is allowed by the USPTO, the USPTO issues a notice of allowance and the applicant must pay the specified issue fee (including the publication fee, if applicable) within three months to avoid abandonment of the application. This collection of information also encompasses several actions that may be taken after issuance of a patent, pursuant to Chapter 25 of Title 35 U.S.C. A certificate of correction may be requested to correct an error or errors in the patent. For an original patent that is believed to be wholly or partly inoperative or invalid, the assignee(s) or inventor(s) may apply for reissue of the patent, which entails several formal requirements, including provision of an oath or declaration specifically identifying at least one error being relied upon as the basis for reissue and stating the reason for the belief that the original patent is wholly or partly inoperative or invalid (e.g., a defective specification or drawing, or claiming more or less than the patentee had the right to claim in the patent). The public uses this information collection to request corrections of errors in issued patents, to submit applications for reissue patents, and to submit issue fee payments.

Federal Register Notices

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30-Day FRN
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Authorizing Statutes

35 USC 251-256
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35 USC 151
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35 USC 41
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35 USC 131
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35 USC 115
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Presidential Action:

-

Title:

Initial Patent Applications

Reference Number:

202411-0651-010

Omb Control Number:

0651-0032

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Initial Patent Applications

Key Information

Abstract

The United States Patent and Trademark Office (USPTO) is required by Title 35 of the United States Code, including 35 U.S.C. 131, to examine applications for patents. The USPTO administers the patent statutes relating to examination through various rules in Chapter 37 of the Code of Federal Regulations (CFR), such as, for example, 37 CFR 1.16 through 1.84. Each patent applicant must provide sufficient information to allow the USPTO to properly examine the application to determine whether it meets the criteria set forth in the patent statutes and regulations for issuance as a patent. The patent statutes and regulations require that an application for patent include the following information: (1) A specification containing a description of the invention and at least one claim defining the property right sought by the applicant; (2) A drawing(s) or photograph(s), where necessary for an understanding of the invention; (3) An oath or declaration signed by the applicant (under 35 U.S.C. 115(f), the time for filing the oath or declaration is no later than the date on which the issue fee for the patent is paid); and (4) A filing fee. Various types of patent applications are covered under this information collection: • Noncontinuing, nonprovisional utility, plant and design applications, • Provisional applications, • Continuation/divisional applications of international applications, • Continued prosecution applications (design), and • Continuation/divisional and continuation-in-part applications of utility, plant, and design applications. In addition, this information collection covers certain other papers filed by applicants, such as, for example, petitions to accept an unintentionally delayed priority or benefit claim, petitions to accept a filing by other than all of the inventors or a person not the inventor, and petitions requesting that applications filed under 37 CFR 1.495(b) be accorded a receipt date. Furthermore, this information collection incorporates the lone item in 0651-0073 (Patent Law Treaty): petitions to restore the right of priority to a foreign application under 37 CFR 1.55(c) or the benefit of a prior-filed provisional application under 37 CFR 1.78(b). The petitions are used to extend the 12-month periods set forth in 35 U.S.C. 119(a) and (e) by an additional 2 months where there is an unintentional delay in filing an application claiming priority to a foreign application or the benefit of a provisional application. Once this information collection is renewed, and the petitions are added, 0651-0073 will be discontinued.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 112 - 119 1
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Presidential Action:

-

Title:

Patent Reexaminations, Supplemental Examinations, and Post Patent Submissions

Reference Number:

202411-0651-009

Omb Control Number:

0651-0064

Agency:

DOC/PTO

Received:

2024-11-20

Concluded:

2024-11-25

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Patent Reexaminations, Supplemental Examinations, and Post Patent Submissions

Key Information

Abstract

The USPTO is required by 35 U.S.C. 131 and 151 to examine applications and, when appropriate, allow applications and issue them as patents. Chapter 30 of Title 35 U.S.C. provides that any person at any time may file a request for reexamination by the USPTO of any claim of a patent on the basis of prior art cited under the provisions of 35 U.S.C. 301. Once initiated, the reexamination proceedings under Chapter 30 are substantially ex parte and do not permit input from third parties. The regulations outlining ex parte reexaminations are found at 37 CFR 1.510-1.570. In addition, 35 U.S.C. 257 permits a patent owner to request supplemental examination of a patent by the USPTO to consider, reconsider, or correct information believed to be relevant to the patent. The regulations outlining supplemental examination are found at 37 CFR 1.601-1.625. The Leahy-Smith America Invents Act terminated inter partes reexamination effective September 16, 2012. However, inter partes reexamination proceedings based on inter partes reexamination requests filed before September 16, 2012, continue to be prosecuted. Therefore, this information collection continues to include items related to the prosecution of inter partes reexamination proceedings. The regulations outlining inter partes reexamination are found at 37 CFR 1.903-1.959. The provisions of 35 U.S.C. 301 and 37 CFR 1.501 govern the ability of a person to submit into the file of an issued patent (1) prior art consisting of patents or printed publications which the person making the submission believes to have a bearing on the patentability of any claim of the issued patent and (2) statements of the owner of the issued patent filed in a proceeding before a Federal court or the USPTO in which the owner of the issued patent took a position on the scope of any claim of the issued patent. This information collection covers information contained in: (1) requests for ex parte reexamination, (2) requests for supplemental examination, (3) submissions made by patent owners and third-party requesters related to the prosecution of an ex parte or inter partes reexamination proceeding, (4) information submitted by the public to aid in ascertaining the patentability and/or scope of the claims of the issued patent, and (5) information submitted by patent owners regarding a position taken before the USPTO or a Federal court regarding the scope of any claim in their issued patent. The USPTO’s use of the statements of the patent owners ((5) above) will be limited to determining the meaning of a patent claim in ex parte reexamination proceedings that already have been ordered and in inter partes review and post grant review proceedings that already have been instituted. The purpose of this information collection is to facilitate requests for ex parte reexamination and supplemental examination, to facilitate prosecution of reexamination and reissue proceedings, and to ensure that the associated documentation is submitted to the USPTO, and to permit relevant post-patent prior art and claim scope information to be entered into a patent file.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

Pub.L. 112 - 29 12
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Presidential Action:

-
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