Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

Employer Information Report (EEO-1)

Reference Number:

202311-3046-001

Omb Control Number:

3046-0049

Agency:

EEOC

Received:

2023-11-14

Concluded:

2023-11-14

Action:

Approved without change

Status:

Historical Active

Request Type:

Extension without change of a currently approved collection
Employer Information Report (EEO-1)

Key Information

Abstract

Section 709(c) of Title VII of the Civil Rights Act of 1964 (Title VII) requires employers to make and keep records relevant to the determination of whether unlawful employment practices have been or are being committed, to preserve such records, and to produce reports as the Commission prescribes by regulation or order. Pursuant to this statutory authority, the EEOC in 1966 issued a regulation requiring certain employers to file executed copies of the EEO–1 in conformity with the directions and instructions on the form, which called for reporting employee data by job category and by sex and race or ethnicity. Pursuant to Executive Order 11246, the Office of Federal Contract Compliance Programs (OFCCP), U.S. Department of Labor, in 1978 issued its regulation describing the EEO–1 as a report ‘‘promulgated jointly with the Equal Employment Opportunity Commission’’ and requiring certain contractors to submit ‘‘complete and accurate reports’’ annually. Under these authorities, private employers with 100 or more employees and federal contractors that have 50 or more employees and meet certain criteria are required to report annually the number of individuals they employ by job category and by sex and race or ethnicity.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

42 USC 2000e-8(c)
View Law

Presidential Action:

-

Title:

Importation of Fresh Beef from Paraguay

Reference Number:

202311-0579-004

Omb Control Number:

0579-0487

Agency:

USDA/APHIS

Received:

2023-11-14

Concluded:

2024-03-04

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
Importation of Fresh Beef from Paraguay

Key Information

Abstract

Collection of information from the Paraguay national government and industry related to the preparation of Foreign Meat Inspection Certificates for importing fresh beef into the United States.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

7 USC 8301
View Law

Presidential Action:

-

Title:

[NCBDDD] Assessing Knowledge, Attitudes, and Practices (KAPs) of Hispanic or Latina Women of Reproductive Age about Folic Acid Fortification and Supplementation

Reference Number:

202311-0920-006

Omb Control Number:

0920-1427

Agency:

HHS/CDC

Received:

2023-11-14

Concluded:

2023-12-20

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
[NCBDDD] Assessing Knowledge, Attitudes, and Practices (KAPs) of Hispanic or Latina Women of Reproductive Age about Folic Acid Fortification and Supplementation

Key Information

Abstract

The purpose of this project is to conduct formative research with Hispanic/Latina women of reproductive age to examine folic acid and fortified food awareness, food and supplement use practices, as well as messaging and channels to reach Hispanic/Latina women. The resulting data are expected to be used for developing new messaging and communication products to improve knowledge, awareness, and practices regarding folic acid fortification and supplementation among Hispanic/Latina women of reproductive age.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Presidential Action:

-

Title:

Locomotive Cab Sanitation Standards

Reference Number:

202309-2130-009

Omb Control Number:

2130-0552

Agency:

DOT/FRA

Received:

2023-11-14

Concluded:

2024-01-11

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Locomotive Cab Sanitation Standards

Key Information

Abstract

This collection of information is mandatory, collected as needed, and is associated with FRA's rule 49 CFR 229.137 and 229.139. It involves both reporting and recordkeeping requirements. The collection of information requires railroads to clearly mark defective toilet facilities as unavailable for use when these locomotive units are placed in a trailing position or in switching, transfer train service. This information is used by locomotive crewmembers as a warning to avoid using a locomotive toilet facility which is defective, unsanitary, or both. Additionally, the information collection is used by FRA to promote rail safety and the health of railroad workers by ensuring that all locomotive crew members have access to adequate sanitary facilities.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 102 - 365 10
View Law

Presidential Action:

-

Title:

Anti-Drug Program for Personnel Engaged in Specified Aviation Activities

Reference Number:

202311-2120-003

Omb Control Number:

2120-0535

Agency:

DOT/FAA

Received:

2023-11-14

Concluded:

2023-11-14

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Anti-Drug Program for Personnel Engaged in Specified Aviation Activities

Key Information

Abstract

Part 119 certificate holders with the authority to operate under part 121 and 135, air tour operators as defined in 14 CFR § 91.147, non-FAA or Military Air Traffic Control Facilities, contractors or repair stations under 14 CFR part 145 that conduct drug and alcohol testing programs are mandated to report information to this collection. The FAA uses this information for determining program compliance or non-compliance of regulated aviation employers, oversight planning, determining who must provide a mandatory annual Management Information System (MIS) testing information, and communicating with entities subject to the program regulations. In addition, the information is used to ensure that appropriate action is taken in regard to crewmembers and other safety-sensitive employees who have tested positive for drugs or alcohol or have refused to submit to testing. The collection includes reporting, recordkeeping, and disclosure information. Using the information reported on the annual MIS allows the FAA Administrator to determine the random testing rates for the following year, which is published in the Federal Register.

Federal Register Notices

60-Day FRN
View Notice

Authorizing Statutes

49 USC 31306
View Law

Presidential Action:

-

Title:

Protection and Advocacy of Individual Rights Program Assurances

Reference Number:

202306-1820-002

Omb Control Number:

1820-0625

Agency:

ED/OSERS

Received:

2023-11-14

Concluded:

2024-01-04

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Protection and Advocacy of Individual Rights Program Assurances

Key Information

Abstract

Section 509 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended by the Title IV of Workforce Innovation and Opportunity Act (WIOA) and its implementing Federal Regulations at 34 CFR Part 381, require the PAIR grantees to submit an application to the RSA Commissioner in order to receive assistance under Section 509 of the Rehabilitation Act. The Rehabilitation Act requires that the application contain Assurances to which the grantees must comply. Section 509(f) of the Rehabilitation Act specifies the Assurances. All 57 PAIR grantees are required to be part of the protection and advocacy system in each State established under the Developmental Disabilities Assistance and Bill of Rights Act of 2000 (42 USC 6041 et seq.).

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 102 - 567 509
View Law

Presidential Action:

-

Title:

10 CFR Part 39, Licenses and Radiation Safety Requirements for Well Logging

Reference Number:

202309-3150-003

Omb Control Number:

3150-0130

Agency:

NRC

Received:

2023-11-14

Concluded:

2024-08-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
10 CFR Part 39, Licenses and Radiation Safety Requirements for Well Logging

Key Information

Abstract

Part 39 of title 10 of the Code of Federal Regulations (10 CFR), establishes radiation safety requirements for the use of radioactive material for well logging. The information in the applications, reports, and records is used by the NRC staff to ensure that the health and safety of the public is protected and that licensee possession and use of source and byproduct material is in compliance with license and regulatory requirements. .

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 83 - 703 1-311
View Law

Presidential Action:

-

Title:

Hazardous Materials Security Plans

Reference Number:

202311-2137-001

Omb Control Number:

2137-0612

Agency:

DOT/PHMSA

Received:

2023-11-14

Concluded:

2024-02-27

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Hazardous Materials Security Plans

Key Information

Abstract

This information request is mandatory for offerors and carriers of certain hazardous materials to develop and implement a security plan. This collection is a reporting and recordkeeping requirement, which must be evaluated on an annual basis, as long as the hazardous materials subject to security plan requirements are still offered and/or carried. Security plans are required to be maintained at the principal place of business and must be made available, at a reasonable time and location, to an authorized official of the Department of Transportation or Department of Homeland Security. This information collection requires the evaluation of transportation security risks, including site-specific or location-specific risks associated with facilities at which the hazardous materials are prepared for transportation, stored, or unloaded incidental to movement. In addition, rail carriers of certain hazardous materials, are subject to additional security plan requirements, including the selection of the most practicable route posing the least overall safety and security risk. Security plans reduce the possibility that a hazardous material shipment will be used as a weapon of opportunity by terrorists. The requested change stems from a final rule published on September 1, 2023, titled “Hazardous Materials: Suspension of HMR Amendments Authorizing Transportation of Liquefied Natural Gas by Rail” [HM-264A; 09/01/2023] which prohibits Liquified Natural Gas (LNG) transportation in rail tank cars until issuance of a final rule concluding the rulemaking proceeding under RIN 2137-AF54, or June 30, 2024, whichever is earlier.

Federal Register Notices

60-Day FRN
View Notice

Authorizing Statutes

49 USC 5101-5125
View Law

Presidential Action:

-

Title:

VA Pilot Program on Graduate Medical Education and Residency (PPGMER) - AR01

Reference Number:

202210-2900-011

Omb Control Number:

2900-0936

Agency:

VA

Received:

2023-11-14

Concluded:

2023-12-19

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
VA Pilot Program on Graduate Medical Education and Residency (PPGMER) - AR01

Key Information

Abstract

Section 403 of the John S. McCain III, Daniel K. Akaka, and Samuel R. Johnson VA Maintaining Internal Systems and Strengthening Integrated Outside Networks (MISSION) Act of 2018 (Public Law 115-182) mandated that VA create a pilot program to establish additional graduate medical education (GME) physician residency placement positions at certain covered facilities. The pilot program will place no fewer than 100 resident physicians at covered facilities (sites) operated by Indian tribe or tribal organization (25 USC 5304), Indian Health Service, Federally-Qualified Health Centers (42 USC 1396d(1)(2)(B)) and Department of Defense. Participants in this pilot program are required by the statute to collect and provide VA with programmatic data. VA is required to include this information in an annual report to Congress until the program terminates on August 7, 2031. The information will be collected by the GME sponsoring institutions and the physician residents they place in the participating covered facilities. The sponsors themselves will determine the best method for collection of the necessary data depending on their own resources and staffing. The information to be collected will include required elements, such as number of patients seen per day by each resident placed in a covered facility, for the annual report on implementation of the pilot program submitted by VA to Congress.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 115 - 182 403
View Law

Presidential Action:

-

Title:

National Appeals Division Customer Service Survey

Reference Number:

202311-0503-001

Omb Control Number:

0503-0007

Agency:

USDA/AgSEC

Received:

2023-11-14

Concluded:

2023-12-18

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
National Appeals Division Customer Service Survey

Key Information

Abstract

To conduct a customer survey to gather date on the quality of how to make improvements in NAD processes and establish customer service standards.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Presidential Action:

-

Title:

[CPR] U.S. National Authority for Containment of Poliovirus Data Collection Tools

Reference Number:

202311-0920-001

Omb Control Number:

0920-1424

Agency:

HHS/CDC

Received:

2023-11-14

Concluded:

2023-12-19

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
[CPR] U.S. National Authority for Containment of Poliovirus Data Collection Tools

Key Information

Abstract

In 2018, HHS designated the Centers for Disease Control and Prevention (CDC) as the National Authority for Containment of Poliovirus (U.S. NAC) for the United States. The U.S. NAC is located in the Center for Preparedness and Response (CPR). The role of the U.S. NAC is to ensure that the requirements established in the World Health Organization (WHO) Global Action Plan (GAP) III and IV standards are effectively implemented and maintained in poliovirus- essential facilities. Part of this standard includes emergency planning, the implementation of surveillance following an incident, and the reporting of facility-associated poliovirus events to the U.S. NAC. Risk assessments following an incident are a critical component for adequate application of the GAPIII/GAPIV standard and efficient emergency response. The goal of the project is to collect data in the event of a poliovirus breach of containment - as well as to understand the biosafety practices of facilities working on poliovirus and mitigations strategies in place to reduce risks. These goals are in line with World Health Organization's Global Action Plan (GAP) for Poliovirus containment efforts. This information will assist with meeting the goals of the Section 361 of the Public Health Service (PHS) Act (42 U.S.C. 264) and prevents the introduction, transmission, or spread of communicable diseases from foreign countries into the States or possessions, or from one State or possession into any other State or possession.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

44 USC 3501
View Law
29 USC 669 20(a)(1)
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42 USC 300a-2
View Law

Presidential Action:

-

Title:

Customer Clearing Documentation and Timing of Acceptance for Clearing

Reference Number:

202311-3038-003

Omb Control Number:

3038-0092

Agency:

CFTC

Received:

2023-11-13

Concluded:

2023-12-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Customer Clearing Documentation and Timing of Acceptance for Clearing

Key Information

Abstract

Under the regulations, SDs, MSPs, FCMs, and DCOs are required to develop and maintain written customer clearing documentation and trade processing procedures. Maintenance of contracts, policies, and procedures is prudent business practice. All SDs, MSPs, FCMs, and DCOs maintain documentation consistent with these regulations. The regulations are crucial both for effective risk management and for the efficient operation of trading venues among SDs, MSPs, FCMs, and DCOs. Each of these entities has a general recordkeeping obligation for these requirements under the Commission’s regulations (regulation 39.20 for DCOs; regulation 23.606 for SDs and MSPs; and regulation 1.73 for FCMs). The regulations are an important part of the Commission’s regulatory program for SDs, MSPs, FCMs, and DCOs. The information required to be preserved is used by representatives of the Commission to ensure compliance with the CEA and applicable Commission regulations relating to clearing activities.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

7 USC 6d(c)
View Law
Pub.L. 111 - 203 124 Stat. 1376 (2010)
View Law
7 USC 6s(j)(5)
View Law
7 USC 6s(j)(6)
View Law
7 USC 2(h)(1)(B)(ii)
View Law

Presidential Action:

-

Title:

Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Reference Number:

202308-3038-002

Omb Control Number:

3038-0103

Agency:

CFTC

Received:

2023-11-13

Concluded:

2023-12-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)

Key Information

Abstract

The Commodity Futures Trading Commission adopted rules and related forms to enhance its identification of futures and swap market participants. The information collections included in this renewal (“OCR information collections”) are part of the Commodity Futures Trading Commission’s (“CFTC”) implementation of §§ 4a, 4c(b), 4g, and 4i of the Commodity Exchange Act (“Act”). These sections in the Act authorize and require the CFTC to regulate various financial markets, including futures, swaps, and commodities. The information contained in the OCR information collections is necessary for the CFTC to carry out these regulatory functions, including information necessary for the CFTC’s market surveillance function.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

7 USC 6a, 6c(b), 6g, 6i, 6t,6s, 7b-3
View Law
Pub.L. 111 - 203 124 Stat. 1376 (2010)
View Law

Presidential Action:

-

Title:

Vessel Entrance or Clearance Statement

Reference Number:

202311-1651-001

Omb Control Number:

1651-0019

Agency:

DHS/USCBP

Received:

2023-11-13

Concluded:

2024-10-18

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Vessel Entrance or Clearance Statement

Key Information

Abstract

CBP Form 1300 is submitted upon the arrival of a vessel into the U.S. CBP needs this information to record tonnage fees and to obligate the vessel captain to the truth of the manifest. CBP Form 1300, Vessel Entrance or Clearance Statement, was developed through agreement by the United Nations Intergovernmental Maritime Organization (IMO) in conjunction with the United States and various other countries. The form was developed as a single form to replace the numerous other forms used by various countries for the entrance and clearance of vessels. CBP Form 1300 is authorized by 19 U.S.C. 1431, 1433, and 1434, and provided for by 19 CFR 4.7-4.9. This form is accessible at http://www.cbp.gov/newsroom/publications/forms?title=1300&=Apply.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

19 USC 1431
View Law
19 USC 1434
View Law
19 USC 1433
View Law

Presidential Action:

-

Title:

Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications

Reference Number:

202308-3235-005

Omb Control Number:

3235-0636

Agency:

SEC

Received:

2023-11-13

Concluded:

2023-12-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications

Key Information

Abstract

Rule 0-2 under the Investment Company Act of 1940 provides general instructions for filing an application with the Commission. Respondents to the collection are applying for orders of the Commission exempting them from one or more provisions of the Investment Company Act. Applicants for orders can include registered investment companies, affiliated persons of registered investment companies, and issuers seeking to avoid investment company status among other entities

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 80a-1 et seq.
View Law

Presidential Action:

-

Title:

Charter Online Management and Performance System (COMPS) Developer Annual Performance Report

Reference Number:

202308-1810-005

Omb Control Number:

1810-0787

Agency:

ED/OESE

Received:

2023-11-13

Concluded:

2024-03-28

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
Charter Online Management and Performance System (COMPS) Developer Annual Performance Report

Key Information

Abstract

This request is for a new OMB approval to collect the Annual Performance Report (APR) data from Charter School Programs (CSP) Developer grantees. The Charter School Programs (CSP) was originally authorized under Title V, Part B, Subpart 1, Sections 5201 through 5211 of the Elementary and Secondary Education Act (ESEA) of 1965, as amended by the No Child Left Behind (NCLB) Act of 2001. For fiscal year 2017 and thereafter, ESEA has been amended by the Every Student Succeeds Act (ESSA), (20USC 7221-7221i), which reserves funds to improve education by supporting innovation in public education and to: (2) provide financial assistance for the planning, program design, and initial implementation of charter schools; (3) increase the number of high-quality charter schools available to students across the United States; (4) evaluate the impact of charter schools on student achievement, families, and communities, and share best practices between charter schools and other public schools; (5) encourage States to provide support to charter schools for facilities financing in an amount more nearly commensurate to the amount States typically provide for traditional public schools; (6) expand opportunities for children with disabilities, English learners, and other traditionally underserved students to attend charter schools and meet the challenging State academic standards; (7) support efforts to strengthen the charter school authorizing process to improve performance management, including transparency, oversight and monitoring (including financial audits), and evaluation of such schools; and (8) support quality, accountability, and transparency in the operational performance of all authorized public chartering agencies, including State educational agencies, local educational agencies, and other authorizing entities. The U.S. Department of Education (ED) is requesting authorization to collect data from CSP grantees within the Developer program through a new online platform. In 2022, ED began development of a new data collection system, the Charter Online Management and Performance System (COMPS), designed specifically to reduce the burden of reporting for users and increase validity of the overall data. This new collection consists of questions responsive to the actions established in the program’s final rule published in the Federal Register on July 6, 2022, as well as the Developer program Notice Inviting Applications (NIA). This collection request is a consolidation of all previously established program data collection efforts and provides a more comprehensive representation of grantee performance.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

20 USC 7221
View Law

Presidential Action:

-

Title:

Standards for Safeguarding Customer Information ("Safeguards Rule")

Reference Number:

202311-3084-002

Omb Control Number:

3084-0171

Agency:

FTC

Received:

2023-11-13

Concluded:

2023-12-11

Action:

Approved with change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
Standards for Safeguarding Customer Information ("Safeguards Rule")

Key Information

Abstract

The Federal Trade Commission (“FTC” or “Commission”) is finalizing proposed amendments to its Standards for Safeguarding Customer Information (“Safeguards Rule”), 16 CFR part 314, which require financial institutions to report to the Commission a notification event where unencrypted customer information involving 500 or more consumers is acquired without authorization.

Federal Register Notices

60-Day FRN
View Notice

Authorizing Statutes

15 USC 6801
View Law

Presidential Action:

-

Title:

Emergency Conservation Program and Biomass Crop Assistance Program (BCAP)

Reference Number:

202307-0560-004

Omb Control Number:

0560-0082

Agency:

USDA/FSA

Received:

2023-11-13

Concluded:

2023-12-19

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Emergency Conservation Program and Biomass Crop Assistance Program (BCAP)

Key Information

Abstract

To gather information in order to provide eligible producers and landowners cost-share incentives, technical assistance, and to capture Adjusted Gross Income information through several conservation and environmental programs.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

16 USC 2201-2205
View Law

Presidential Action:

-

Title:

Form N-54C under the Investment Company Act, Notification of Withdrawal of Election to be Subject to Sections 55 through 65 of the Investment Company Act of 1940

Reference Number:

202308-3235-010

Omb Control Number:

3235-0236

Agency:

SEC

Received:

2023-11-13

Concluded:

2023-12-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form N-54C under the Investment Company Act, Notification of Withdrawal of Election to be Subject to Sections 55 through 65 of the Investment Company Act of 1940

Key Information

Abstract

Form N-54C is necessary so that a company may notify the Commission that it no longer elects to be regulated as a business development company under the Investment Company Act of 1940.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 80a-53
View Law

Presidential Action:

-

Title:

FERC-583, Annual Kilowatt Generating Report (Annual Charges)

Reference Number:

202311-1902-001

Omb Control Number:

1902-0136

Agency:

FERC

Received:

2023-11-13

Concluded:

2024-06-10

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
FERC-583, Annual Kilowatt Generating Report (Annual Charges)

Key Information

Abstract

Section 10(e) of the Federal Power Act (FPA) authorizes the Commission to collect annual charges from hydropower licensees for, among other things, the cost of administering Part I of the FPA. In addition, the Omnibus Budget Reconciliation Act of 1986 authorizes the Commission to "assess and collect fees and annual charges in any fiscal year in amounts equal to all of the costs incurred by the Commission in that fiscal year. Part 11 of the Commission's regulations provides the manner in which licensees are charged for such costs. Annual charges are based on the actual costs of the government. This ICR pertains to the annual kilowatt generating report that licensees and holders of license exemptions must submit to the Commission, and to two additional IC activities: (1) Application of State and municipal licensees and holders of license exemptions for total or partial exemption from annual charges; and (2) Appeals and rehearing of billing for annual charges.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

16 USC 803, section 10(e)
View Law

Presidential Action:

-

Title:

Investment Company Act rule 17a-7, 17 C.F.R. Section 270.17a-7 Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof.

Reference Number:

202308-3235-004

Omb Control Number:

3235-0214

Agency:

SEC

Received:

2023-11-13

Concluded:

2023-12-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Investment Company Act rule 17a-7, 17 C.F.R. Section 270.17a-7 Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof.

Key Information

Abstract

Rule 17a-7 requires various records to be kept in connection with certain purchase or sale transaction between registered investment companies and certain of their affiliates to facilitate the Commission's monitoring of transactions executed under the rule.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 80a
View Law

Presidential Action:

-

Title:

Information Comparision with Insurance Data

Reference Number:

202311-0970-003

Omb Control Number:

0970-0342

Agency:

HHS/ACF

Received:

2023-11-13

Concluded:

2024-01-05

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Information Comparision with Insurance Data

Key Information

Abstract

The Information Comparison with Insurance Data Match (“Insurance Match”) program is a cooperative effort between the federal Office of Child Support Services (OCSS), states, insurers, and third-party administrators or agents. The information collected for the Insurance Match is necessary to help state child support agencies (“CSAs”) collect past-due support from noncustodial parents. To facilitate the Insurance Match, OCSS uses a centralized, efficient, secure, and cost-effective automated process that compares information about individuals who may receive a payment from an insurance claim, settlement, or award (“claim”) with information in the OCSS Debtor File (OMB #0970-0161, Federal Tax Refund Offset, Administrative Offset, and Passport Denial) to identify obligors who owe past-due support. State workers’ compensation agencies and the U.S. Department of Labor also provide OCSS with claim information for collecting past-due child support from noncustodial parents. State agency and insurer participation in the Insurance Match program is voluntary; however, 13 states have specific mandates for insurers to report claims. The Insurance Match program assists with meeting these state mandates. The information collection activities associated with the Insurance Match program are authorized by 42 U.S.C. § 652(a)(9) and (m), which authorizes the Secretary of the U.S. Department of Health and Human Services (HHS), through the Federal Parent Locator Service (FPLS), to conduct comparisons of information concerning individuals with a child support debt with information that insurers (or their agents) maintain concerning insurance claims. This approval request is for a revision of a currently approved information collection. An explanation of changes is provided under item #15 of Supporting Statement A.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

42 USC 652(a)(9) and (m)
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Presidential Action:

-

Title:

Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Reference Number:

202308-3038-001

Omb Control Number:

3038-0091

Agency:

CFTC

Received:

2023-11-13

Concluded:

2023-12-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral

Key Information

Abstract

7 USC 6d(f) imposes requirements on futures commission merchants (“FCMs”) and derivatives clearing organizations (“DCOs”) regarding the safeguarding and use of collateral provided my customers to serve as margin for cleared swaps transactions. 17 CFR Part 22 contains implementing regulations. Sections 22.2(g), 22.5(a), 22.11, 22.12, and 22.16 impose recordkeeping and third-party disclosure requirements necessary for the effective operation of the statutory and regulatory scheme. Section 22.16 requires that each FCM who has cleared swaps customers disclose to each customer once each year the governing provisions, as established by DCO rules or agreements between collecting and depositing FCMs, relating to use of customer collateral, transfer, neutralization of the risks, or liquidation of cleared swaps in the event of a default by the FCM. The purpose of this reporting requirement is to ensure that cleared swaps customers are informed of the procedures to which accounts containing their swaps collateral may be subject in the event of a default by their FCM.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

7 USC 6d(f)
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Presidential Action:

-

Title:

Form N-17f-2 (17 CFR 274.220), "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies," filed pursuant to Investment Company Act Rule 17f-2

Reference Number:

202307-3235-024

Omb Control Number:

3235-0360

Agency:

SEC

Received:

2023-11-13

Concluded:

2023-12-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form N-17f-2 (17 CFR 274.220), "Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies," filed pursuant to Investment Company Act Rule 17f-2

Key Information

Abstract

Form N-17f-2 is the cover sheet for accountant examination certificates filed pursuant to rule 17f-2 under the Investment Company Act of 1940 by management investment companies maintaining custody of securities or other investments.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 80a
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Presidential Action:

-

Title:

Rule 31a-1 under the Investment Company Act of 1940 (17 CFR 270.31a-1)

Reference Number:

202307-3235-023

Omb Control Number:

3235-0178

Agency:

SEC

Received:

2023-11-13

Concluded:

2023-12-21

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 31a-1 under the Investment Company Act of 1940 (17 CFR 270.31a-1)

Key Information

Abstract

Rule 31a-1 imposes requirements concerning records to be maintained by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 80a-30
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Presidential Action:

-
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