Change Requests

What is an ICR?

An Information Collection Request (ICR) is a federal agency's request for approval from the Office of Management and Budget (OMB) to collect information from the public. Under the Paperwork Reduction Act (PRA), agencies must justify why the information is needed and how it will be used.

When are they submitted?

Federal agencies are required to submit an ICR whenever they create, renew, modify an information collection. Each ICR includes a description of the collection, supporting materials and documentation (such as forms, surveys, or scripts), and proof that the agency has met the requirements of the PRA.

The ICR is submitted to the The Office of Information and Regulatory Affairs (OIRA) within OMB for review and approval. OIRA grants approval for a maximum of three years, after which the collection must be renewed through a new ICR submission.

Where to find an ICR?

ICRs are publicly available on RegInfo.gov, and additional guidance can be found in the FAQs.

Note: Presidential Action influences are notated for ICRs received between January 20, 2025 and July 19, 2025.

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Showing 25 of 15546 results

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Title
Reference Number
OMB Control Number
Agency
Received
Concluded
Action
Status
Request Type
Presidential Action

Title:

Compliance with Individual and Group Market Reforms under Title XXVII of the Public Health Service Act (CMS-10430)

Reference Number:

202508-0938-011

Omb Control Number:

0938-0702

Agency:

HHS/CMS

Received:

2025-08-11

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Compliance with Individual and Group Market Reforms under Title XXVII of the Public Health Service Act (CMS-10430)

Key Information

Abstract

Sections 2723 and 2761 of the Public Health Service Act (PHS Act) direct the Centers for Medicare and Medicaid Services (CMS) to enforce a provision (or provisions) of title XXVII of the PHS Act (including the implementing regulations in parts 144, 146, 147, and 148 of title 45 of the Code of Federal Regulations) with respect to health insurance issuers when a state has notified CMS that it has not enacted legislation to enforce or that it is not otherwise enforcing a provision (or provisions) of the group and individual market reforms with respect to health insurance issuers, or when CMS has determined that a state is not substantially enforcing one or more of those provisions. This collection of information includes requirements that are necessary for CMS to conduct compliance review activities.

Federal Register Notices

60-Day FRN
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Authorizing Statutes

42 USC 300gg-61
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Pub.L. 111 - 148 Title I
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42 USC 300gg-23
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42 USC 241
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Pub.L. 105 - 277 Title IX
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Pub.L. 104 - 204 Title VI
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Pub.L. 104 - 191 Title I
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Pub.L. 110 - 343 Title V
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Pub.L. 110 - 223 Title I
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Presidential Action:

-

Title:

USDA Advisory Committee or AMS Commodity Board Membership Background Information

Reference Number:

202508-0505-001

Omb Control Number:

0505-0001

Agency:

USDA/OCFO

Received:

2025-08-11

Concluded:

2026-01-08

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
USDA Advisory Committee or AMS Commodity Board Membership Background Information

Key Information

Abstract

The information from the form is used to determine qualification, suitability and availability for service on advisory committees and commodity research and promotion boards. The information will be used to conduct background clearances and compile annual reports. This revision is the next step in the digitization of this form to a digital version that can be used by the committee.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

7 USC 2281
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7 USC 7411-7425
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Pub.L. 110 - 246 1101
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Pub.L. 107 - 171 1101
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Pub.L. 97 - 98 1801
View Law

Presidential Action:

-

Title:

Rule 607 under Regulation E, Sales Material to Be Filed

Reference Number:

202505-3235-007

Omb Control Number:

3235-0747

Agency:

SEC

Received:

2025-08-11

Concluded:

2025-11-14

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 607 under Regulation E, Sales Material to Be Filed

Key Information

Abstract

Regulation E (17 CFR 230.601 - 230.610a) exempts from registration under the Securities Act of 1933 (15 U.S.C. 77a et seq.) (“Securities Act”) securities of small business investment companies (“SBICs”) that are registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) and closed-end investment companies that elect to be regulated as business development companies (“BDCs”) under the Investment Company Act of 1940, so long as the aggregate offering price of all securities of the issuer that may be sold within a 12-month period does not exceed $5,000,000 and certain other conditions are met. Rule 607 under Regulation E (17 CFR 230.607) requires SBICs and BDCs to file sales material used in connection with offerings under Regulation E with the SEC at least five days (excluding weekends and holidays) prior to its use. Sales material includes advertisements, articles or other communications to be published in newspapers, magazines, or other periodicals; radio and television scripts; and letters, circulars or other written communications proposed to be sent given or otherwise communicated to more than ten persons. SEC staff reviews sales material filed pursuant to Rule 607 for materially misleading statements and omissions. The requirements of Rule 607 are designed to protect investors from the use of false or misleading sales material in connection with Regulation E offerings.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 77c(b)
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15 USC 77c(c)
View Law

Presidential Action:

-

Title:

The School District Review Program (SDRP)

Reference Number:

202508-0607-001

Omb Control Number:

0607-0987

Agency:

DOC/CENSUS

Received:

2025-08-11

Concluded:

2025-09-18

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
The School District Review Program (SDRP)

Key Information

Abstract

The School District Review Program (SDRP) is a U.S. Department of Education National Center for Education Statistics (NCES) sponsored program conducted annually by the U.S. Census Bureau. It is of vital importance for each state’s allocation under Title I of the Elementary and Secondary Education Act as amended by Every Student Succeeds Act of 2015, Public Law 114-95. School district information submitted through this program, along with the decennial census population, Small Area Income and Poverty Estimates, and current population estimates, are used in forming the Census Bureau’s estimates of the number of children ages 5 through 17 in families in poverty for each school district. The U.S. Department of Education uses these estimates to allocate more than $16 billion annually in Title I funds. The SDRP encompasses the review of Type 1, Type 2, and Type 3 school districts as defined by the NCES. Type 1 is a local school district that is not a component of a supervisory union. Type 2 is a local school district component of a supervisory union sharing a superintendent and administrative services with other local school districts. Type 3 is an education agency that performs administrative services for more than one school district, providing a common superintendent for participating districts. Respondents to the SDRP are the mapping coordinators and Title I Coordinators from the fifty states and the District of Columbia. NCES also anticipates the inclusion of the Commonwealth of Puerto Rico in the next three years. Mapping coordinators are designated by the state departments of education and are tasked with reviewing and providing updates for school district boundaries, federal school district local education agency codes, names, grade ranges, and levels to the Census Bureau. Title I Coordinators are responsible for overseeing the SDRP and reviewing all materials. There are two phases to the SDRP: the Annotation Phase and Verification Phase. During the Annotation Phase, the Census Bureau provides mapping coordinators with materials containing the latest school district boundaries and school district information that the Census Bureau has on file for their state. Mapping coordinators review the data and submit any changes to the Census Bureau. The Census Bureau reviews and processes the information submitted by the mapping coordinator and updates the Master Address File/Topologically Integrated Geographic Encoding and Reference (MAF/TIGER) System. During the Verification Phase, mapping coordinators verify that the Census Bureau updated the MAF/TIGER System accurately and completely with updates submitted during the Annotation Phase.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

13 USC Section 16, 141 and 193
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Pub.L. 114 - 95 Title 1, Part A
View Law

Presidential Action:

-

Title:

Best Interest Determination - Prison Education Program

Reference Number:

202501-1845-003

Omb Control Number:

-

Agency:

ED/FSA

Received:

2025-08-08

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

New collection (Request for a new OMB Control Number)
Best Interest Determination - Prison Education Program

Key Information

Abstract

The Prison Education Program (PEP) is authorized under section 484(t) of the Higher Education Act of 1965, as amended (HEA) with the requirements for participation outlined in 34 CFR 668, Subpart P, effective July 1, 2023. The regulatory requirements are for a school to offer a PEP to confined or incarcerated individuals. This is a request for a new information collection to develop a form for Oversight Entities to have a mechanism to report the Best Interest Determination for every PEP under their jurisdiction as required under 34 CFR 668.241. This is an optional form which includes the required elements and is being offered for ease of reporting by the appropriate Oversight Entities. Oversight Entities include the appropriate State department of corrections or other entity responsible for overseeing correctional facilities or the Federal Bureau of Prisons. Once completed by the Oversight Entities, the report is forwarded to the institution which in turn will file the report with the Department of Education.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

20 USC 1091
View Law

Presidential Action:

-

Title:

Application for Survivor Death Benefits

Reference Number:

202508-3220-001

Omb Control Number:

3220-0031

Agency:

RRB

Received:

2025-08-08

Concluded:

2025-08-08

Action:

Approved without change

Status:

Historical Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Application for Survivor Death Benefits

Key Information

Abstract

The collection obtains the information needed to pay death benefits and annuities due but unpaid at death under the Railroad Retirement Act. Benefits are paid to designated beneficiaries or to survivors in a priority designated by law.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

45 USC 231(f) et seq
View Law

Presidential Action:

-

Title:

Citizen-Centric Online Self-Services (CCOSS) Authorization

Reference Number:

202507-3220-008

Omb Control Number:

3220-0204

Agency:

RRB

Received:

2025-08-08

Concluded:

2025-09-29

Action:

Approved without change

Status:

Active

Request Type:

New collection (Request for a new OMB Control Number)
Citizen-Centric Online Self-Services (CCOSS) Authorization

Key Information

Abstract

Section 7(b)(6) of the Railroad Retirement Act (RRA) and 20 CFR 321 under the Railroad Unemployment Insurance Act (RUIA) permits annuitants, beneficiaries and claimants to submit new and change of direct deposit and mailing address authorizations to the Railroad Retirement Board electronically to verify and certify RRA and RUIA benefit payments.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

45 USC 231f
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45 USC 362(I)
View Law

Presidential Action:

-

Title:

Executive Branch Qualified Trust Documents (see items 1. and 2. in Supporting Statement for precise titles of all documents)

Reference Number:

202508-3209-002

Omb Control Number:

3209-0007

Agency:

OGE

Received:

2025-08-08

Concluded:

2026-01-16

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Executive Branch Qualified Trust Documents (see items 1. and 2. in Supporting Statement for precise titles of all documents)

Key Information

Abstract

Documents are used to set up and maintain trusts under the Ethics in Government Act for incoming and incumbent executive branch officials. Qualified trusts help officials avoid conflicts between their personal holdings and their Government duties.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

5 USC 13104(f)
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Presidential Action:

-

Title:

Foreign Diplomatic Services Applications (FDSA)

Reference Number:

202508-1405-005

Omb Control Number:

1405-0105

Agency:

STATE/AFA

Received:

2025-08-08

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Foreign Diplomatic Services Applications (FDSA)

Key Information

Abstract

The United States is host to thousands of foreign missions. Many foreign mission members and their dependents are entitled to a range of diplomatic or consular benefits, privileges, and immunities. This group (collectively referred to as “foreign mission personnel”) are hereinafter referred to as “respondents” or “applicants.” The U.S. Department of State seeks to ensure that the benefits, privileges, and immunities of such entities and persons assigned to duty in the United States are properly extended and respected.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

22 USC 4301
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Presidential Action:

-

Title:

Office of Gifts and Grants Management Donation Form

Reference Number:

202508-0420-001

Omb Control Number:

0420-0564

Agency:

PEACE

Received:

2025-08-08

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Office of Gifts and Grants Management Donation Form

Key Information

Abstract

Peace Corps’ Office of Gifts and Grants Management (GGM) uses the information to process and manage all private sector financial donations to the Peace Corps. The type of information collected from potential donors to any of the funds includes name, address, gift amount, payment method and payment information, dedication message, donor intent, status as a returned Peace Corps Volunteer, consent to be listed in the agency’s donor recognition page, consent to share name with Peace Corps Volunteer, and consent to receive information about agency activities and opportunities to donate to or partner with the Peace Corps. Personal information, such as credit card information, is necessary to: a) process donations to the agency, b) respond to donor intent regarding the donation (i.e. dedication message or in honor or in memory of or a restricted gift to support a specific activity or Volunteer community project), c) send donor recognition items, where applicable, and/or, d) send the requisite tax acknowledgement letter.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

22 USC 2509 (a)(4)
View Law

Presidential Action:

-

Title:

Survey of Occupational Injuries and Illnesses

Reference Number:

202504-1220-001

Omb Control Number:

1220-0045

Agency:

DOL/BLS

Received:

2025-08-08

Concluded:

2025-09-30

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Survey of Occupational Injuries and Illnesses

Key Information

Abstract

The Survey of Occupational Injuries and Illnesses is the primary indicator of the Nation's progress in providing every working man and woman safe and healthful working conditions. The survey measures the overall rate of work injuries and illnesses by industry. Survey data are also used to evaluate the effectiveness of Federal and State programs and to prioritize scarce resources. Respondents include employers who maintain Occupational Safety and Health Administration records in accordance with the Occupational Safety and Health Act and employers who are normally exempt from OSHA recordkeeping. Each year a sample of exempt employers is required to keep records and participate in the survey.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 91 - 596 24(a)
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Pub.L. 107 - 347 Title 5
View Law

Presidential Action:

-

Title:

Form T-4 - Application For Exemption

Reference Number:

202503-3235-006

Omb Control Number:

3235-0107

Agency:

SEC

Received:

2025-08-08

Concluded:

2025-11-14

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form T-4 - Application For Exemption

Key Information

Abstract

Section 304(c) of the Trust Indenture Act of 1939 (“Act”) permits the Securities and Exchange Commission (“Commission”) to exempt securities from requirements of the Act if such securities are issued under an indenture under which the securities were outstanding when the Act was adopted in 1939 and were still outstanding on January 1, 1959. It must be shown that compliance with a particular provision of the Act would require the consent of holders of securities outstanding under the indenture at the time of the application or would impose an undue burden on the issuer, having due regard to the public interest and the interest of investors. Under Rule 4c-1 (17 CFR 260.4c-1), issuers may file a Form T-4 (17 CFR 269.4) to apply for an exemption pursuant to Section 304(c) of the Act. As noted above, Form T-4 is used by issuers to apply for an exemption pursuant to Section 304(c) of the Act.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

15 USC 77ddd(c)
View Law

Presidential Action:

-

Title:

Technical Assistance for Specialty Crops

Reference Number:

202506-0551-003

Omb Control Number:

0551-0038

Agency:

USDA/FAS

Received:

2025-08-08

Concluded:

2025-09-26

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Technical Assistance for Specialty Crops

Key Information

Abstract

This information is needed to administer CCC’s TASC program. The information will be gathered from applicants desiring to receive grants under the program to determine the viability of the request for funds. Regulations governing the program appear at 7 CFR part 1487 and are available on the Foreign Agricultural Service’s website.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 107 - 171 3205
View Law

Presidential Action:

-

Title:

Application for Debt Education Course Provider

Reference Number:

202505-1105-003

Omb Control Number:

1105-0085

Agency:

DOJ/LA

Received:

2025-08-08

Concluded:

2025-09-24

Action:

Approved with change

Status:

Active

Request Type:

Revision of a currently approved collection
Application for Debt Education Course Provider

Key Information

Abstract

Under the new bankruptcy Act, Pub.L. 109-8, the United States Trustee is charged with creating an approved list of debt education course providers. Each course provider must meet minimum qualifications established by Congress in the new law. The UST needs the information in the application in order to evaluate whether the applicants meet these qualifications established by Congress. The respondents to the application will be debt education providers who will educate individuals regarding personal finances after they file for bankruptcy.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Presidential Action:

-

Title:

Application for Non-Profit Budget and Credit Counseling Agencies

Reference Number:

202505-1105-002

Omb Control Number:

1105-0084

Agency:

DOJ/LA

Received:

2025-08-08

Concluded:

2025-09-23

Action:

Approved without change

Status:

Active

Request Type:

Revision of a currently approved collection
Application for Non-Profit Budget and Credit Counseling Agencies

Key Information

Abstract

Under the Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 (Act), Pub.L. 109-8, the United States Trustee (UST) is charged with creating an approved list of credit counseling agencies. Each agency must meet minimum qualifications established by Congress in the new law. The UST needs the information in the application in order to evaluate whether the applicants meet these qualifications established by Congress. The respondents to the application will be credit counseling agencies who seek to counsel individuals before they file for bankruptcy.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 109 - 8 106
View Law

Presidential Action:

-

Title:

Technical Resource for Incident Prevention (TRIPwire) User Registration

Reference Number:

202505-1670-002

Omb Control Number:

1670-0028

Agency:

DHS/CISA

Received:

2025-08-07

Concluded:

2026-02-09

Action:

Approved with change

Status:

Active

Request Type:

Reinstatement without change of a previously approved collection
Technical Resource for Incident Prevention (TRIPwire) User Registration

Key Information

Abstract

The Technical Resource for Incident Prevention (TRIPwire) is the Department of Homeland Security (DHS) Cybersecurity Infrastructure Security Agency (CISA) Office for Bombing Prevention's (OBP) online, collaborative, information-sharing portal for bomb squad, law enforcement, and other emergency services personnel to learn about current terrorist improvised explosive device (IED) tactics, techniques, and procedures, including design and emplacement considerations.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

6 USC 652
View Law

Presidential Action:

-

Title:

Solid Minerals and Geothermal Collections - 30 CFR Parts 1202, 1206, 1210, 1212, 1217, and 1218

Reference Number:

202508-1012-001

Omb Control Number:

1012-0010

Agency:

DOI/ONRR

Received:

2025-08-07

Concluded:

2025-12-30

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Solid Minerals and Geothermal Collections - 30 CFR Parts 1202, 1206, 1210, 1212, 1217, and 1218

Key Information

Abstract

In accordance with the Paperwork Reduction Act of 1995 (“PRA”), ONRR is proposing to renew an information collection. Through this Information Collection Request (“ICR”), ONRR seeks renewed authority to collect information necessary to report production, sales, and royalties owed related to coal, other solid minerals, and geothermal resources produced from Federal and Indian lands. ONRR uses forms ONRR-4292 (Coal Washing Allowance Report); ONRR-4293 (Coal Transportation Allowance Report); ONRR-4430 (Solid Minerals Production and Royalty Report); and ONRR-4440 (Solid Minerals Sales Summary) as part of these information collection requirements.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

25 USC 2103, Chapter 23
View Law
30 USC 359, Chapter 7
View Law
30 USC 1001, 1002, Chapter 23
View Law
43 USC 1334, Chapter 29
View Law
42 USC 15801, Chapter 149
View Law
30 USC 181-263
View Law
25 USC 396d, Chapter 12
View Law
30 USC 189, Chapter 3A
View Law

Presidential Action:

-

Title:

Free Use Application and Permit for Vegetative or Mineral Materials (43 CFR Parts 3600, 3620, and 5510)

Reference Number:

202506-1004-001

Omb Control Number:

1004-0001

Agency:

DOI/BLM

Received:

2025-08-07

Concluded:

2025-12-30

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Free Use Application and Permit for Vegetative or Mineral Materials (43 CFR Parts 3600, 3620, and 5510)

Key Information

Abstract

The Free use vegetative permits are available for Mining Claimants, Federal, State, Territorial agencies, municipalities and associations or corporations not organized for profit and that the materials are not used for commercial or industrial purposes. Free Use Permits for Mineral Materials are available to any Federal, State, or territorial agency, unit, or subdivision including municipalities or any non-profit organization. OMB Control Number 1004–0001 authorizes the BLM to collect information to continue the use of separate permit forms for the free use of vegetative materials and mineral materials. The BLM request that OMB renew this OMB Control Number of an additional three years.

Federal Register Notices

60-Day FRN
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30-Day FRN
View Notice

Authorizing Statutes

16 USC 605
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30 USC 602
View Law
16 USC 606
View Law
16 USC 607
View Law
16 USC 604
View Law
16 USC 607a
View Law
30 USC 601
View Law
43 USC 1732
View Law

Presidential Action:

-

Title:

Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Reference Number:

202505-3235-012

Omb Control Number:

3235-0732

Agency:

SEC

Received:

2025-08-07

Concluded:

2025-11-14

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Key Information

Abstract

As required by Title VII of the Dodd-Frank Act, Section 15F(h) of the Exchange Act established business conduct standards for security-based swap ("SBS") dealers and major security-based swap participants in their dealings with counterparties, including special entities. Exchange Act Rules 15Fh-1 through 15Fh-6 and 15Fk-1 implemented the business conduct standards requirements for SBS dealers that we believe further the principles that underlie the Dodd-Frank Act, and established regulations for the chief compliance officer functions within an SBS dealer or major SBS participant.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
View Notice

Authorizing Statutes

Pub.L. 111 - 203 764(a)
View Law
15 USC 78a et seq.
View Law

Presidential Action:

-

Title:

Form of Detached Assignment for U.S. Small Business Administration Loan Pool or Guaranteed Interest Certificate

Reference Number:

202508-3245-002

Omb Control Number:

3245-0212

Agency:

SBA

Received:

2025-08-07

Concluded:

2025-08-07

Action:

Approved without change

Status:

Active

Request Type:

No material or nonsubstantive change to a currently approved collection
Form of Detached Assignment for U.S. Small Business Administration Loan Pool or Guaranteed Interest Certificate

Key Information

Abstract

The Small Business Administration requires information to be disclosed to the buyer when a secondary market loan is transferred from one investor to another. This information includes a constant annual prepayment rate based upon the seller's analysis pf prepayment histories of SBA guaranteed loans with similar maturities. Additionally, information is required on the terms. conditions and yield of the security being transferred.

Federal Register Notices

60-Day FRN
View Notice
30-Day FRN
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Authorizing Statutes

15 USC 634(h)(1)(c)
View Law

Presidential Action:

-

Title:

Rule 19d-3, Application for Review of Final Disciplinary Sanctions Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations

Reference Number:

202504-3235-003

Omb Control Number:

3235-0204

Agency:

SEC

Received:

2025-08-07

Concluded:

2026-01-16

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 19d-3, Application for Review of Final Disciplinary Sanctions Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations

Key Information

Abstract

Rule 19d-3 (17 CFR 240.19d-3) prescribes the form and content of the applications filed by persons with the Commission for review of final disciplinary sanctions. The Commission uses the information reported in the applications to review denials of membership, participation, bars from association, and prohibitions or limitations of access to services imposed by self-regulatory organizations.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 78l
View Law
15 USC 78m
View Law
15 USC 78c
View Law
15 USC 78d
View Law
15 USC 78i
View Law
15 USC 78j
View Law

Presidential Action:

-

Title:

Mandatory Civil Rights Data Collection

Reference Number:

202507-1870-001

Omb Control Number:

1870-0504

Agency:

ED/OCR

Received:

2025-08-07

Concluded:

None

Action:

None

Status:

Received in OIRA

Request Type:

Revision of a currently approved collection
Mandatory Civil Rights Data Collection

Key Information

Abstract

The collection, use, and reporting of education data is an integral component of the mission of the U.S. Department of Education (Department). The Department has collected civil rights data about the nation’s public schools via the Civil Rights Data Collection (CRDC) since 1968. As with previous CRDC collections, the purpose of the 2025–26 and 2027–28 CRDCs is to obtain vital data related to the civil rights laws’ requirement that public local educational agencies (LEA) and elementary and secondary schools provide equal educational opportunity. The Department has analyzed the uses of many data elements collected in the 2020–21 CRDC and sought advice from experts across the Department to refine, improve, and where appropriate, add or remove data elements from the collection. CRDC data definitions and metrics are consistent with other mandatory collections across the Department wherever possible. The Department seeks the Office of Management and Budget's approval under the Paperwork Reduction Act to collect from LEAs the elementary and secondary education data described in the sections of Attachment A. The Department requests that LEAs and other stakeholders review and comment on the proposed changes (detailed in Supporting Statement A, Attachments A-1, A-2, A-3, and A-4, and Attachment B).

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

20 USC 3413 (C)(1)
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20 USC 3471(a)
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20 USC 3472
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20 USC 7913
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20 USC 7914
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20 USC 3412(g)
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20 USC 3411
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Presidential Action:

-

Title:

Form R31: Monthly Transaction Reporting for Self-Regulatory Organizations' Rule 31 Fees

Reference Number:

202505-3235-001

Omb Control Number:

3235-0597

Agency:

SEC

Received:

2025-08-07

Concluded:

2025-11-13

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Form R31: Monthly Transaction Reporting for Self-Regulatory Organizations' Rule 31 Fees

Key Information

Abstract

Pursuant to Section 31 of the Securities Exchange Act of 1934 (“Exchange Act”) (15 U.S.C. 78ee), the Securities and Exchange Commission (“SEC”) is required to collect fees and assessments from national securities exchanges and national securities associations (collectively, “self-regulatory organizations” or “SROs”) based on the volume of their securities transactions. To collect the proper amounts, the SEC in 2004 adopted Rule 31 (17 CFR 240.31) and Form R31 (17 CFR 249.11) under the Exchange Act whereby each SRO must report to the SEC the volume of its securities transactions and the SEC, based on those data, calculates the amount of fees and assessments that each SRO owes pursuant to Section 31. Rule 31 and Form R31 require each SRO to provide these data on a monthly basis. Without this rule, the SEC would not be able to satisfy its obligations under Section 31.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

15 USC 78ee
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Presidential Action:

-

Title:

Rule 19d-1, SRO disciplinary actions, denial, bar, prohibition, or limitation of membership, summarily suspending a member and delisting a security

Reference Number:

202504-3235-004

Omb Control Number:

3235-0206

Agency:

SEC

Received:

2025-08-07

Concluded:

2025-11-13

Action:

Approved with change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Rule 19d-1, SRO disciplinary actions, denial, bar, prohibition, or limitation of membership, summarily suspending a member and delisting a security

Key Information

Abstract

Rule 19d-1, 17 CFR 240.19d-1, under the Securities Exchange Act of 1934 prescribes the form and content of notices to be filed with the Commission by respondent self-regulatory organizations ("SROs") for which the Commission is the appropriate regulatory agency concerning the following final SRO actions: (1) disciplinary sanctions (including summary suspensions); (2) denials of membership, participation, or association with a member; and (3) prohibitions or limitations on access to SRO services and (4) delisting a security. The Commission uses the information reported in the notices to oversee the disciplinary activities of SROs.

Federal Register Notices

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30-Day FRN
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Authorizing Statutes

15 USC 78c, 78d, 78i, 78j, 78l, 78m
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Presidential Action:

-

Title:

Multiple Employer Welfare Arrangement Administrative Law Judge Administrative Hearing Procedures

Reference Number:

202502-1210-002

Omb Control Number:

1210-0148

Agency:

DOL/EBSA

Received:

2025-08-07

Concluded:

2025-09-09

Action:

Approved without change

Status:

Active

Request Type:

Extension without change of a currently approved collection
Multiple Employer Welfare Arrangement Administrative Law Judge Administrative Hearing Procedures

Key Information

Abstract

Section 521 of ERISA, 29 U.S.C. 1151, provides that the Secretary of Labor may issue ex parte cease and desist orders when it appears to the Secretary that the alleged conduct of a multiple employer welfare arrangement (MEWA) under section 3(40) of the Act, 29 U.S.C. 1002(40), is fraudulent, or creates an immediate danger to the public safety or welfare, or is causing or can be reasonably expected to cause significant, imminent, and irreparable public injury. Section 521(b) provides that a person that is adversely affected by the issuance of a cease and desist order may request an administrative hearing regarding the order. The Department has promulgated a final regulation that is the subject of this information collection request, which describes the procedures before an administrative law judge (ALJ) when a person seeks an administrative hearing for review of such an order. Under section 2571.3 of the rule, the party that is subject to a cease and desist order issued under ERISA section 521 has the burden to initiate an adjudicatory proceeding before an ALJ. Section 2571.3 governs the service of documents necessary to initiate ALJ proceedings by such a party on the Secretary of Labor and the ALJ.

Federal Register Notices

60-Day FRN
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30-Day FRN
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Authorizing Statutes

29 USC 1151
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Presidential Action:

-
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