Change Requests

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Form for Maintenance of Effort Waiver Requests

Key Information

Abstract

Section 8521(a) of the Elementary and Secondary Education Act of 1965, as amended by the Every Student Succeeds Act (ESEA) provides that a local educational agency (LEA) may receive funds under Title I, Part A and other ESEA “covered programs” for any fiscal year only if the State educational agency (SEA) finds that either the combined fiscal effort per student or the aggregate expenditures of the LEA and the State with respect to the provision of free public education by the LEA for the preceding fiscal year was not less than 90 percent of the combined fiscal effort or aggregate expenditures for the second preceding fiscal year. This provision is the maintenance of effort (MOE) requirements for LEAs under the ESEA. If an LEA fails to meet the MOE requirement, under section 8521(b) of the ESEA, the SEA must reduce the amount of funds allocated under the programs covered by the MOE requirement in any fiscal year in the exact proportion by which the LEA fails to maintain effort by falling below 90 percent of either the combined fiscal effort per student or aggregate expenditures, if the LEA has also failed to maintain effort for 1 or more of the 5 immediately preceding fiscal years. In reducing an LEA’s allocation because it failed to meet the MOE requirement, the SEA uses the measure most favorable to the LEA. Section 8521(c) gives the U.S. Department of Education (ED) the authority to waive the ESEA's MOE requirement for an LEA if it would be equitable to grant the waiver due to an exceptional or uncontrollable circumstance such as a natural disaster or a change in the organizational structure of the LEA or a precipitous decline in the LEA's financial resources. If an MOE waiver is granted, the reduction required by section 8521(b) does not occur for that year. A request for a waiver of the MOE requirement is discretionary. Only an LEA that has failed to maintain effort and that believes its failure justifies a waiver would request one. To review an MOE waiver request, ED relies primarily on expenditure, revenue, and other data relevant to an LEA’s request provided by the SEA. To assist an SEA with submitting this information, ED developed an MOE waiver form as part of the 2009 Title I, Part A Waiver Guidance, which covered a range of waivers that ED invited at that time. The purpose of this request is to renew approval for the MOE waiver form. This collection includes burden at the SEA level.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

20 USC 8521	View Law

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NRC Insider Threat Program for Licensees and Others Requiring Access to Classified Information

Key Information

Abstract

The NRC-regulated facilities and their contractors who are authorized to access and possess classified matter are required to provide information and maintain records to demonstrate they have established and are maintaining an Insider Threat Program to identify and protect classified information against a potential insider threat.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

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Rule 17a-14 and Form CRS under the Exchange Act

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Abstract

Rule 17a-14 and Form CRS require a broker-dealer that offer services to retail investors to prepare, file with the Commission through WebCRD, post to the broker-dealer’s website (if it has one), and deliver to retail investors a relationship summary. Broker-dealers are required to deliver the relationship summary to both existing customers and new or prospective new customers who are retail investors. The collection of information is necessary to provide broker-dealer customers, prospective customers, and the Commission with information about the broker-dealer and its business, conflicts of interest and personnel. The Commission uses the information to manage its regulatory and examination programs. Retail customers can use the information to determine whether to hire or retain a broker-dealer, as well as what types of accounts and services are appropriate for their needs.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 111 - 203 913(f)	View Law

15 USC 78j	View Law

15 USC 78q	View Law

15 USC 78o	View Law

15 USC 78c	View Law

15 USC 78w	View Law

15 USC 78mm	View Law

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Rule 10b-10 Confirmation of Securities Transactions (17 C.F.R. 240.10b-10)

Key Information

Abstract

Rule 10b-10 under the Securities Exchange Act of 1934 ("Exchange Act") requires broker-dealers to disclose basic trade information to customers regarding their securities transactions. The information required by Rule 10b-10 includes: the date and time of the transaction, the identity and number of shares bought or sold, and the trading capacity of the broker-dealer. In addition, depending on the trading capacity of the broker-dealer, the Rule requires the disclosure of commissions and, under specified circumstances, mark-up and mark-down information. For transactions in debt securities (other than U.S. savings bonds and municipal securities) the Rule requires the disclosure of redemption and yield information. For transactions in securities futures products in a futures account, the Rule permits alternative information disclosure requirements. This alternative information includes, the date the transaction was executed; the identity and number of shares bought or sold; the price, the delivery month, and the exchange on which the transaction was executed; the source and amount of broker remuneration; whether the broker received payment for order flow; and, the fact that other specified information about the execution of the transaction will be available upon written request. Rule 10b-10 also requires broker-dealers to inform their customers if they are not members of the Securities Investor Protection Corporation ("SIPC"). The purpose of this disclosure is to ensure that customers are not led to believe that their accounts are subject to SIPC protection when they are not. In addition, the Rule requires broker-dealers to state on confirmations whether they receive payment for order flow. The confirmation has become a customary tool in the industry, and it serves several functions: firms use it as a billing statement; it serves as a customer invoice; it informs investors of the details of a transaction allowing the customer to check for errors or misunderstandings; it provides consumer information, allowing investors to evaluate the cost and quality of the services provided by broker-dealers; it discloses possible conflict of interest that may arise between the investor and broker-dealer; and it safeguards against fraud, by permitting the customer to detect problems associated with a transaction.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78a	View Law

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Regulation S-AM: Limitations on Affilate Marketing

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Abstract

Regulation S-AM implements the requirements of Section 624 of the Federal Credit Reporting Act (15 U.S.C. 1681s-3) with respect to investment advisers and transfer agents registered with the Securities and Exchange Commission (“SEC”), as well as brokers, dealers and investment companies (collectively, “Covered Persons”). Section 624 and Regulation S-AM limit a Covered Person’s use of certain consumer financial information received from an affiliate to solicit a consumer for marketing purposes, unless the consumer was given notice and a reasonable opportunity and a reasonable and simple method to opt out of such solicitations. This serves the SEC’s mission in protecting investors from abuse or fraud.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78q, 78q-1, 78w, 78mm	View Law

15 USC 80a-30(a), 80a-37, 80b-4	View Law

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Human Drug Compounding Under Sections 503A and 503B of the Federal Food, Drug, and Cosmetic Act

Key Information

Abstract

This information collection helps support implementation of Sections 503A and 503B of the Federal Food, Drug, and Cosmetic Act (FD&C Act), which governs pharmacy compounding and outsourcing facilities. References to statutory reporting, recordkeeping, and disclosures are discussed in specific FDA guidance documents, however we intend the ICR to account for burden that may be attributable to recommended tasks not accounted for elsewhere in our active collection invetory .Emergency Justfication:Unanticipated staffing adjustments have significantly impacted the timeliness with which FDA is able to publish its requisite documents in the Federal Register. As a result, we are unable to publish our 30-day notice prior to the expiration date of this information collection. We are therefore submitting this ICR in accordance with our understanding of requirements in 5 CFR 1320.13, noting that we believe the collection of information Is needed prior to the expiration of established time periods under the PRA and is essential to the mission of the agency. While an unanticipated event has recently occurred that has disrupted processing of the collection of information, we expect to meet applicable deadlines within a 30-day period. We are therefore requesting an approval date of March 1, 2026, by which time we expect our 30-day notice (attached for OMB reference) will have published and at which time we will subsequently submit an ICR in accordance with 5 CFR 1320.10, as we believe applicable to this ICR.

Federal Register Notices

60-Day FRN	View Notice

Authorizing Statutes

Pub.L. 116 - 8 503A; 503B	View Law

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U.S. Fish and Wildlife Service Bison Donations Request Program

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Abstract

The Service’s “Bison Donations Transfer Protocol” (protocol) describes the process for the donation of the available surplus bison from the Service to eligible organizations, Tribes, or intertribal organizations as outlined in regulations at 50 CFR 30, as well as in Service Manual chapters 701 FW 5 and 701 FW 8. Surplus bison are offspring that exceed the ecological carrying capacity of the Service bison metapopulation. The primary purposes of donating these bison are to support conservation of the species as native North American wildlife and to assist in the restoration of bison herds on conservation partner lands, with special emphasis on restoring conservation herds to Tribal lands. Our authorities governing the Protocol include: • National Wildlife Refuge System Administration Act of 1966 (16 U.S.C. 668dd and 668ee; as amended); • American Indian Religious Freedom Act of 1978 (42 U.S.C. 1996); • Indian Self-Determination and Education Assistance Act (Public Law 93-638, as amended); • Surplus Range Animals (50 CFR 30.1); • Disposition of Surplus Range Animals (50 CFR 30.2); • Native American Policy of the U.S. Fish and Wildlife Service (510 FW 1); • Collections, Donations, and Disposals policy (701 FW 5); and • Fenced Animal Management policy (701 FW 8). In 2020, the U.S. Department of the Interior (DOI) Bison Working Group published the Department of the Interior Bison Conservation Initiative 2020 (2020 initiative), recognizing bison as a wildlife species in need of conservation. Consistent with this initiative, Service policy identifies the ecological and cultural values of bison as nationally and/or historically significant animals. The Bison Conservation Genetics Workshop: Report and Recommendations (2010 report) identifies DOI bison herds as a valuable source with which to start new conservation herds proposed by other Federal, State/provincial, or Tribal governments. The DOI Bison Report: Looking Forward (2014 report) acknowledges the challenges to achieving bison restoration on DOI lands and emphasizes the importance of partnerships for achieving bison conservation and ecological restoration. Both the 2010 and 2014 reports also identify the potential for bison herds maintained by Indian Tribes to contribute to species conservation, and the Service recognizes that such bison may also support Tribal cultural rights and practices.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

16 USC 668dd & 668ee	View Law

42 USC 1996	View Law

Pub.L. 93 - 638 1	View Law

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Policy for Evaluation of Conservation Efforts When Making Listing Decisions (PECE)

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Abstract

The Policy for Evaluation of Conservation Efforts When Making Listing Decisions (PECE) provides criteria that the Fish and Wildlife Service uses to evaluate conservation efforts when making decisions on whether or not to list a species as endangered or threatened.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

16 USC 1531 et seq	View Law

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Federal Fish and Wildlife Applications and Reports - Law Enforcement; 50 CFR 13 and 14

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Abstract

Section 9(d) of the Endangered Species Act (ESA) (16 U.S.C. 1531 et seq.), as amended, makes it unlawful to import or export wildlife or wildlife products for commercial purposes without first obtaining an import/export license (50 CFR Part 14.91). Persons required to obtain an import/export license must keep records that fully and correctly disclose each importation or exportation of fish, wildlife, or plants and the subsequent disposition made by them with respect to such fish, wildlife, or plants for a period of 5 years (50 CFR Part 13.46 and 14.93). Any live wildlife possessed under permit issued by the U.S. Fish and Wildlife Service (we, Service) must be maintained under humane and healthful conditions (50 CFR Part 13.41).

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

16 USC 1531 et seq	View Law

16 USC 1371	View Law

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Application to Register Permanent Residence or Adjust Status

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Abstract

The information on Form I-485 will be used to request and determine eligibility for adjustment of permanent residence status. Supplement A is used to adjust status under section 245(i) of the Immigration and Nationality Act (Act).

Federal Register Notices

60-Day FRN	View Notice

Authorizing Statutes

8 USC 1255	View Law

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National Urban Search and Rescue Grant Program

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Abstract

The information collection activity is the collection of program and administrative information from 28 established Urban Search and Rescue Sponsoring Agencies relating to the Readiness and Response Cooperative Agreement awards. This information includes a narrative statement used to evaluate a grantees’ proposed use of funds, progress reports to monitor progress on Cooperative Agreements, amendment requests to change scope and period of performance and approval for vehicle purchase.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 5144,5149,5170b(a)(3)(B),5197	View Law

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Alaska Interagency Electronic Reporting System (IERS)

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Abstract

The National Marine Fisheries Service (NMFS), Alaska Regional Office, requests revision of this currently approved information collection. This information collection is revised and extended due to the associated rule (RIN 0648-BL49) changing the time limit for recording a management program in the catcher/processor electronic logbook (eLog). This action revises and standardizes the time limit for assigning a management program to each haul for trawl catcher/processors (C/Ps) participating in the groundfish fisheries in the Gulf of Alaska (GOA) and the Bering Sea and Aleutian Islands (BSAI) management areas. This rule is necessary to improve consistency for when trawl C/Ps are required to assign a specific management program to a haul and will allow additional time for vessel operators participating in Western Alaska Community Development Quota (CDQ) Program and non-CDQ fisheries on the same trip to better determine which management program to assign to a haul. This revision does not change the respondents, responses, burden hours, or costs for the catcher/processor eLog because the directly regulated entities already complete this logbook, and the current burden estimate allows for differences in the time and cost needed to complete and submit the logbook.

Authorizing Statutes

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USMC Family Care Programs Forms

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Abstract

The U.S. Marine Corps uses this information collection to facilitate school transitions for military children and to process applications for a youth leadership program. This collection is essential for providing continuity of care for military families and directly supports overall force readiness.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

10 USC Chapter 88, SUBCHAPTER I	View Law

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Return A-Monthly Return of Offenses known to Police and Supplement to Return A-Monthly Return of Offenses Known to Police

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Abstract

Under 34 USC 41303 and 28 USC 534, this collection requests offense data from federal, state, county, city, tribal, and territorial law enforcement agencies in order for the FBI's UCR Program to serve as the national clearinghouse for the collection and dissemination of crime data.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

28 USC 534	View Law

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Application to Transport Interstate or to Temporarily Export Certain NFA Firearms

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Abstract

Persons who wish to transport certain NFA firearms (machine guns, short-barreled rifles, short-barreled shotguns, or destructive devices) out of the state in which they registered the firearm, for certain temporary or permanent domestic purposes or for temporary export, must submit Form 20 to ATF before they may transport the items. 18 U.S.C. 922(a)(4), 27 CFR 478.28.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

18 USC 922	View Law

27 USC 478.39	View Law

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Quarterly Federal Excise Tax Return

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Abstract

Excise taxes are taxes paid when purchases are made on a specific good, such as gasoline. Excise taxes are often included in the price of the product. There are also excise taxes on activities, such as on wagering or on highway usage by trucks. One of the major components of the excise program is motor fuel. 26 USC 4081 imposes tax for miscellaneous excise taxes, manufacturers excise taxes, automotive and related items, petroleum products and motor and aviation fuel. The information supplied on Form 720 is used by the IRS to determine the correct tax liability. Additionally, the data is reported by the IRS to Treasury so that funds may be transferred from the general revenue funds to the appropriate trust funds.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

26 USC 5000D	View Law

26 USC 4475	View Law

26 USC 4081	View Law

26 USC 4461	View Law

26 USC 4681	View Law

26 USC 4682	View Law

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NESHAP for Mercury (40 CFR part 61, subpart E) (Renewal)

Key Information

Abstract

The Emission Standards for Hazardous Air Pollutants (NESHAP) for Mercury (40 CFR Part 61, Subpart E) apply to existing facilities and new facilities which process mercury ore to recover mercury, use mercury chlor-alkali cells to produce chlorine gas and alkali metal hydroxide, and incinerate or dry wastewater treatment plant sludge. New facilities include those that commenced construction, modification or reconstruction after the date of proposal. This information is being collected to assure compliance with 40 CFR Part 61, Subpart E. In general, all NESHAP standards require initial notifications, performance tests, and periodic reports by the owners/operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NESHAP.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 7401 et.seq.	View Law

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Motor Vehicle Emissions and Fuel Economy Compliance (Renewal)

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Abstract

Under sections 202(a) and 202(k) of the Clean Air Act (42 U.S.C. 7521), EPA finalized regulations to set more stringent vehicle emission standards beginning in model year 2017, as part of a systems approach to addressing the impacts of motor vehicles and fuels on air quality and public health. The Tier 3 vehicle emission standards, which are the subject of this ICR, reduce both tailpipe and evaporative emissions from passenger cars, light-duty trucks, medium-duty passenger vehicles, and some heavy-duty vehicles. The Tier 3 vehicle standards are harmonized with California's Low Emission Vehicle Program LEVIII standards, creating a federal vehicle emissions program allowing automakers to sell the same vehicles in all fifty states. This ICR covers the information that affected respondents must provide to the Agency. Any information submitted to the Agency for which a claim of confidentiality is made is safeguarded according to policies set forth in CFR title 40, chapter 1, part 2, subpart B Confidentiality of Business Information (see 40 CFR part 2).

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 7401 et seq.	View Law

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Reporting Requirements for Disability-Related Complaints

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Abstract

The Wendell H. Ford Aviation Act for the 21st Century requires, among other things, that the Department review all complaints that airlines receive from passengers alleging discrimination on the basis of disability. The Department is also required to submit an annual report to Congress indicating the results of such review. The substance of this report is based on the data submitted to the Department by the air carriers. Air carriers are required to 1) record and categorize disability-related complaints received, 2) prepare and submit a report to the Department annually, and 3) retain correspondences and record of action taken.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 106 - 181 707	View Law

49 USC 41705	View Law

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Application for International and Domestic Indemnification

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Abstract

Applicants for federal international and domestic indemnity under the Arts and Artifacts Indemnity Act (P.L. 94-158) are required to submit indemnity applications. Respondents include non-profit, tax-exempt organizations (primarily museums).

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 94 - 158 1, 89 Stat. 844	View Law

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Nurse Faculty Loan Program Forms

Key Information

Abstract

The NFLP – Program Specific Data Form is a required electronic attachment within the NFLP application materials. The data provided in the form is essential for the formula-based criteria used to determine the award amount to the applicant schools. The form will collect application-related data from applicants such as the amount requested, number of students to be funded, tuition information, and projected unused loan fund balance. The NFLP-Annual Performance Report (APR) Financial Data Form is an online form that exists in the HRSA Electronic Handbooks (EHBs) Performance Report module. The NFLP-APR Financial Data Form collects outcome and financial data to capture the NFLP loan fund account activity related to financial receivables, disbursements, and borrower account data related to employment status, loan cancellation, loan repayment and collections. Participating schools will provide HHS with current and cumulative information on: (1) NFLP loan funds received, (2) number and amount of NFLP loans made, (3) number and amount of loans cancelled, (4) number and amount of loans in repayment, (5) loan default rate percent, (6) number of NFLP graduates employed as nurse faculty, and (7) other related loan fund costs and activities. The NFLP Due-Diligence Form is a required form to be completed and submitted electronically by NFLP award recipients. This form indicates that due diligence has been exercised in the cancellation of all or any remaining NFLP loan for NFLP borrowers in the event of permanent/total disability or death, or the write-off of all or any remaining payment of the NFLP loan as uncollectible/bad debt. The data provided on the form will verify the due diligence process the institution used for NFLP loan cancellations or uncollectible debt write-offs. Data collected on the due-diligence form is essential for HRSA to effectively monitor performance outcomes and verify the accuracy of the number and amount of NFLP loan funds cancelled and written off that is reported by NFLP award recipients during the Annual Performance Reporting period. The form will collect the student borrower’s unique ID, amount of loan funds cancelled/written off (principal plus interest), reason for cancellation/write-off, and institutional certification/due diligence process utilized.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 297n-1, Section 846A	View Law

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Application to Make and Register NFA Firearm (ATF Form 5320.1 ("Form 1"))

Key Information

Abstract

Any person other than a qualified manufacturer who wishes to make and register an NFA firearm must submit a written application to ATF on a form prescribed by ATF. 26 U.S.C. § 5822. They must also identify the firearm they are making, themself as the maker, and, if an individual, must include their fingerprints and a photograph with the application. In § 479.62, ATF prescribed Form 1 (ATF form number 5320.1), Application to Make and Register a Firearm for these required purposes.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

26 USC 5821	View Law

26 USC 5822	View Law

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Application to Transfer and Register NFA Firearm (Tax-Paid) (ATF Form 5320.4 (“Form 4”))

Key Information

Abstract

Persons with an NFA firearm must apply to ATF for approval to transfer and register the firearm as required by the NFA (26 USC 5812). ATF Form 5320.4 ("Form 4"), is the prescribed means for submitting this application, facilitates and records the firearms transfer, and also serves as proof of registration once approved.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

26 USC 5811	View Law

26 USC 5812	View Law

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Head Start Program Information Report

Key Information

Abstract

Section 650 of the Head Start Act (42 U.S.C. 9846) requires that the Secretary of the Department of Health and Human Services (HHS) prepare and submit a report to the Congress at least once during every 2-year period. Section 641A of the Head Start Act of 2007 (42 U.S.C. 9836A) requires that the Office of Head Start (OHS) collect enrollment information from grant recipients on a monthly basis to determine whether grant recipients maintain their funded enrollment. Section 644 of the Head Start Act (42 U.S.C. 9839) requires each Head Start agency to make available to the public a report published at least once in each fiscal year. OHS is requesting a revision of the Head Start Program Information Report information collection. The following instruments are included in this information collection: (1) the Program Information Report Form (PIR), (2) monthly enrollment, and (3) center locations and contacts. This revision request includes the following updates: • New questions on the PIR to collect information on primary reasons children with an IEP or IFSP did not receive services, as well as the number of children who had a 504 Plan.  • Minor changes to both the PIR and monthly enrollment reporting instruments for clarification purposes.   These changes were made to improve the instruments for clarification purposes.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 9836A	View Law

42 USC 9839	View Law

42 USC 9846	View Law

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Provider Directory Data for Medicare Plan Finder (CMS-10906)

Key Information

Abstract

MPF is an online tool that helps Medicare beneficiaries compare and shop for MA and Part D plans. MA organizations will submit or otherwise make their plan provider directory data available to CMS/HHS in a format, manner, and timeframe determined by CMS/HHS (as specified by CMS through the technical specifications) for publication online within MPF. MPF users will use the data, including, but not limited to, the names of their current doctors, as search criteria when using MPF to shop for and compare MA plans. MPF users will access MPF via the internet. An officer of each MA organization will attest, at least annually, in a format and manner and at times determined by CMS/HHS, that all information submitted or otherwise made available to CMS/HHS under § 422.111(m) is accurate.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 1851(d)(1)	View Law

42 USC 1851(d)(4)(A)(vii)	View Law

42 USC 1851(d)(7)	View Law

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