Change Requests

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Form F-4 - Registration Statement

Key Information

Abstract

Form F 4 (17 CFR 239.34 may be used by any foreign private issuer (defined in Securities Act Rule 405 (17 CFR 230.405) for registration under the Securities Act of 1933 (“Securities Act”) of securities to be issued: (1) in a transaction of the type specified in Securities Act Rule 145(a) (17 CFR 230.145); (2) in a merger in which the applicable law would not require the solicitation of the votes or consents of all of the security holders of the company being acquired; (3) in an exchange offer for securities of the issuer or another entity; (4) in a public reoffering or resale of any such securities acquired pursuant to this registration statement; or (5) in more than one of the kinds of transactions listed in (1) through (4) registered on one registration statement. The purpose of the information collection is to ensure the adequacy of information available to investors in connection with registered business combination transactions of foreign private issuers.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 77g, 77j, 77s(a)	View Law

15 USC 78w(a), 78ll	View Law

15 USC 78c, 78l, 78m, 78n, 78o(d)	View Law

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Notice of Exempt Preliminary Roll-Up Communication

Key Information

Abstract

Rule 14a-2(b)(4) (17 CF 240.14a-2(b)(4)) under the Securities Exchange Act of 1934 (“Exchange Act”) provides an exemption from Exchange Act proxy rules for any solicitation in connection with a “roll-up transaction” (defined in 17 CFR 229.901(c)) in which the holder of a security that is the subject of a proposed roll-up transaction engages in preliminary communications with other holders of securities that are the subject of the same roll-up transaction for the purpose of determining whether to solicit proxies, consents, or authorizations in opposition to the proposed roll-up transaction. The exemption does not apply to a holder of 5% or more of the securities of a class that is the subject of the proposed roll-up transaction who engages in the business of buying and selling limited partnership interests in the secondary market unless that holder discloses such ownership interest and any relations to the parties of the transaction or to the transaction itself, to security holders to whom the communications are made as required by Rule 14a-6(n)(1) (17 CFR 14a-6(n)(1)) and as specified in the Notice of Exempt Preliminary Roll-Up Communication (17 CFR 240.14a-104) (“Notice”). Whether the communication is written or oral, the Notice must be furnished to the Commission. The purpose of the Notice is to provide the public information regarding ownership interests and any potential conflicts of interest of the person engaging in the solicitation.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 77g	View Law

15 USC 78l, 78n, 78w(a)	View Law

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Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans

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Abstract

Section 17(d) of the Investment Company Act of 1940 (the “Act”) (15 U.S.C. 80a-17(d)) makes it unlawful for an affiliated person of or a principal underwriter for a registered investment company (“fund”), or any affiliated person of such a person or principal underwriter, acting as principal, to effect any transaction in which the fund is a joint or a joint and several participant, in contravention of Commission rules. Pursuant to this provision, the Commission adopted rule 17d-1 (17 CFR 270.17d-1) in 1946 and has amended the rule on numerous occasions. The rule contains two filing and recordkeeping requirements that constitute collections of information. First, rule 17d-1 requires funds that wish to engage in a joint transaction or arrangement with affiliates to meet the procedural requirements for obtaining exemptive relief from the rule’s prohibition on joint transactions or arrangements involving first- or second-tier affiliates. Second, rule 17d-1 permits a portfolio affiliate to enter into a joint transaction or arrangement with the fund if a prohibited participant has a financial interest that the fund's board determines is not material and records the basis for this finding in their meeting minutes. These requirements of rule 17d-1 are designed to prevent fund insiders from managing funds for their own benefit, rather than for the benefit of the funds’ shareholders.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 80a-17(d)	View Law

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[NCEZID] Land Travel-related Public Health Activities

Key Information

Abstract

The goal of this information collection is to facilitate a CDC public health mission as provided under the Public Health Service Act and Code of Federal Regulations. This Revision consolidates land travel-related public health information collections under one OMB control number, thereby improving efficiency of CDC’s land travel-related activities PRA submission process. It modifies current forms and add/deletes other forms which results in a burden change.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 Stat. 70

42 Stat. 71

42 USC 264	View Law

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Motorcycle Helmets (Labeling)

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Abstract

This information collection request (ICR) is a request for the reinstatement of previously-approved information collection for NHTSA’s motorcycling labeling requirements. Motorcycle helmets are devices used for protecting motorcyclists from head injury in motor vehicle crashes. Each motorcycle helmet manufacturer is required to label every helmet it produces to indicate compliance with the requirements of Federal Motor Vehicle Safety Standard (FMVSS) No. 218, “Motorcycle helmets.” Manufacturers are also required to label every helmet to provide helmet owners with important safety information including the manufacturer’s name, discrete size of the helmet, month and year of manufacture, and specific instructions. Failure to provide (collect) this information would put motorcyclists at risk because the helmet might not be labeled with the information needed to properly fit the purchaser and with the safety warnings and information specified in the standard. State and local law enforcement agencies could also find it more difficult to enforce State laws requiring the use of a helmet certified to FMVSS No. 218, if helmets were not required to bear a certification label. The labeling requirement in the standard also supports the Department of Transportation’s strategic goal in safety, by ensuring that motorcycle helmets are manufactured and certified to the performance requirements of the standard. NHTSA estimates the total burden of this collection is 10,900 hours and $1,942,384.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

39 USC Chapter 301- 30111 and 30117	View Law

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Passive Enrollment Processes for D-SNPs (CMS-10953)

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Abstract

CMS can passively enroll certain dually eligible individuals currently enrolled in an integrated D-SNP into another integrated D-SNP, after consulting with the State Medicaid agency that contracts with the D-SNP or other integrated managed care plan, when CMS determines that the passive enrollment will promote continuity of care and integrated care. D-SNPs will be required to provide noticing to enrollees who are moved from an expiring D-SNP to a gaining D-SNP. This noticing will include two notices to individuals. The D-SNP must provide the first notice no fewer than 60 calendar days prior to the enrollment effective date and the second notice no fewer than 30 days prior to the enrollment effective date.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 1851(c)(1)	View Law

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Tribal Energy Resource Agreements, 25 CFR 224

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Abstract

This information collection allows the Department to implement law that authorizes the Secretary to enter into Tribal Energy Resource Agreements (TERAs) with Indian Tribes. See 25 U.S.C. 3501 et. seq. TERA promote Tribal oversight and management of energy and mineral resource development on Tribal lands and further the goal of Indian self-determination. Revisions are being made in association with revisions to the implementing regulations at 25 CFR 224, which incorporate updates made by Congress in December 2018 in the authorizing statute.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 115 - 325 103	View Law

25 USC 3501 et. seq.	View Law

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Navajo Partitioned Lands Grazing Permits, 25 CFR 161

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Abstract

The regulations at 25 CFR 161 govern the grazing of livestock on the Navajo Partitioned Lands (NPL), Navajo-Hopi Former Joint Use Area, Additionally, these regulations conserve the range-lands of the Navajo Partitioned Lands to maximize future use of the land for grazing and other purposes. The regulations are a result of a number of court cases. This information collection allows BIA to receive the information necessary to determine whether an applicant to obtain, modify, or assign a grazing permit on NPL is eligible and complies with all applicable grazing permit requirements.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

25 USC 3701 - 3715 et seq	View Law

25 USC 640d - 640d-31 et seq	View Law

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Application to Withdraw Tribal Funds from Trust Status, 25 CFR 1200

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Abstract

The American Indian Trust Management Reform Act of 1994 was enacted to allow tribes more control of the funds held in trust for them by the Federal Government. This information collection allows the Office of the Special Trustee for American Indians to collect the tribes' applications for withdrawal of funds held in trust by the Department of the Interior. The Act covers all tribal trust funds including judgment funds as well as some settlements funds, but excludes funds held in Individual Indian Money accounts. Both the Act and the regulations state that upon withdrawal of the funds, the Department of the Interior (and the Federal Government) have no further liability for such funds.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

25 USC Chapter 42, Sub-chapter 11	View Law

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Electrical Power Service Application, 25 CFR 175

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Abstract

The BIA owns, operates, and maintains four electric power utilities that provide a service to the end user, pursuant to 25 CFR 175 (Indian Electric Power Utilities). The BIA must collect customer information to identify the individual responsible for repaying the government its costs for delivering the service and bill for those costs. The BIA must also collect information to identify the location of the service delivery (i.e., electrical hook-up). In addition, the Debt Collection Improvement Act of 1996 (DCIA), 31 U.S.C. 3701-3733 requires that certain information be collected from individuals and businesses doing business with the government. This information includes the taxpayer identification number for possible future use to recover delinquent debt.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

31 USC 3701-3733	View Law

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Indian Child Welfare Act (ICWA) Proceedings in State Court

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Abstract

This ICR packages addresses the reporting, third-party disclosure, and recordkeeping requirements of the Indian Child Welfare Act (ICWA), which requires State courts and agencies to provide notice to tribes and parents/custodians of any involuntary child custody proceeding that may involve an "Indian child," and requires State courts and agencies to document certain actions and maintain certain records regarding the removal and placement of an "Indian child."

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

25 USC 1901 et seq.	View Law

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Required Information for Annual Improper Payment Estimation

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Abstract

Federal Student Aid (FSA) administers the Department of Education’s Federal student financial aid programs authorized by Title IV of the Higher Education Act of 1965, as amended. Under these programs, institutions of higher education act as a fiduciary in receiving grant and loan funds from the Department for the sole purpose of allowing students to pay the costs of attendance at the institution. The Department executes a two-stage Sampling and Estimation Methodology Plan (S&EMP) that is based in part on the results of compliance audits to estimate its improper payments and unknown payments in accordance with the Public Law 116-117, Payment Integrity Information Act of 2019 (PIIA) and OMB Circular A-123, Appendix C (A-123C). The Department requires sample, population, and as applicable, finding information regarding testing performed by the auditors, however, this is not reported with the compliance audit. This information is necessary to execute FSA’s S&EMP. The legal and administrative requirements that necessitate the collection of this information are the audit access provisions in 2 CFR 200.517(b) and Title IV regulations at 34 CFR 668.23(e)(1)(ii), which the Department has concluded gives it the authority to collect certain information from the single audit in order for the Department to carry out its oversight responsibilities with regard to improper payments and unknown payments. PIIA section 3352 (31 U.S.C. section 3352) requires federal agencies to review all programs and activities they administer that may be susceptible to significant improper payments and publish the payment integrity information annually. This is a request for a new information collection to develop a form for institutions of higher education to have a mechanism to report to the Department information required to carry out the S&EMP and publish payment integrity information on an annual basis.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 116 - 117 375	View Law

31 USC 3352	View Law

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Record keeping Requirements for Gas Pipeline Operators

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Abstract

A person owning or operating a natural gas pipeline facility is required to maintain records, make reports, and provide information to the Secretary of Transportation at the Secretary's request. This mandatory information collection request would require owners and/or operators of gas pipeline systems to make and maintain records in accordance with the requirements prescribed in 49 CFR Part 192 and to provide information to the Secretary of Transportation at the Secretary's request. Certain records are maintained for a specific length of time while others are required to be maintained for the life of the pipeline. PHMSA uses these records to verify compliance with regulated safety standards and to inform the agency on possible safety risks.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

49 USC 60102	View Law

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[NCEH] Maritime Illness Database and Reporting System (MIDRS)

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Abstract

The CDC’s Vessel Sanitation Program (VSP) is requesting a 3-year Paperwork Reduction Act (PRA) clearance for this revision information collection request (ICR). In the past three years, the VSP has received 13,352 AGE reports to through its “Maritime Illness Database and Reporting System (MIDRS)” (OMB Control No. 0920-1260; expiration date 04/30/2022). Since the first quarter of 2020, the COVID-19 pandemic disrupted the number of cruise ship voyages operating to U.S. ports of call. Between March 2020 and October 2021, cruise industry operations were suspended under a federally issued No Sail Order, and then subsequently under a Conditional Sailing Order to prevent the risk of introducing, transmitting, and spreading COVID-19 by cruise ship travelers. As a result, the number of AGE reports submitted to MIDRS in 2020 and 2021 was substantially lower (n=2,667 and n=1,717, respectively), compared to 2019 (n=8,968). The information collected by the VSP is designed to align with and support the collaboration between the cruise ship industry and government to define and reduce health risks associated with vessels and to ensure a healthful and clean environment for vessels’ passengers and crew. The VSP made minimal changes, based on the 2024 experience. VSP amended the numbers to better reflect record submission patterns, while still accounting for potential increases in record counts due to the addition of new ships to fleets and increases in shore-side AGE cases, which leads to increases in cruise ship AGE case counts.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 264	View Law

42 USC 269	View Law

42 USC Part 71	View Law

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Purchase, Sale, and Pledge of Eligible Obligations - 12 CFR 701.23

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Abstract

Section 701.23 authorizes Federal Credit Unions to sell and pledge loans and purchase eligible obligations from other institutions.

Federal Register Notices

60-Day FRN	View Notice

Authorizing Statutes

12 USC 1757	View Law

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Personal Property Household Goods and Unaccompanied Baggage Shipment Services

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Abstract

The DD Forms in this collection are used to collect data to support the private sector commercial Transportation Service Providers (TSP). The TSPs are under contract with the DoD for the shipment and storage of personal property. The TSPs use the DD Forms to document when they perform any type of service during the packing, picking up and/or storage of personal property household goods and/or unaccompanied baggage shipments for the DoD and U.S Coast Guard that receive orders to move from their residence.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

5 USC 5726	View Law

37 USC 476	View Law

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Postdoctoral Research Fellowships in Biology Application Form A and Reference Writer Recommendation

Key Information

Abstract

Three divisions within NSF's Directorate for Biological Sciences use the Biological Sciences Proposal Classification Form -- Biological Infrastructure, Environmental Biology, and Molecular and Cellular Biosciences. All Principal Investigators submitting proposals to these divisions will be asked to complete an electronic version of the Proposal Classification Form. The form consists of brief questions about the substance of the research and the investigator's previous federal support.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 1861	View Law

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War Hazards Compensation Act Claims, Benefits, and Notices

Key Information

Abstract

Information collected using OWCP Form CA-278, Claim for Reimbursement of Benefit Payments and Claims Expense Under the War Hazards Compensation Act, allows OWCP to consider requests filed by insurance carriers and self-insured that have paid benefits to workers injured due to a war-risk hazard to be reimbursed for such benefits out of the Employees' Compensation Fund. The WH-1 Form, Notice of Injury or Disease and Claim for Benefits under the War Hazards Compensation Act, allows beneficiaries to file a claim under the WHCA and will simplify the process of filing an initial claim for benefits and gather the necessary information to expedite claim decisions and reimbursements.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

5 USC 8147	View Law

5 USC 8121	View Law

42 USC 1701	View Law

5 USC 8145	View Law

5 USC 8149	View Law

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Health Workforce Connector

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Abstract

The Health Workforce Connector helps connect skilled professionals to communities in need by allowing approved Site Points of Contact (POCs) at National Health Service Corps (NHSC), Nurse Corps, Substance Use Disorder Treatment and Recovery (STAR), Pediatric Specialty (PS), Nursing Training, and Teaching Health Center Graduate Medical Education (THCGME) sites to post available opportunities and update site profiles. The Health Workforce Connector provides a central platform to connect participants, including but not limited to those in the NHSC, Nurse Corps, STAR, and PS programs and facilities that are approved for performance of their service obligations. The Health Workforce Connector has become a resource that engages any health care professional or student interested in providing primary care services in underserved communities and with facilities in need of health care providers. The Health Workforce Connector also allows users to create a profile, search for sites, find job and training opportunities, search for other like-minded clinicians, and be searchable by Site POCs.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 254h-1(f)	View Law

42 USC 254i(6)	View Law

42 USC 254f(d)	View Law

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7 CFR Part 235 - State Administrative Expense (SAE) Funds

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Abstract

This is a reinstatement, with change, of a previously approved collection for which approval has expired. This collection expired on January 31, 2026. This information collection is required to administer and operate this program in accordance with the Child Nutrition Act. The program is administered at the State agency level. Reports submitted and records maintained include agreements, financial reports, and the maintenance of accounting records for State Administrative Funds (SAE). The USDA Food and Nutrition Service (FNS) administers the Child Nutrition Programs (CNP). FNS originally expected to submit this collection for review before it expired. As such, FNS expected to make two changes to the collection. One was to reduce the number of respondents for the reporting requirement at 235.7(b). The other change adjusts the frequency of the responses for the recordkeeping requirement at 235.7(a). FNS estimated that these changes would reduce the responses and burden hours for this collection.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 1776	View Law

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Reporting of Information Using Special Airworthiness Information Bulletin and Airworthiness Concern Sheet

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Abstract

The FAA sometimes includes a request for voluntary reporting of information (e.g., inspection results, etc.) in SAIBs and ACSs. The inspection results may help the FAA in an ongoing investigation to determine the cause of a specific condition, or whether the condition is likely to exist or develop on other products of the same type design. We may also require reports if a potential unsafe condition is a result of manufacturing quality control problems. We need these reports to determine the scope of the problem and how adequate the design approval holder’s corrective actions are. As such, each reporting situation is unique. To date, our only means for obtaining reporting information is from design approval holders through 14 CFR § 21.3. We have no other authorized method for notification and collection of information from owner/operators to help in our assessment of a potential unsafe condition. If the FAA is unable to obtain this information, we may need to conduct a directed safety investigation. This is a burden on both the FAA and the owner/operator.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

49 USC 44701	View Law

49 USC 44702	View Law

49 USC 44704	View Law

49 USC 40113	View Law

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[NCEZID] The National Healthcare Safety Network (NHSN)

Key Information

Abstract

The National Healthcare Safety Network (NHSN) is a system designed to accumulate, exchange, and integrate relevant information and resources among private and public stakeholders to support local and national efforts to protect patients and promote healthcare safety. Specifically, the data is used to determine the magnitude of various healthcare-associated adverse events and trends in the rates of these events among patients and healthcare workers with similar risks. The data will be used to detect changes in the epidemiology of adverse events resulting from new and current medical therapies and changing risks. This Revision contains form addition/deletion and edits and burden changes.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

42 USC 242k	View Law

42 USC 242b	View Law

42 USC 242m(d)	View Law

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Rule 13e-3 (Schedule 13E-3)

Key Information

Abstract

Rule 13e-3 (17 CFR 240.13e-3) prescribes the filing, disclosure, and dissemination requirements in connection with a going private transaction by an issuer or an affiliate. A “Rule 13e-3 transaction” is a transaction or series of transactions specified in Rule 13e-3(a)(3)(i) that has either a reasonable likelihood or a purpose of producing, either directly or indirectly, any of the effects described in Rule 13e-3(a)(3)(ii). The effects referred to in Rule 13e-3(a)(3) include: (a) causing any class of equity securities of the issuer which is subject to Section 12(g) or Section 15(d) of the Securities Exchange Act of 1934 (“Exchange Act”) to be eligible for termination of registration, or causing the reporting obligations with respect to such class to become eligible for termination or suspension; or (b) causing any class of equity securities of the issuer which is either listed on a national securities exchange or authorized to be quoted in an inter-dealer quotation system of a registered national securities association to be neither listed on any national securities exchange nor authorized to be quoted on a inter-dealer quotation system of any registered national securities association. Schedule 13E-3 (17 CFR 240.13e-100) is the transaction statement that must be filed under Rule 13e-3. The information required by Rule 13e-3 and Schedule 13E-3 is intended to ensure investors are appropriately informed in connection with certain going private transactions.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

15 USC 78c, 78l, 78m, 78n, 78o(d)	View Law

15 USC 77g, 77j, 77s(a)	View Law

15 USC 78w(a), 78ll	View Law

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Fidelity Bonding Issuance

Key Information

Abstract

The Department’s Federal Bonding Program (FBP) provides fidelity bonds that protect employers hiring at-risk job applicants from theft, forgery, or embezzlement by the employee. Although the bonds have primarily served offenders, any at-risk job applicant is eligible for bonding services, including: recovering substance abusers (alcohol or drugs), welfare recipients and other persons having poor financial credit, economically disadvantaged youth and adults who lack a work history, individuals dishonorably discharged from the military, and others.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

29 USC 3224	View Law

29 USC 3245	View Law

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Notice of Entry of Appearance as Attorney or Accredited Representative; Notice of Entry of Appearance of Foreign Attorney

Key Information

Abstract

The data collected on Forms G-28 and G-28I are used by DHS to determine eligibility of the individual to appear as a representative. Form G-28 is used by attorneys admitted to practice in the United States and accredited representatives of charitable organizations recognized by the Board of Immigration Appeals. Form G-28I is used by attorneys admitted to the practice of law in countries other than the United States and only with matters filed in DHS offices outside the geographical confines of the United States.

Federal Register Notices

60-Day FRN	View Notice
30-Day FRN	View Notice

Authorizing Statutes

Pub.L. 107 - 296 102	View Law

8 USC 1103(a)	View Law

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